Cetera Advisors LLC — Q3 2014 13F 持股

Name: Cetera Advisors LLC — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001534400

申报总市值

US$126.8亿

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本季完整持股清单

仅显示前 200 大持股（共 614 只）

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	AAPL	Apple INC	股票-科技	28.41%	-0.10%	+3.20%
2	✓	Directv	股票-其他	2.16%	—	—
3	✓	Guggenheim S&P 500 Equal Weigh	股票-其他	1.96%	—	+8.25%
4	IWF	Ishares Russell 1000 Growth	ETF-其他	1.48%	—	+5.45%
5	DVY	Ishares Select Dividend ETF	ETF-其他	1.46%	—	+1.95%
6	ARL	American Realty Capital Properties Inc	股票-其他	1.40%	—	+11.64%
7	FSICUSD	Fs Kkr Capital CORP	股票-其他	1.35%	—	+5.17%
8	✓	State Street SPDR S&P 500 ETF Trust	ETF-大型股与成长	1.28%	—	-18.30%
9	✓		股票-其他	1.17%	—	—
10	IVV	Ishares Core S&p 500 ETF	ETF-大型股与成长	1.15%	-0.11%	+37.71%
11	✓	Rait Financial Trust	股票-其他	1.06%	—	+1.39%
12	✓	Exxon Mobil Corporation	股票-其他	1.04%	—	+16.24%
13	IWD	Ishares Russell 1000 Value E	ETF-其他	0.99%	—	+12.19%
14	FTA	First Trust L C Val Alp	ETF-其他	0.96%	—	+4.78%
15	HDV	Ishares Core High Dividend E	ETF-其他	0.80%	—	+1.97%
16	EFA	Ishares Msci Eafe ETF	ETF-其他	0.78%	—	+8.03%
17	IWO	Ishares Russell 2000 Growth	ETF-中小型股	0.69%	—	-4.54%
18	MT	ArcelorMittal S.A.	股票-其他	0.59%	—	-0.87%
19	IUSG	Ishares Core S&p U.s. Growth	ETF-其他	0.59%	—	+7.53%
20	CVX	Chevron CORP	股票-能源	0.55%	-0.01%	+9.13%
21	PG	Procter & Gamble Co/the	股票-非周期性消费	0.54%	—	+16.25%
22	IEFA	Ishares Core Msci Eafe ETF	ETF-其他	0.53%	—	+65.06%
23	AEP	American Electric Power Company, Inc.	股票-公用事业	0.52%	—	+14.15%
24	✓	Linn Energy LLC	股票-其他	0.51%	—	+1.97%
25	✓	Powershares Qqq Trust Ser 1	股票-其他	0.51%	—	+3.76%
26	MAIN	Main Street Capital CORP	股票-金融	0.50%	—	+2644.85%
27	APU	Amerigas Partners LP	股票-其他	0.49%	—	-3.00%
28	FCX	Freeport-mcmoran INC	股票-原材料	0.47%	—	-2.53%
29	✓	Verizon Communications Inc.	股票-其他	0.45%	—	+5.71%
30	RWO	State Street Spdr Dow Jones	ETF-其他	0.43%	—	+2.81%
31	DFE	Wisdomtree Eur S/c Dividend	ETF-其他	0.43%	—	-3.42%
32	✓	Teekay Tankers Ltd.	股票-其他	0.41%	—	-3.57%
33	TIP	Ishares Tips Bond ETF	ETF-其他	0.41%	—	+93.74%
34	IJK	Ishares S&p Mid-cap 400 Grow	ETF-其他	0.40%	—	+5.63%
35	✓	AT & T, Inc. New	股票-其他	0.39%	—	+38.89%
36	VALE	Vale Sa-sp Adr	股票-原材料	0.38%	—	+1078.08%
37	JNJ	Johnson & Johnson	股票-医疗保健	0.37%	—	+1.54%
38	IWP	Ishares Russell Mid-cap Grow	ETF-其他	0.36%	—	+1.74%
39	IJS	Ishares S&p Small-cap 600 Va	ETF-其他	0.36%	—	+2.64%
40	IJH	Ishares Core S&p Midcap ETF	ETF-其他	0.34%	—	+2.18%
41	INTC	Intel CORP	股票-科技	0.34%	—	+6.31%
42	FEX	First Trust Large Cap Core A	ETF-大型股与成长	0.34%	—	+7.98%
43	FXI	Ishares China Large-cap ETF	ETF-新兴市场	0.33%	—	-6.70%
44	VUG	Vanguard Growth ETF	ETF-其他	0.33%	+0.06%	-1.09%
45	IBM	Intl Business Machines CORP	股票-科技	0.32%	—	+3.13%
46	AGG	Ishares Core U.s. Aggregate	ETF-其他	0.32%	—	+4.90%
47	NLYEUR	Annaly Capital Management In	股票-其他	0.32%	—	+8.32%
48	VIG	Vanguard Dividend Apprec ETF	ETF-其他	0.31%	—	+3.80%
49	FEZ	State Street Spdr Euro Stoxx	ETF-其他	0.30%	—	-5.34%
50	GILD	Gilead Sciences INC	股票-医疗保健	0.30%	—	+68.90%

1–50 of 200

本季持股变动

Cetera Advisors LLC 于截至 Q3 2014 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	AAPL	Apple INC	+26.3%	+3.20%	加仓
2	MAIN	Main Street Capital CORP	+0.5%	+2644.85%	加仓
3	VALE	Vale Sa-sp Adr	+0.3%	+1078.08%	加仓
4	TWTRUSD	Twitter INC	+0.2%	+9.39%	加仓
5	JCPCHF	Old Copper Co INC	+0.1%	-6.79%	减仓
6	TIP	Ishares Tips Bond ETF	+0.1%	+93.74%	加仓
7	GILD	Gilead Sciences INC	+0.1%	+68.90%	加仓
8	KMI	Kinder Morgan INC	+0.1%	+84.67%	加仓
9	BMY	Bristol-myers Squibb Co	0%	+74.09%	加仓
10	HEDJ	Wisdomtree Europe Hedged Equ	0%	+99.47%	加仓
11	SLB	Slb LTD	0%	+98.61%	加仓
12	IEFA	Ishares Core Msci Eafe ETF	0%	+65.06%	加仓
13	✓	Powershares	0%	+87.37%	加仓
14	SJNK	Ss Spdr Bb St Hi Yield ETF	0%	+67.02%	加仓
15	✓	AT & T, Inc. New	0%	+38.89%	加仓
16	IVV	Ishares Core S&p 500 ETF	-0.1%	+37.71%	加仓
17	PG	Procter & Gamble Co/the	-0.1%	+16.25%	加仓
18	LAD	Lithia Motors INC	-0.1%	-71.96%	减仓
19	ITB	Ishares U.s. Home Constructi	-0.2%	-82.56%	减仓
20	GLW	Corning INC	-0.2%	-52.52%	减仓
21	DE	Deere & Co	-0.2%	-22.74%	减仓
22	MINT	Pimco Enhanced Short Maturit	-0.2%	-72.21%	减仓
23	VGT	Vanguard Info Tech ETF	-0.3%	-74.56%	减仓
24	✓		-0.3%	-2.40%	减仓
25	IWD	Ishares Russell 1000 Value E	-0.3%	+12.19%	加仓
26	DFE	Wisdomtree Eur S/c Dividend	-0.3%	-3.42%	减仓
27	✓	Exxon Mobil Corporation	-0.4%	+16.24%	加仓
28	IWO	Ishares Russell 2000 Growth	-0.5%	-4.54%	减仓
29	FSICUSD	Fs Kkr Capital CORP	-0.5%	+5.17%	加仓
30	ARL	American Realty Capital Properties Inc	-0.5%	+11.64%	加仓
31	IWF	Ishares Russell 1000 Growth	-0.6%	+5.45%	加仓
32	✓	Potash Corp	-0.7%	-92.04%	减仓
33	✓	Rait Financial Trust	-0.7%	+1.39%	加仓
34	MFAUSD	Mfa Financial INC	-0.7%	-97.34%	减仓
35	✓	Guggenheim S&P 500 Equal Weigh	-0.7%	+8.25%	加仓
36	✓	State Street SPDR S&P 500 ETF Trust	-1%	-18.30%	减仓
37	✓	Directv	—	NEW	新建仓
38	✓		—	NEW	新建仓
39	PHM	Pultegroup INC	—	EXIT	清仓
40	APO	Apollo Global Management, Inc.	—	NEW	新建仓
41	✓	Powershares	—	EXIT	清仓
42	PNW	Pinnacle West Capital	—	EXIT	清仓
43	TRN	Trinity Industries INC	—	NEW	新建仓
44	BOND	Pimco Active Bond Exchange-t	—	EXIT	清仓
45	✓	Proshares Tr Ii	—	NEW	新建仓
46	BABA	Alibaba Group Holding-sp Adr	—	NEW	新建仓
47	TGT	Target CORP	—	EXIT	清仓
48	ANF	Abercrombie & Fitch Co-cl A	—	EXIT	清仓
49	UPS	United Parcel Service, Inc.	—	NEW	新建仓
50	NORWUSD	Global X Msci Norway ETF	—	NEW	新建仓