Cetera Advisors LLC — Q3 2013 13F 持股

Name: Cetera Advisors LLC — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001534400

申报总市值

US$126.8亿

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本季完整持股清单

仅显示前 200 大持股（共 447 只）

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	✓	Guggenheim S&P 500 Equal Weigh	股票-其他	2.86%	—	+20.36%
2	AAPL	Apple INC	股票-科技	2.75%	-0.10%	-0.38%
3	✓	State Street SPDR S&P 500 ETF Trust	ETF-大型股与成长	2.45%	—	+18.72%
4	DVY	Ishares Select Dividend ETF	ETF-其他	2.31%	—	+11.70%
5	✓	Rait Financial Trust	股票-其他	2.28%	—	+4.37%
6	ARL	American Realty Capital Properties Inc	股票-其他	1.81%	—	+94.01%
7	FTA	First Trust L C Val Alp	ETF-其他	1.80%	—	+3.12%
8	✓	Exxon Mobil Corporation	股票-其他	1.80%	—	+0.03%
9	IWF	Ishares Russell 1000 Growth	ETF-其他	1.75%	—	+87.69%
10	HDV	Ishares Core High Dividend E	ETF-其他	1.55%	—	+8.89%
11	IWO	Ishares Russell 2000 Growth	ETF-中小型股	1.43%	—	+8.83%
12	MT	ArcelorMittal S.A.	股票-其他	1.39%	—	+5.65%
13	IUSG	Ishares Core S&p U.s. Growth	ETF-其他	1.34%	—	+0.98%
14	FCX	Freeport-mcmoran INC	股票-原材料	1.20%	—	+8.89%
15	CVX	Chevron CORP	股票-能源	1.14%	-0.01%	-2.55%
16	PHM	Pultegroup INC	股票-周期性消费	1.09%	—	—
17	✓		股票-其他	0.99%	—	+5.80%
18	MFAUSD	Mfa Financial INC	股票-其他	0.98%	—	—
19	✓	Potash Corp	股票-其他	0.92%	—	—
20	IBM	Intl Business Machines CORP	股票-科技	0.89%	—	-23.60%
21	IWD	Ishares Russell 1000 Value E	ETF-其他	0.86%	—	+11.62%
22	FXI	Ishares China Large-cap ETF	ETF-新兴市场	0.86%	—	-4.49%
23	EFA	Ishares Msci Eafe ETF	ETF-其他	0.82%	—	-0.88%
24	RWO	State Street Spdr Dow Jones	ETF-其他	0.82%	—	+3.71%
25	PG	Procter & Gamble Co/the	股票-非周期性消费	0.80%	—	+6.30%
26	FEZ	State Street Spdr Euro Stoxx	ETF-其他	0.77%	—	+1.36%
27	✓	Linn Energy LLC	股票-其他	0.75%	—	—
28	VIG	Vanguard Dividend Apprec ETF	ETF-其他	0.71%	—	+29.56%
29	VUG	Vanguard Growth ETF	ETF-其他	0.69%	+0.06%	-5.13%
30	✓	Alphabet INC Cl A	股票-其他	0.68%	—	-5.45%
31	IVV	Ishares Core S&p 500 ETF	ETF-大型股与成长	0.67%	-0.11%	+13.03%
32	✓	Spirit Realty Capital Inc	股票-其他	0.66%	—	—
33	URNM	Sprott Uranium Miners ETF	ETF-其他	0.66%	—	+0.46%
34	NLYEUR	Annaly Capital Management In	股票-其他	0.64%	—	-12.33%
35	IJK	Ishares S&p Mid-cap 400 Grow	ETF-其他	0.64%	—	+34.68%
36	IAUUSD	Ishares Gold Trust	ETF-避险与商品	0.64%	—	+32.77%
37	IJS	Ishares S&p Small-cap 600 Va	ETF-其他	0.63%	—	+2.19%
38	AEP	American Electric Power Company, Inc.	股票-公用事业	0.63%	—	+34.34%
39	IWP	Ishares Russell Mid-cap Grow	ETF-其他	0.63%	—	+13.92%
40	GLD	Spdr Gold Shares	ETF-避险与商品	0.56%	—	-11.28%
41	IJH	Ishares Core S&p Midcap ETF	ETF-其他	0.55%	—	+3.98%
42	JNJ	Johnson & Johnson	股票-医疗保健	0.55%	—	+5.09%
43	✓	Vanguard Consumer Staples Inde	股票-其他	0.54%	—	+2.56%
44	EEM	Ishares Msci Emerging Market	ETF-新兴市场	0.53%	—	-9.90%
45	INTC	Intel CORP	股票-科技	0.53%	—	-1.07%
46	IJR	Ishares Core S&p Small-cap E	ETF-中小型股	0.53%	—	+4.83%
47	✓	Rydex ETF Trust	ETF-其他	0.51%	—	-3.65%
48	✓	Verizon Communications Inc.	股票-其他	0.50%	—	+8.58%
49	VGT	Vanguard Info Tech ETF	ETF-科技型	0.49%	—	-4.39%
50	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-大型股与成长	0.44%	—	-0.85%

1–50 of 200

本季持股变动

Cetera Advisors LLC 于截至 Q3 2013 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	IWF	Ishares Russell 1000 Growth	+0.7%	+87.69%	加仓
2	ARL	American Realty Capital Properties Inc	+0.4%	+94.01%	加仓
3	SMFG	Sumitomo Mitsui Financial Group, Inc.	+0.3%	+283.90%	加仓
4	✓	Guggenheim S&P 500 Equal Weigh	+0.3%	+20.36%	加仓
5	CELG	Celgene CORP	+0.2%	+158.70%	加仓
6	AMGN	Amgen INC	+0.2%	+161.20%	加仓
7	✓	Welltower	+0.2%	+464.44%	加仓
8	✓	State Street SPDR S&P 500 ETF Trust	+0.1%	+18.72%	加仓
9	MT	ArcelorMittal S.A.	+0.1%	+5.65%	加仓
10	IJK	Ishares S&p Mid-cap 400 Grow	+0.1%	+34.68%	加仓
11	FCX	Freeport-mcmoran INC	+0.1%	+8.89%	加仓
12	✓		+0.1%	+5.80%	加仓
13	IAUUSD	Ishares Gold Trust	+0.1%	+32.77%	加仓
14	VIG	Vanguard Dividend Apprec ETF	+0.1%	+29.56%	加仓
15	AEP	American Electric Power Company, Inc.	+0.1%	+34.34%	加仓
16	IWO	Ishares Russell 2000 Growth	+0.1%	+8.83%	加仓
17	AAPL	Apple INC	+0.1%	-0.38%	减仓
18	IWP	Ishares Russell Mid-cap Grow	0%	+13.92%	加仓
19	FEZ	State Street Spdr Euro Stoxx	—	+1.36%	加仓
20	DVY	Ishares Select Dividend ETF	0%	+11.70%	加仓
21	HDV	Ishares Core High Dividend E	-0.1%	+8.89%	加仓
22	FTA	First Trust L C Val Alp	-0.2%	+3.12%	加仓
23	CERNCHF	Cerner CORP	-0.2%	-16.24%	减仓
24	NLYEUR	Annaly Capital Management In	-0.3%	-12.33%	减仓
25	AMLPUSD	Alerian Mlp ETF	-0.3%	-85.23%	减仓
26	PFF	Ishares Preferred & Income S	-0.4%	-34.69%	减仓
27	AGG	Ishares Core U.s. Aggregate	-0.4%	-52.25%	减仓
28	IBM	Intl Business Machines CORP	-0.5%	-23.60%	减仓
29	PHM	Pultegroup INC	—	NEW	新建仓
30	MFAUSD	Mfa Financial INC	—	NEW	新建仓
31	✓	Potash Corp	—	NEW	新建仓
32	✓	Linn Energy LLC	—	NEW	新建仓
33	✓	Spirit Realty Capital Inc	—	NEW	新建仓
34	✓	Cole Real Estate Investments	—	NEW	新建仓
35	BIDU	Baidu INC - Spon Adr	—	NEW	新建仓
36	CWB	Ss Spdr Bb Conv Sec ETF	—	EXIT	清仓
37	✓	Alliance Resource Par LP	—	EXIT	清仓
38	✓	Proshares Tr	—	EXIT	清仓
39	MMD	Nyli Mackay Dt Muni Oppo Fnd	—	NEW	新建仓
40	✓	Pimco Corporate Opportunity	—	EXIT	清仓
41	DXJ	Wisdomtree Japan Hedged Eq	—	EXIT	清仓
42	UPS	United Parcel Service-cl B	—	EXIT	清仓
43	✓	Spdr Index Shs Fds	—	NEW	新建仓
44	FTCS	First Trust Capital Strength	—	EXIT	清仓
45	VGREUR	Vector Group LTD	—	NEW	新建仓
46	URTH	Ishares Msci World ETF	—	NEW	新建仓
47	✓	Vector Group, Ltd	—	EXIT	清仓
48	DFJ	Wisdomtree Jpn S/c Dvd Fund	—	NEW	新建仓
49	SJNK	Ss Spdr Bb St Hi Yield ETF	—	NEW	新建仓
50	CVA1EUR	Covanta Holding CORP	—	EXIT	清仓