Carroll Financial Associates, Inc. — Q2 2018 13F 持股

Name: Carroll Financial Associates, Inc. — 13F Holdings, Q2 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001567784

申报总市值

US$18.8亿

← 返回最新季度

本季完整持股清单

仅显示前 200 大持股（共 1336 只）

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	PRF	Invesco Rafi US 1000 ETF	ETF-其他	14.56%	—	—
2	USMV	Ishares Msci USA Min Vol Fac	ETF-其他	11.13%	—	+1.85%
3	✓	Exchange Listed Fds Tr	股票-其他	8.09%	—	+4.45%
4	DGRW	Wisdomtree U.s. Quality Divi	ETF-其他	5.11%	—	+3.83%
5	MTUM	Ishares Msci USA Momentum Fa	ETF-其他	3.08%	—	+6.89%
6	MSFT	Microsoft CORP	股票-科技	2.10%	—	-2.32%
7	AAPL	Apple INC	股票-科技	2.00%	—	-2.46%
8	XOM	Exxon Mobil CORP	股票-能源	1.77%	—	-3.25%
9	VIG	Vanguard Dividend Apprec ETF	ETF-其他	1.62%	—	+2.67%
10	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-大型股与成长	1.58%	—	-0.46%
11	BRK-B	Berkshire Hathaway Inc-cl B	股票-其他	1.36%	—	+1.05%
12	JPIN	JPM Diversified Ret Intl Eq	ETF-其他	1.24%	—	+5.61%
13	✓	Global X Fds	股票-其他	1.21%	—	-4.15%
14	DUK	Duke Energy CORP	股票-公用事业	1.20%	—	-2.65%
15	DBEF	Xtrackers Msci Eafe Hedged E	ETF-其他	1.08%	—	-34.56%
16	FNDX	Schwab Fndmntl US Lrg Co ETF	ETF-其他	1.03%	—	+5.74%
17	GSLC	Goldman Activebeta US Lc ETF	ETF-避险与商品	1.02%	—	-1.54%
18	IVV	Ishares Core S&p 500 ETF	ETF-大型股与成长	1.01%	—	+4.20%
19	BBTUSD	Bb&t CORP	股票-其他	0.93%	—	-0.55%
20	EEMV	Ishares Msci Emg Mkt Min Vol	ETF-其他	0.88%	—	-1.85%
21	PXF	Invesco Rafi Developed Marke	ETF-其他	0.86%	—	—
22	JNJ	Johnson & Johnson	股票-医疗保健	0.85%	—	-4.61%
23	PFE	Pfizer INC	股票-医疗保健	0.84%	—	-3.64%
24	JPM	Jpmorgan Chase & Co	股票-金融	0.79%	—	-0.98%
25	SPLV	Invesco S&p 500 Low Volatili	ETF-大型股与成长	0.71%	—	—
26	VCSH	Vanguard S/t CORP Bond ETF	ETF-投资级公司债	0.64%	—	-7.47%
27	UTXZ	United Tech CORP	股票-其他	0.62%	—	-0.18%
28	IOO	Ishares Global 100 ETF	ETF-其他	0.59%	—	+100.33%
29	ARKK	Ark Innovation ETF	ETF-其他	0.52%	—	+76.80%
30	IJH	Ishares Core S&p Midcap ETF	ETF-其他	0.52%	—	+1.59%
31	DD	DuPont de Nemours, Inc.	股票-其他	0.52%	—	-6.24%
32	PRFZ	Inv Rafi US 1500 Sm-usd INC	ETF-其他	0.51%	—	—
33	LOW	Lowe's Cos INC	股票-周期性消费	0.50%	—	-1.35%
34	AXP	American Express Co	股票-金融	0.49%	—	+0.53%
35	MNA	Nyli Merger Arbitrage ETF	ETF-其他	0.49%	—	+9.90%
36	WDRN	WisdomTree Physical AI, Humanoids, and Drones Fund	股票-其他	0.48%	—	+125.82%
37	ENB	Enbridge INC	股票-能源	0.44%	—	-2.83%
38	BNY	Bank Of New York Mellon CORP	股票-金融	0.44%	—	-17.43%
39	BAC	Bank Of America CORP	股票-金融	0.42%	—	+2.00%
40	PDN	Inv Rafi Dev Mkt US Sm-usdin	ETF-其他	0.37%	—	—
41	YLCOUSD	Global X Renewable Ener Prod	ETF-其他	0.37%	—	-1.33%
42	OPY	Oppenheimer Holdings Inc.	股票-其他	0.36%	—	+3.20%
43	EELV	Invesco S&p Emerging Markets	ETF-新兴市场	0.34%	—	—
44	LOB	Live Oak Bancshares INC	股票-其他	0.34%	—	-3.16%
45	XRNPX	Cohen & Steers Reit And Pref	股票-其他	0.34%	—	+225.56%
46	PG	Procter & Gamble Co/the	股票-非周期性消费	0.33%	—	-5.17%
47	WFC	Wells Fargo & Co	股票-金融	0.33%	—	-8.25%
48	AGZD	Wisdomtree Trust Wisdomtree	ETF-其他	0.32%	—	+4.73%
49	CVX	Chevron CORP	股票-能源	0.29%	—	-3.20%
50	DIS	Walt Disney Co/the	股票-通信服务	0.29%	—	-2.71%

1–50 of 200

本季持股变动

Carroll Financial Associates, Inc. 于截至 Q2 2018 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	WDRN	WisdomTree Physical AI, Humanoids, and Drones Fund	+0.3%	+125.82%	加仓
2	ARKK	Ark Innovation ETF	+0.3%	+76.80%	加仓
3	XRNPX	Cohen & Steers Reit And Pref	+0.2%	+225.56%	加仓
4	MTUM	Ishares Msci USA Momentum Fa	+0.2%	+6.89%	加仓
5	USMV	Ishares Msci USA Min Vol Fac	+0.1%	+1.85%	加仓
6	DGRW	Wisdomtree U.s. Quality Divi	+0.1%	+3.83%	加仓
7	AAPL	Apple INC	+0.1%	-2.46%	减仓
8	XOM	Exxon Mobil CORP	+0.1%	-3.25%	减仓
9	NUE	Nucor CORP	+0.1%	+44.79%	加仓
10	FNDX	Schwab Fndmntl US Lrg Co ETF	+0.1%	+5.74%	加仓
11	KBA	Kraneshares Bosera Msci Chin	+0.1%	+181.35%	加仓
12	✓	Exchange Listed Fds Tr	+0.1%	+4.45%	加仓
13	MSFT	Microsoft CORP	+0.1%	-2.32%	减仓
14	IVV	Ishares Core S&p 500 ETF	0%	+4.20%	加仓
15	✓	Triangle Cap CORP	-0.1%	-96.51%	减仓
16	HDEF	Xtrackers Msci Eafe High Div	-0.1%	-88.19%	减仓
17	✓	Indexiq ETF Tr	-0.1%	-20.31%	减仓
18	AMAT	Applied Materials INC	-0.1%	-13.81%	减仓
19	BNY	Bank Of New York Mellon CORP	-0.1%	-17.43%	减仓
20	PM	Philip Morris International	-0.1%	-4.52%	减仓
21	JNJ	Johnson & Johnson	-0.1%	-4.61%	减仓
22	EEMV	Ishares Msci Emg Mkt Min Vol	-0.1%	-1.85%	减仓
23	BRK-B	Berkshire Hathaway Inc-cl B	-0.1%	+1.05%	加仓
24	DBEF	Xtrackers Msci Eafe Hedged E	-0.6%	-34.56%	减仓
25	PRF	Invesco Rafi US 1000 ETF	—	NEW	新建仓
26	PRFUSD	Invesco Ftse Rafi US 1000 Et	—	EXIT	清仓
27	PXF	Invesco Ftse Rafi Developed	—	EXIT	清仓
28	PXF	Invesco Rafi Developed Marke	—	NEW	新建仓
29	SPLV	Invesco S&p 500 Low Volatili	—	NEW	新建仓
30	✓	Powershares ETF Tr Ii	—	EXIT	清仓
31	PRFZ	Inv Rafi US 1500 Sm-usd INC	—	NEW	新建仓
32	✓	FTSE RAFI US 1500 Small Cap	—	EXIT	清仓
33	✓	Powershares Global ETF Trust E	—	EXIT	清仓
34	PDN	Inv Rafi Dev Mkt US Sm-usdin	—	NEW	新建仓
35	✓	Powershares ETF Tr Ii	—	EXIT	清仓
36	EELV	Invesco S&p Emerging Markets	—	NEW	新建仓
37	PKWUSD	Invesco Buyback Achievers Et	—	EXIT	清仓
38	PKW	Invesco Buyback Achievers Et	—	NEW	新建仓
39	PCY	Invesco Emerging Markets Sov	—	NEW	新建仓
40	PCYUSD	Invesco Emerging Markets Sov	—	EXIT	清仓
41	QQQ	Invesco Qqq Trust Series 1	—	NEW	新建仓
42	✓	Powershares Qqq Trust Ser 1	—	EXIT	清仓
43	PDP	Invesco Dorsey Wright Moment	—	NEW	新建仓
44	PFM	Invesco Dividend Achievers E	—	NEW	新建仓
45	✓	Powershares ETF Trust	—	EXIT	清仓
46	PDP	Invesco Dwa Momentum ETF	—	EXIT	清仓
47	XMLV	Invesco S&p Midcap Low Volat	—	NEW	新建仓
48	✓	Powershares Exchange	—	EXIT	清仓
49	POWA	Invesco Bloomberg Pricing Po	—	NEW	新建仓
50	✓	Claymore Exchange Trd Fd Tr	—	EXIT	清仓

Carroll Financial Associates, Inc. — Q2 2018 13F 持股

CIK: 0001567784

申报总市值

US$18.8亿

← 返回最新季度

本季完整持股清单

仅显示前 200 大持股（共 1336 只）

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	PRF	Invesco Rafi US 1000 ETF	ETF-其他	14.56%	—	—
2	USMV	Ishares Msci USA Min Vol Fac	ETF-其他	11.13%	—	+1.85%
3	✓	Exchange Listed Fds Tr	股票-其他	8.09%	—	+4.45%
4	DGRW	Wisdomtree U.s. Quality Divi	ETF-其他	5.11%	—	+3.83%
5	MTUM	Ishares Msci USA Momentum Fa	ETF-其他	3.08%	—	+6.89%
6	MSFT	Microsoft CORP	股票-科技	2.10%	—	-2.32%
7	AAPL	Apple INC	股票-科技	2.00%	—	-2.46%
8	XOM	Exxon Mobil CORP	股票-能源	1.77%	—	-3.25%
9	VIG	Vanguard Dividend Apprec ETF	ETF-其他	1.62%	—	+2.67%
10	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-大型股与成长	1.58%	—	-0.46%
11	BRK-B	Berkshire Hathaway Inc-cl B	股票-其他	1.36%	—	+1.05%
12	JPIN	JPM Diversified Ret Intl Eq	ETF-其他	1.24%	—	+5.61%
13	✓	Global X Fds	股票-其他	1.21%	—	-4.15%
14	DUK	Duke Energy CORP	股票-公用事业	1.20%	—	-2.65%
15	DBEF	Xtrackers Msci Eafe Hedged E	ETF-其他	1.08%	—	-34.56%
16	FNDX	Schwab Fndmntl US Lrg Co ETF	ETF-其他	1.03%	—	+5.74%
17	GSLC	Goldman Activebeta US Lc ETF	ETF-避险与商品	1.02%	—	-1.54%
18	IVV	Ishares Core S&p 500 ETF	ETF-大型股与成长	1.01%	—	+4.20%
19	BBTUSD	Bb&t CORP	股票-其他	0.93%	—	-0.55%
20	EEMV	Ishares Msci Emg Mkt Min Vol	ETF-其他	0.88%	—	-1.85%
21	PXF	Invesco Rafi Developed Marke	ETF-其他	0.86%	—	—
22	JNJ	Johnson & Johnson	股票-医疗保健	0.85%	—	-4.61%
23	PFE	Pfizer INC	股票-医疗保健	0.84%	—	-3.64%
24	JPM	Jpmorgan Chase & Co	股票-金融	0.79%	—	-0.98%
25	SPLV	Invesco S&p 500 Low Volatili	ETF-大型股与成长	0.71%	—	—
26	VCSH	Vanguard S/t CORP Bond ETF	ETF-投资级公司债	0.64%	—	-7.47%
27	UTXZ	United Tech CORP	股票-其他	0.62%	—	-0.18%
28	IOO	Ishares Global 100 ETF	ETF-其他	0.59%	—	+100.33%
29	ARKK	Ark Innovation ETF	ETF-其他	0.52%	—	+76.80%
30	IJH	Ishares Core S&p Midcap ETF	ETF-其他	0.52%	—	+1.59%
31	DD	DuPont de Nemours, Inc.	股票-其他	0.52%	—	-6.24%
32	PRFZ	Inv Rafi US 1500 Sm-usd INC	ETF-其他	0.51%	—	—
33	LOW	Lowe's Cos INC	股票-周期性消费	0.50%	—	-1.35%
34	AXP	American Express Co	股票-金融	0.49%	—	+0.53%
35	MNA	Nyli Merger Arbitrage ETF	ETF-其他	0.49%	—	+9.90%
36	WDRN	WisdomTree Physical AI, Humanoids, and Drones Fund	股票-其他	0.48%	—	+125.82%
37	ENB	Enbridge INC	股票-能源	0.44%	—	-2.83%
38	BNY	Bank Of New York Mellon CORP	股票-金融	0.44%	—	-17.43%
39	BAC	Bank Of America CORP	股票-金融	0.42%	—	+2.00%
40	PDN	Inv Rafi Dev Mkt US Sm-usdin	ETF-其他	0.37%	—	—
41	YLCOUSD	Global X Renewable Ener Prod	ETF-其他	0.37%	—	-1.33%
42	OPY	Oppenheimer Holdings Inc.	股票-其他	0.36%	—	+3.20%
43	EELV	Invesco S&p Emerging Markets	ETF-新兴市场	0.34%	—	—
44	LOB	Live Oak Bancshares INC	股票-其他	0.34%	—	-3.16%
45	XRNPX	Cohen & Steers Reit And Pref	股票-其他	0.34%	—	+225.56%
46	PG	Procter & Gamble Co/the	股票-非周期性消费	0.33%	—	-5.17%
47	WFC	Wells Fargo & Co	股票-金融	0.33%	—	-8.25%
48	AGZD	Wisdomtree Trust Wisdomtree	ETF-其他	0.32%	—	+4.73%
49	CVX	Chevron CORP	股票-能源	0.29%	—	-3.20%
50	DIS	Walt Disney Co/the	股票-通信服务	0.29%	—	-2.71%

1–50 of 200

本季持股变动

Carroll Financial Associates, Inc. 于截至 Q2 2018 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	WDRN	WisdomTree Physical AI, Humanoids, and Drones Fund	+0.3%	+125.82%	加仓
2	ARKK	Ark Innovation ETF	+0.3%	+76.80%	加仓
3	XRNPX	Cohen & Steers Reit And Pref	+0.2%	+225.56%	加仓
4	MTUM	Ishares Msci USA Momentum Fa	+0.2%	+6.89%	加仓
5	USMV	Ishares Msci USA Min Vol Fac	+0.1%	+1.85%	加仓
6	DGRW	Wisdomtree U.s. Quality Divi	+0.1%	+3.83%	加仓
7	AAPL	Apple INC	+0.1%	-2.46%	减仓
8	XOM	Exxon Mobil CORP	+0.1%	-3.25%	减仓
9	NUE	Nucor CORP	+0.1%	+44.79%	加仓
10	FNDX	Schwab Fndmntl US Lrg Co ETF	+0.1%	+5.74%	加仓
11	KBA	Kraneshares Bosera Msci Chin	+0.1%	+181.35%	加仓
12	✓	Exchange Listed Fds Tr	+0.1%	+4.45%	加仓
13	MSFT	Microsoft CORP	+0.1%	-2.32%	减仓
14	IVV	Ishares Core S&p 500 ETF	0%	+4.20%	加仓
15	✓	Triangle Cap CORP	-0.1%	-96.51%	减仓
16	HDEF	Xtrackers Msci Eafe High Div	-0.1%	-88.19%	减仓
17	✓	Indexiq ETF Tr	-0.1%	-20.31%	减仓
18	AMAT	Applied Materials INC	-0.1%	-13.81%	减仓
19	BNY	Bank Of New York Mellon CORP	-0.1%	-17.43%	减仓
20	PM	Philip Morris International	-0.1%	-4.52%	减仓
21	JNJ	Johnson & Johnson	-0.1%	-4.61%	减仓
22	EEMV	Ishares Msci Emg Mkt Min Vol	-0.1%	-1.85%	减仓
23	BRK-B	Berkshire Hathaway Inc-cl B	-0.1%	+1.05%	加仓
24	DBEF	Xtrackers Msci Eafe Hedged E	-0.6%	-34.56%	减仓
25	PRF	Invesco Rafi US 1000 ETF	—	NEW	新建仓
26	PRFUSD	Invesco Ftse Rafi US 1000 Et	—	EXIT	清仓
27	PXF	Invesco Ftse Rafi Developed	—	EXIT	清仓
28	PXF	Invesco Rafi Developed Marke	—	NEW	新建仓
29	SPLV	Invesco S&p 500 Low Volatili	—	NEW	新建仓
30	✓	Powershares ETF Tr Ii	—	EXIT	清仓
31	PRFZ	Inv Rafi US 1500 Sm-usd INC	—	NEW	新建仓
32	✓	FTSE RAFI US 1500 Small Cap	—	EXIT	清仓
33	✓	Powershares Global ETF Trust E	—	EXIT	清仓
34	PDN	Inv Rafi Dev Mkt US Sm-usdin	—	NEW	新建仓
35	✓	Powershares ETF Tr Ii	—	EXIT	清仓
36	EELV	Invesco S&p Emerging Markets	—	NEW	新建仓
37	PKWUSD	Invesco Buyback Achievers Et	—	EXIT	清仓
38	PKW	Invesco Buyback Achievers Et	—	NEW	新建仓
39	PCY	Invesco Emerging Markets Sov	—	NEW	新建仓
40	PCYUSD	Invesco Emerging Markets Sov	—	EXIT	清仓
41	QQQ	Invesco Qqq Trust Series 1	—	NEW	新建仓
42	✓	Powershares Qqq Trust Ser 1	—	EXIT	清仓
43	PDP	Invesco Dorsey Wright Moment	—	NEW	新建仓
44	PFM	Invesco Dividend Achievers E	—	NEW	新建仓
45	✓	Powershares ETF Trust	—	EXIT	清仓
46	PDP	Invesco Dwa Momentum ETF	—	EXIT	清仓
47	XMLV	Invesco S&p Midcap Low Volat	—	NEW	新建仓
48	✓	Powershares Exchange	—	EXIT	清仓
49	POWA	Invesco Bloomberg Pricing Po	—	NEW	新建仓
50	✓	Claymore Exchange Trd Fd Tr	—	EXIT	清仓