Wellington Shields Capital Management, LLC — Q1 2017 13F Holdings

Name: Wellington Shields Capital Management, LLC — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001506071

Total reported value

$666.2M

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Full holdings list this quarter

Showing top 200 holdings (of 332 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	FLO	Flowers Foods INC	Stock-Consumer Staples	22.42%	+0.51%	+0.32%
2	XOM	Exxon Mobil CORP	Stock-Energy	2.54%	+0.86%	-3.75%
3	AAPL	Apple INC	Stock-Tech	2.24%	-0.63%	-3.57%
4	PEP	Pepsico INC	Stock-Consumer Staples	1.94%	—	-0.76%
5	SYY	Sysco CORP	Stock-Consumer Staples	1.61%	—	-0.13%
6	MSFT	Microsoft CORP	Stock-Tech	1.56%	-1.05%	+3.39%
7	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.35%	—	-2.13%
8	T	At&t INC	Stock-Comm Services	1.32%	—	+2.63%
9	JNJ	Johnson & Johnson	Stock-Healthcare	1.11%	—	-4.18%
10	SJM	Jm Smucker Co/the	Stock-Consumer Staples	1.05%	—	-2.67%
11	AMAT	Applied Materials INC	Stock-Tech	1.02%	—	+27.11%
12	AMZN	Amazon.com INC	Stock-Consumer Disc	0.98%	-0.10%	+6.77%
13	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.98%	—	-1.56%
14	VZ	Verizon Communications INC	Stock-Comm Services	0.95%	—	-2.51%
15	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.94%	-0.69%	-1.73%
16	✓		Stock-Other	0.87%	—	—
17	✓	Sensient Technologies CORP	Stock-Other	0.85%	—	—
18	META	Meta Platforms Inc-class A	Stock-Comm Services	0.82%	—	-1.24%
19	IBM	Intl Business Machines CORP	Stock-Tech	0.80%	-0.22%	+49.01%
20	JPM	Jpmorgan Chase & Co	Stock-Financials	0.80%	-0.19%	+2.77%
21	BGS	B&g Foods INC	Stock-Other	0.80%	—	-3.75%
22	MA	Mastercard INC - A	Stock-Financials	0.79%	-0.23%	-5.86%
23	PFE	Pfizer INC	Stock-Healthcare	0.77%	—	-9.96%
24	CAG	Conagra Brands INC	Stock-Consumer Staples	0.71%	—	—
25	DIS	Walt Disney Co/the	Stock-Comm Services	0.71%	—	-1.88%
26	HN9	Hanesbrands INC	Stock-Other	0.71%	—	+63.42%
27	BDX	Becton Dickinson And Co	Stock-Healthcare	0.70%	—	-3.68%
28	GIS	General Mills INC	Stock-Consumer Staples	0.70%	—	—
29	CELG	Celgene CORP	Stock-Other	0.68%	—	+16.57%
30	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.68%	-0.32%	-0.84%
31	SLB	Slb LTD	Stock-Energy	0.67%	—	-2.33%
32	NOC	Northrop Grumman CORP	Stock-Industrials	0.66%	—	—
33	UNFI	United Natural Foods INC	Stock-Consumer Staples	0.62%	—	—
34	LMT	Lockheed Martin CORP	Stock-Industrials	0.60%	—	+1.46%
35	ABBV	Abbvie INC	Stock-Healthcare	0.60%	-0.24%	-9.86%
36	NWL	Newell Brands INC	Stock-Consumer Staples	0.58%	—	-6.26%
37	SNA	Snap-on INC	Stock-Industrials	0.57%	—	—
38	✓	Snyders-lance INC Com	Stock-Other	0.56%	—	-4.11%
39	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.54%	—	+92.66%
40	SWK	Stanley Black & Decker INC	Stock-Industrials	0.53%	—	+0.01%
41	WMB	Williams Cos INC	Stock-Energy	0.51%	—	+57.10%
42	TRV	Travelers Cos Inc/the	Stock-Financials	0.50%	—	—
43	MMM	3m Co	Stock-Industrials	0.48%	—	-0.32%
44	BA	Boeing Co/the	Stock-Industrials	0.46%	—	-28.15%
45	EXP	Eagle Materials INC	Stock-Materials	0.44%	—	—
46	UEIC	Universal Electronics INC	Stock-Other	0.44%	—	+453.85%
47	RTN1USD	Raytheon Company	Stock-Other	0.43%	—	-3.61%
48	GVA	Granite Construction INC	Stock-Industrials	0.43%	—	-0.73%
49	RDS-A	Shell Plc-spon Adr-a	Stock-Other	0.43%	—	+2.24%
50	BXMT	Blackstone Mortgage Tru-cl A	Stock-Real Estate	0.42%	—	-0.30%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Wellington Shields Capital Management, LLC for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	UEIC	Universal Electronics INC	+0.4%	+453.85%	Add
2	VOD	Vodafone Group Plc-sp Adr	+0.4%	+434.26%	Add
3	AMAT	Applied Materials INC	+0.3%	+27.11%	Add
4	AAPL	Apple INC	+0.3%	-3.57%	Trim
5	IBM	Intl Business Machines CORP	+0.3%	+49.01%	Add
6	HN9	Hanesbrands INC	+0.3%	+63.42%	Add
7	AMZN	Amazon.com INC	+0.2%	+6.77%	Add
8	WMB	Williams Cos INC	+0.2%	+57.10%	Add
9	META	Meta Platforms Inc-class A	+0.1%	-1.24%	Trim
10	CELG	Celgene CORP	+0.1%	+16.57%	Add
11	MHLA	Maiden Holdings, Ltd. 6.625 NT 2046	+0.1%	+130.83%	Add
12	BLKCHF	Blackrock INC	+0.1%	+75.47%	Add
13	R6C2	Royal Dutch Shell-spon Adr-b	+0.1%	+107.24%	Add
14	MSFT	Microsoft CORP	+0.1%	+3.39%	Add
15	✓		+0.1%	—	Unchanged
16	PEP	Pepsico INC	+0.1%	-0.76%	Trim
17	GRMN	Garmin Ltd.	-0.1%	-56.52%	Trim
18	BA	Boeing Co/the	-0.1%	-28.15%	Trim
19	BGS	B&g Foods INC	-0.1%	-3.75%	Trim
20	DLX	Deluxe CORP	-0.1%	-45.67%	Trim
21	EW	Edwards Lifesciences CORP	-0.2%	-28.76%	Trim
22	CVS	Cvs Health CORP	-0.2%	-24.91%	Trim
23	VZ	Verizon Communications INC	-0.2%	-2.51%	Trim
24	AEP	American Electric Power Company, Inc.	-0.2%	-2.13%	Trim
25	SYY	Sysco CORP	-0.2%	-0.13%	Trim
26	BMY	Bristol-myers Squibb Co	-0.2%	-24.94%	Trim
27	KHC	Kraft Heinz Co/the	-0.2%	-33.35%	Trim
28	WMT	Walmart INC	-0.3%	-60.98%	Trim
29	XOM	Exxon Mobil CORP	-0.5%	-3.75%	Trim
30	FLO	Flowers Foods INC	-1.2%	+0.32%	Add
31	✓	Spectranetics CORP	—	NEW	New buy
32	ABBNY	Abb Ltd-spon Adr	—	NEW	New buy
33	✓	First Solar, Inc.	—	EXIT	Sold out
34	NUE	Nucor CORP	—	NEW	New buy
35	FRCB	First Republic Bank/ca	—	NEW	New buy
36	✓	Kyocera CORP -spons Adr	—	NEW	New buy
37	UL	Unilever PLC	—	EXIT	Sold out
38	RBAGBP	Ritchie Bros Auctioneers	—	NEW	New buy
39	JWNUSD	Nordstrom INC	—	EXIT	Sold out
40	CHTR	Charter Communications Inc-a	—	NEW	New buy
41	✓		—	EXIT	Sold out
42	UNIT	Uniti Group Inc.	—	NEW	New buy
43	CHTR	Charter Communications, Inc.	—	EXIT	Sold out
44	TGT	Target CORP	—	EXIT	Sold out
45	SABR	Sabre CORP	—	EXIT	Sold out
46	HEESEUR	H&e Equipment Services INC	—	NEW	New buy
47	KRE	Ss Spdr S&p Regional Bank	—	NEW	New buy
48	✓		—	NEW	New buy
49	D	Dominion Energy, Inc.	—	EXIT	Sold out
50	UNIT	Uniti Group Inc.	—	EXIT	Sold out