CIK: 0001133521
Total reported value
$1.4B
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | WDAY 0.25 10-01-22 | Workday INC | Stock-Tech | 9.21% | — | +5.84% | |
| 2 | LGND 0.75 05-15-23 | Ligand Pharmaceuticals I | Stock-Healthcare | 7.51% | — | +16.86% | |
| 3 | TWTR 0.25 06-15-24 | Twitter INC | Stock-Other | 6.43% | — | +3.74% | |
| 4 | HTGC 4.375 02-01-22 | Hercules Capital INC | Stock-Financials | 6.38% | — | +16.26% | |
| 5 | WB 1.25 11-15-22 | Weibo CORP | Stock-Other | 5.66% | — | -3.25% | |
| 6 | GSBD 4.5 04-01-22 | Goldman Sachs Bdc INC | Stock-Other | 5.32% | — | -12.84% | |
| 7 | TWTR 1 09-15-21 | Twitter INC | Stock-Other | 4.79% | — | +32.92% | |
| 8 | KPTI 3 10-15-25 | Karyopharm Therapeutics | Stock-Other | 4.21% | — | — | |
| 9 | PSTG 0.125 04-15-23 | Pure Storage INC | Stock-Other | 3.80% | — | +26.00% | |
| 10 | MOMO 1.25 07-01-25 | Hello Group INC | Stock-Other | 3.22% | — | -0.29% | |
| 11 | PANW 0.75 07-01-23 | Palo Alto Networks | Stock-Tech | 2.91% | — | +62.96% | |
| 12 | CYTK 4 11-15-26 | Cytokinetics INC | Stock-Healthcare | 2.69% | — | -27.45% | |
| 13 | NEWR 0.5 05-01-23 | New Relic INC | Stock-Other | 2.51% | — | +58.70% | |
| 14 | TSLX 4.5 08-01-22 | Sixth Street Specialty | Stock-Other | 2.39% | — | -7.18% | |
| 15 | RPD 1.25 08-01-23 | Rapid7 INC | Stock-Other | 2.32% | — | — | |
| 16 | ALTR 0.25 06-01-24 | Altair Engineering INC | Stock-Other | 2.29% | — | +34.20% | |
| 17 | PRFT 2.375 09-15-23 | Perficient INC | Stock-Other | 2.14% | — | -16.67% | |
| 18 | RDFN 1.75 07-15-23 | Redfin CORP | Stock-Other | 2.13% | — | +44.77% | |
| 19 | COUP 0.125 06-15-25 | Coupa Software INC | Stock-Other | 2.12% | — | — | |
| 20 | JAZZ 1.5 08-15-24 | Jazz Investments I LTD | Stock-Healthcare | 2.11% | — | — | |
| 21 | NTNX 0 01-15-23 | Nutanix INC | Stock-Tech | 2.10% | — | -44.61% | |
| 22 | SPWR 4 01-15-23 | Sunpower CORP | Stock-Other | 2.07% | — | -10.46% | |
| 23 | JAZZ 1.875 08-15-21 | Jazz Investments I LTD | Stock-Healthcare | 1.77% | — | — | |
| 24 | WOLF 0.875 09-01-23 | Wolfspeed Inc/de | Stock-Other | 1.64% | — | — | |
| 25 | ARCC 3.75 02-01-22 | Ares Capital CORP | Stock-Financials | 1.62% | — | — | |
| 26 | COLL 2.625 02-15-26 | Collegium Pharma INC | Stock-Other | 1.55% | — | -6.67% | |
| 27 | ILMN 0 08-15-23 | Illumina INC | Stock-Healthcare | 1.49% | — | -27.90% | |
| 28 | Z 1.5 07-01-23 | Zillow Group INC | Stock-Comm Services | 1.40% | — | +47.29% | |
| 29 | GSATUSD | Globalstar INC | Stock-Other | 1.28% | — | — | |
| 30 | NMFC 5.75 08-15-23 | New Mountain Finance Cor | Stock-Other | 1.24% | — | -43.77% | |
| 31 | GWRE 1.25 03-15-25 | Guidewire Software INC | Stock-Tech | 0.72% | — | — | |
| 32 | NEO 1.25 05-01-25 | Neogenomics INC | Stock-Healthcare | 0.53% | — | — | |
| 33 | TCPC 4.625 03-01-22 | Blackrock Tcp Cap CORP | Stock-Other | 0.46% | — | -67.49% | |
| 34 | XYZ 0.5 05-15-23 | Block INC | Stock-Financials | 0.45% | — | +94.75% | |
| 35 | RMBS 1.375 02-01-23 | Rambus INC | Stock-Tech | 0.45% | — | — | |
| 36 | SPWR 0.875 06-01-21 | Sunpower CORP | Stock-Other | 0.39% | — | +13.27% | |
| 37 | AAWW 1.875 06-01-24 | Atlas Air Worldwide Hldg | Stock-Other | 0.33% | — | — | |
| 38 | ARCC 4.625 03-01-24 | Ares Capital CORP | Stock-Financials | 0.24% | — | -26.04% | |
| 39 | XLF | Ss Financial Select Sector | ETF-Other | 0.11% | — | — | |
| 40 | OCSI | Oaktree Strategic Income Cor | Stock-Other | 0.04% | — | -68.01% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | WDAY 0.25 10-01-22 | Workday INC | +3.6% | +5.84% | Add |
| 2 | LGND 0.75 05-15-23 | Ligand Pharmaceuticals I | +2.6% | +16.86% | Add |
| 3 | HTGC 4.375 02-01-22 | Hercules Capital INC | +2.3% | +16.26% | Add |
| 4 | TWTR 1 09-15-21 | Twitter INC | +2% | +32.92% | Add |
| 5 | TWTR 0.25 06-15-24 | Twitter INC | +1.7% | +3.74% | Add |
| 6 | PSTG 0.125 04-15-23 | Pure Storage INC | +1.7% | +26.00% | Add |
| 7 | PANW 0.75 07-01-23 | Palo Alto Networks | +1.6% | +62.96% | Add |
| 8 | RDFN 1.75 07-15-23 | Redfin CORP | +1.4% | +44.77% | Add |
| 9 | NEWR 0.5 05-01-23 | New Relic INC | +1.4% | +58.70% | Add |
| 10 | WB 1.25 11-15-22 | Weibo CORP | +1.4% | -3.25% | Trim |
| 11 | ALTR 0.25 06-01-24 | Altair Engineering INC | +1.2% | +34.20% | Add |
| 12 | CYTK 4 11-15-26 | Cytokinetics INC | +1% | -27.45% | Trim |
| 13 | Z 1.5 07-01-23 | Zillow Group INC | +0.8% | +47.29% | Add |
| 14 | KPTI 3 10-15-25 | Karyopharm Therapeutics | +0.7% | — | Unchanged |
| 15 | GSBD 4.5 04-01-22 | Goldman Sachs Bdc INC | +0.7% | -12.84% | Trim |
| 16 | RPD 1.25 08-01-23 | Rapid7 INC | +0.7% | — | Unchanged |
| 17 | MOMO 1.25 07-01-25 | Hello Group INC | +0.5% | -0.29% | Trim |
| 18 | TSLX 4.5 08-01-22 | Sixth Street Specialty | +0.5% | -7.18% | Trim |
| 19 | GSATUSD | Globalstar INC | +0.4% | — | Unchanged |
| 20 | XYZ 0.5 05-15-23 | Block INC | +0.3% | +94.75% | Add |
| 21 | SPWR 4 01-15-23 | Sunpower CORP | +0.3% | -10.46% | Trim |
| 22 | COLL 2.625 02-15-26 | Collegium Pharma INC | +0.2% | -6.67% | Trim |
| 23 | AAWW 1.875 06-01-24 | Atlas Air Worldwide Hldg | +0.1% | — | Unchanged |
| 24 | ILMN 0 08-15-23 | Illumina INC | 0% | -27.90% | Trim |
| 25 | OCSI | Oaktree Strategic Income Cor | -0.1% | -68.01% | Trim |
| 26 | NMFC 5.75 08-15-23 | New Mountain Finance Cor | -0.3% | -43.77% | Trim |
| 27 | TCPC 4.625 03-01-22 | Blackrock Tcp Cap CORP | -0.6% | -67.49% | Trim |
| 28 | NTNX 0 01-15-23 | Nutanix INC | -0.7% | -44.61% | Trim |
| 29 | MRVL 1.125 12-01-20 | Inphi CORP | — | EXIT | Sold out |
| 30 | DXCM 0.75 12-01-23 | Dexcom INC | — | EXIT | Sold out |
| 31 | MRVL 0.75 09-01-21 | Inphi CORP | — | EXIT | Sold out |
| 32 | SPLK 0.5 09-15-23 | Splunk INC | — | EXIT | Sold out |
| 33 | ZEN 0.25 03-15-23 | Zendesk INC | — | EXIT | Sold out |
| 34 | SRPT 1.5 11-15-24 | Sarepta Therapeutics INC | — | EXIT | Sold out |
| 35 | DOCU 0.5 09-15-23 | Docusign INC | — | EXIT | Sold out |
| 36 | TWLO 0.25 06-01-23 | Twilio INC | — | EXIT | Sold out |
| 37 | COUP 0.125 06-15-25 | Coupa Software INC | — | NEW | New buy |
| 38 | JAZZ 1.5 08-15-24 | Jazz Investments I LTD | — | NEW | New buy |
| 39 | JAZZ 1.875 08-15-21 | Jazz Investments I LTD | — | NEW | New buy |
| 40 | WOLF 0.875 09-01-23 | Wolfspeed Inc/de | — | NEW | New buy |
| 41 | ARCC 3.75 02-01-22 | Ares Capital CORP | — | NEW | New buy |
| 42 | NEE 5.279 03-01-23 | Nextera Energy INC | — | EXIT | Sold out |
| 43 | BKCC 5 06-15-22 | Blackrock Capital Invest | — | EXIT | Sold out |
| 44 | GWRE 1.25 03-15-25 | Guidewire Software INC | — | NEW | New buy |
| 45 | RGEN 0.375 07-15-24 | Repligen CORP | — | EXIT | Sold out |
| 46 | EXAS 0.375 03-01-28 | Exact Sciences CORP | — | EXIT | Sold out |
| 47 | NEO 1.25 05-01-25 | Neogenomics INC | — | NEW | New buy |
| 48 | RMBS 1.375 02-01-23 | Rambus INC | — | NEW | New buy |
| 49 | PCRX 2.375 04-01-22 | Pacira Biosciences INC | — | EXIT | Sold out |
| 50 | XLF | Ss Financial Select Sector | — | NEW | New buy |