Steelhead Partners LLC — Q1 2020 13F Holdings

Name: Steelhead Partners LLC — 13F Holdings, Q1 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001133521

Total reported value

$1.4B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MRVL 1.125 12-01-20	Inphi CORP	Stock-Tech	7.85%	—	+109.27%
2	DXCM 0.75 12-01-23	Dexcom INC	Stock-Healthcare	5.80%	—	-6.85%
3	WDAY 0.25 10-01-22	Workday INC	Stock-Tech	5.59%	—	+122.84%
4	MRVL 0.75 09-01-21	Inphi CORP	Stock-Tech	5.10%	—	—
5	LGND 0.75 05-15-23	Ligand Pharmaceuticals I	Stock-Healthcare	4.88%	—	-6.49%
6	TWTR 0.25 06-15-24	Twitter INC	Stock-Other	4.70%	—	-11.24%
7	GSBD 4.5 04-01-22	Goldman Sachs Bdc INC	Stock-Other	4.60%	—	+14.75%
8	WB 1.25 11-15-22	Weibo CORP	Stock-Other	4.30%	—	+66.23%
9	HTGC 4.375 02-01-22	Hercules Capital INC	Stock-Financials	4.13%	—	+10.35%
10	SPLK 0.5 09-15-23	Splunk INC	Stock-Other	3.65%	—	+16.95%
11	KPTI 3 10-15-25	Karyopharm Therapeutics	Stock-Other	3.47%	—	-4.90%
12	ZEN 0.25 03-15-23	Zendesk INC	Stock-Other	3.37%	—	+18.37%
13	SRPT 1.5 11-15-24	Sarepta Therapeutics INC	Stock-Healthcare	2.91%	—	—
14	DOCU 0.5 09-15-23	Docusign INC	Stock-Tech	2.81%	—	+124.93%
15	TWTR 1 09-15-21	Twitter INC	Stock-Other	2.80%	—	+240.81%
16	NTNX 0 01-15-23	Nutanix INC	Stock-Tech	2.76%	—	-10.32%
17	MOMO 1.25 07-01-25	Hello Group INC	Stock-Other	2.68%	—	+8.73%
18	TWLO 0.25 06-01-23	Twilio INC	Stock-Tech	2.47%	—	+9.09%
19	PSTG 0.125 04-15-23	Pure Storage INC	Stock-Other	2.13%	—	+28.87%
20	TSLX 4.5 08-01-22	Sixth Street Specialty	Stock-Other	1.86%	—	+45.20%
21	SPWR 4 01-15-23	Sunpower CORP	Stock-Other	1.82%	—	-19.40%
22	PRFT 2.375 09-15-23	Perficient INC	Stock-Other	1.69%	—	+12.50%
23	RPD 1.25 08-01-23	Rapid7 INC	Stock-Other	1.67%	—	—
24	CYTK 4 11-15-26	Cytokinetics INC	Stock-Healthcare	1.66%	—	—
25	NMFC 5.75 08-15-23	New Mountain Finance Cor	Stock-Other	1.52%	—	-44.31%
26	ILMN 0 08-15-23	Illumina INC	Stock-Healthcare	1.48%	—	—
27	COLL 2.625 02-15-26	Collegium Pharma INC	Stock-Other	1.33%	—	—
28	PANW 0.75 07-01-23	Palo Alto Networks	Stock-Tech	1.28%	—	—
29	ALTR 0.25 06-01-24	Altair Engineering INC	Stock-Other	1.14%	—	+26.39%
30	NEWR 0.5 05-01-23	New Relic INC	Stock-Other	1.10%	—	-29.42%
31	NEE 5.279 03-01-23	Nextera Energy INC	Stock-Utilities	1.06%	—	—
32	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	Stock-Other	1.03%	—	-63.92%
33	BKCC 5 06-15-22	Blackrock Capital Invest	Stock-Other	1.02%	—	-37.78%
34	GSATUSD	Globalstar INC	Stock-Other	0.93%	—	—
35	RDFN 1.75 07-15-23	Redfin CORP	Stock-Other	0.72%	—	-6.63%
36	Z 1.5 07-01-23	Zillow Group INC	Stock-Comm Services	0.62%	—	-79.24%
37	RGEN 0.375 07-15-24	Repligen CORP	Stock-Healthcare	0.52%	—	-18.38%
38	EXAS 0.375 03-01-28	Exact Sciences CORP	Stock-Other	0.46%	—	—
39	SPWR 0.875 06-01-21	Sunpower CORP	Stock-Other	0.27%	—	-84.89%
40	ARCC 4.625 03-01-24	Ares Capital CORP	Stock-Financials	0.23%	—	+307.69%
41	AAWW 1.875 06-01-24	Atlas Air Worldwide Hldg	Stock-Other	0.22%	—	-55.56%
42	PCRX 2.375 04-01-22	Pacira Biosciences INC	Stock-Other	0.17%	—	-84.00%
43	XYZ 0.5 05-15-23	Block INC	Stock-Financials	0.13%	—	-88.62%
44	OCSI	Oaktree Strategic Income Cor	Stock-Other	0.09%	—	-11.73%

Holding changes this quarter

Position changes disclosed by Steelhead Partners LLC for the quarter ending Q1 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MRVL 1.125 12-01-20	Inphi CORP	+4.7%	+109.27%	Add
2	WDAY 0.25 10-01-22	Workday INC	+3%	+122.84%	Add
3	TWTR 1 09-15-21	Twitter INC	+2.1%	+240.81%	Add
4	DOCU 0.5 09-15-23	Docusign INC	+1.8%	+124.93%	Add
5	WB 1.25 11-15-22	Weibo CORP	+1.7%	+66.23%	Add
6	DXCM 0.75 12-01-23	Dexcom INC	+1%	-6.85%	Trim
7	MRVL 0.75 09-01-21	Inphi CORP	+0.7%	—	Unchanged
8	GSBD 4.5 04-01-22	Goldman Sachs Bdc INC	+0.6%	+14.75%	Add
9	TSLX 4.5 08-01-22	Sixth Street Specialty	+0.5%	+45.20%	Add
10	SPLK 0.5 09-15-23	Splunk INC	+0.5%	+16.95%	Add
11	PSTG 0.125 04-15-23	Pure Storage INC	+0.4%	+28.87%	Add
12	ZEN 0.25 03-15-23	Zendesk INC	+0.4%	+18.37%	Add
13	KPTI 3 10-15-25	Karyopharm Therapeutics	+0.3%	-4.90%	Trim
14	ALTR 0.25 06-01-24	Altair Engineering INC	+0.2%	+26.39%	Add
15	ARCC 4.625 03-01-24	Ares Capital CORP	+0.2%	+307.69%	Add
16	MOMO 1.25 07-01-25	Hello Group INC	+0.1%	+8.73%	Add
17	LGND 0.75 05-15-23	Ligand Pharmaceuticals I	0%	-6.49%	Trim
18	RDFN 1.75 07-15-23	Redfin CORP	0%	-6.63%	Trim
19	OCSI	Oaktree Strategic Income Cor	0%	-11.73%	Trim
20	RGEN 0.375 07-15-24	Repligen CORP	-0.1%	-18.38%	Trim
21	RPD 1.25 08-01-23	Rapid7 INC	-0.2%	—	Unchanged
22	PRFT 2.375 09-15-23	Perficient INC	-0.2%	+12.50%	Add
23	AAWW 1.875 06-01-24	Atlas Air Worldwide Hldg	-0.3%	-55.56%	Trim
24	SPWR 4 01-15-23	Sunpower CORP	-0.3%	-19.40%	Trim
25	SRPT 1.5 11-15-24	Sarepta Therapeutics INC	-0.4%	—	Unchanged
26	TWTR 0.25 06-15-24	Twitter INC	-0.5%	-11.24%	Trim
27	NEWR 0.5 05-01-23	New Relic INC	-0.5%	-29.42%	Trim
28	GSATUSD	Globalstar INC	-0.5%	—	Unchanged
29	NTNX 0 01-15-23	Nutanix INC	-0.6%	-10.32%	Trim
30	BKCC 5 06-15-22	Blackrock Capital Invest	-0.7%	-37.78%	Trim
31	PCRX 2.375 04-01-22	Pacira Biosciences INC	-0.9%	-84.00%	Trim
32	XYZ 0.5 05-15-23	Block INC	-1%	-88.62%	Trim
33	SPWR 0.875 06-01-21	Sunpower CORP	-1.4%	-84.89%	Trim
34	NMFC 5.75 08-15-23	New Mountain Finance Cor	-1.6%	-44.31%	Trim
35	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	-2%	-63.92%	Trim
36	Z 1.5 07-01-23	Zillow Group INC	-2.4%	-79.24%	Trim
37	TSLA 2 05-15-24	Tesla INC	—	EXIT	Sold out
38	FOR 3.75 03-01-20	Forestar Group INC	—	EXIT	Sold out
39	TSLA 1.25 03-01-21	Tesla INC	—	EXIT	Sold out
40	RMBS 1.375 02-01-23	Rambus INC	—	EXIT	Sold out
41	CYTK 4 11-15-26	Cytokinetics INC	—	NEW	New buy
42	ILMN 0 08-15-23	Illumina INC	—	NEW	New buy
43	COLL 2.625 02-15-26	Collegium Pharma INC	—	NEW	New buy
44	PANW 0.75 07-01-23	Palo Alto Networks	—	NEW	New buy
45	NEE 5.279 03-01-23	Nextera Energy INC	—	NEW	New buy
46	EXAS 0.375 03-01-28	Exact Sciences CORP	—	NEW	New buy
47	MLAB 1.375 08-15-25	Mesa Laboratories INC	—	EXIT	Sold out
48	SSRMCN 2.875 02-01-33	Ssr Mining INC	—	EXIT	Sold out
49	MDRX	Veradigm INC	—	EXIT	Sold out
50	VER 3.75 12-15-20	Vereit INC	—	EXIT	Sold out