Northwestern Mutual Investment Services LLC — Q3 2015 13F Holdings

Name: Northwestern Mutual Investment Services LLC — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000910886

Total reported value

—

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 374 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	27.99%	—	+11.59%
2	VEA	Vanguard Ftse Developed ETF	ETF-Other	15.93%	—	+13.48%
3	BND	Vanguard Total Bond Market	ETF-Other	13.45%	—	+9.54%
4	BSV	Vanguard Short-term Bond ETF	ETF-Other	7.16%	—	+8.58%
5	IJH	Ishares Core S&p Midcap ETF	ETF-Other	7.07%	—	+11.13%
6	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	5.59%	—	+16.43%
7	VNQ	Vanguard Real Estate ETF	ETF-Other	4.80%	—	+11.54%
8	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	3.22%	—	+10.72%
9	MUB	Ishares National Muni Bond E	ETF-Other	3.09%	—	+15.27%
10	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	2.97%	—	+10.90%
11	PRIV	State Street IG Public & Private Credit ETF	ETF-Other	2.14%	—	+14.98%
12	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	1.83%	—	+9.73%
13	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	1.61%	—	+7.50%
14	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	1.40%	—	+14.83%
15	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.85%	—	+15.77%
16	VTIP	Vanguard Short-term Tips	ETF-Other	0.65%	—	+10.84%
17	✓	Absolute Shs Tr	Stock-Other	0.01%	—	—
18	WBIIEUR	Wbi Bullbear Global Income E	ETF-Other	0.01%	—	—
19	NSC	Norfolk Southern CORP	Stock-Industrials	0.01%	—	—
20	AAPL	Apple INC	Stock-Tech	0.01%	—	—
21	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.01%	—	—
22	GOOG	Alphabet A	Stock-Comm Services	0.01%	—	—
23	TIP	Ishares Tips Bond ETF	ETF-Other	—	—	-44.25%
24	QCOM	Qualcomm INC	Stock-Tech	—	—	—
25	GLD	Spdr Gold Shares	ETF-Commodities	—	—	—
26	AXP	American Express Company	Stock-Financials	—	—	—
27	MTB	M & T Bank CORP	Stock-Financials	—	—	—
28	D	Dominion Energy INC	Stock-Utilities	—	—	—
29	WMB	Williams Cos INC	Stock-Energy	—	—	—
30	CTSH	Cognizant Tech Solutions-a	Stock-Tech	—	—	—
31	WBIG	Wbi Bullbear Yield 3000 ETF	ETF-Other	—	—	—
32	SLV	Ishares Silver Trust	ETF-Commodities	—	—	—
33	WBICEUR	Wbi Bullbear Yield 2000 ETF	ETF-Other	—	—	—
34	AEP	American Electric Power Company, Inc.	Stock-Utilities	—	—	—
35	✓	Google INC Class C	Stock-Other	—	—	—
36	SLB	Slb LTD	Stock-Energy	—	—	—
37	TPR	Tapestry, Inc.	Stock-Consumer Disc	—	—	—
38	MSFT	Microsoft CORP	Stock-Tech	—	—	—
39	DHR	Danaher CORP	Stock-Healthcare	—	—	—
40	BKNG	Booking Hldgs INC	Stock-Consumer Disc	—	—	—
41	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	—	—	—
42	ACWI	Ishares Msci Acwi ETF	ETF-Other	—	—	—
43	V	Visa Inc-class A Shares	Stock-Financials	—	—	—
44	VRSK	Verisk Analytics INC	Stock-Industrials	—	—	—
45	IAUUSD	Ishares Gold Trust	ETF-Commodities	—	—	—
46	NOVEUR	National Oilwell Varco INC	Stock-Other	—	—	—
47	LKQ	Lkq CORP	Stock-Consumer Disc	—	—	—
48	WBIL	Wbi Bullbear Quality 3000 Et	ETF-Other	—	—	—
49	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	—	—	—
50	WFC	Wells Fargo & Co	Stock-Financials	—	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Northwestern Mutual Investment Services LLC for the quarter ending Q3 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BND	Vanguard Total Bond Market	+0.6%	+9.54%	Add
2	VNQ	Vanguard Real Estate ETF	+0.3%	+11.54%	Add
3	MUB	Ishares National Muni Bond E	+0.3%	+15.27%	Add
4	BSV	Vanguard Short-term Bond ETF	+0.2%	+8.58%	Add
5	PRIV	State Street IG Public & Private Credit ETF	+0.2%	+14.98%	Add
6	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+0.2%	+10.90%	Add
7	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	+0.1%	+14.83%	Add
8	SMHC	VanEck China Semiconductor ETF	+0.1%	+15.77%	Add
9	BNDX	Vanguard Total Intl Bond ETF	+0.1%	+7.50%	Add
10	VTIP	Vanguard Short-term Tips	0%	+10.84%	Add
11	USIG	Ishares Broad Usd Investment	0%	-94.28%	Trim
12	VCSH	Vanguard S/t CORP Bond ETF	0%	-82.79%	Trim
13	TIP	Ishares Tips Bond ETF	0%	-44.25%	Trim
14	EXC	Exelon CORP	0%	-99.87%	Trim
15	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	-0.1%	+9.73%	Add
16	IJR	Ishares Core S&p Small-cap E	-0.2%	+10.72%	Add
17	IJH	Ishares Core S&p Midcap ETF	-0.3%	+11.13%	Add
18	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.4%	+11.59%	Add
19	VEA	Vanguard Ftse Developed ETF	-0.5%	+13.48%	Add
20	VWO	Vanguard Ftse Emerging Marke	-0.7%	+16.43%	Add
21	PG	Procter & Gamble Co/the	—	EXIT	Sold out
22	BWX	State Street Spdr Bloomberg	—	EXIT	Sold out
23	✓	Absolute Shs Tr	—	NEW	New buy
24	CERNCHF	Cerner CORP	—	EXIT	Sold out
25	WBIIEUR	Wbi Bullbear Global Income E	—	NEW	New buy
26	NSC	Norfolk Southern CORP	—	NEW	New buy
27	AAPL	Apple INC	—	NEW	New buy
28	BRK-B	Berkshire Hathaway Inc-cl B	—	NEW	New buy
29	GOOG	Alphabet A	—	NEW	New buy
30	QCOM	Qualcomm INC	—	NEW	New buy
31	GLD	Spdr Gold Shares	—	NEW	New buy
32	XEADX	Allspring Income Opport	—	EXIT	Sold out
33	XIGDX	Voya Glbl Eqty Dvd & Prm Opp	—	EXIT	Sold out
34	CXPUSD	Columbia Property Trust INC	—	EXIT	Sold out
35	XBOEX	Blackrock Enh Glbl Dvd Tr	—	EXIT	Sold out
36	XPHTX	Pioneer High Income Fund	—	EXIT	Sold out
37	FAF	First American Financial	—	EXIT	Sold out
38	FBT	First Trust Nyse Arca Biotec	—	EXIT	Sold out
39	AXP	American Express Company	—	NEW	New buy
40	D	Dominion Energy INC	—	NEW	New buy
41	XOM	Exxon Mobil CORP	—	EXIT	Sold out
42	WMB	Williams Cos INC	—	NEW	New buy
43	MTB	M & T Bank CORP	—	NEW	New buy
44	WBICEUR	Wbi Bullbear Yield 2000 ETF	—	NEW	New buy
45	WBIG	Wbi Bullbear Yield 3000 ETF	—	NEW	New buy
46	SLV	Ishares Silver Trust	—	NEW	New buy
47	CTSH	Cognizant Tech Solutions-a	—	NEW	New buy
48	FXH	First Trust Health Care Alph	—	EXIT	Sold out
49	✓	Google INC Class C	—	NEW	New buy
50	VGSH	Vanguard Short-term Treasury	—	EXIT	Sold out