Newfound Research LLC — Q1 2020 13F Holdings

Name: Newfound Research LLC — 13F Holdings, Q1 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001630806

Total reported value

$40.8M

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Full holdings list this quarter

Showing top 200 holdings (of 204 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	86.01%	—	—
2	JXI	Ishares Global Utilities ETF	ETF-Other	1.56%	—	-66.44%
3	XLK	Ss Technology Select Sector	ETF-Tech	1.30%	—	-66.20%
4	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	1.29%	—	+240.32%
5	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	1.17%	—	-13.66%
6	KXI	Ishares Global Consumer Stap	ETF-Other	1.05%	—	-77.29%
7	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.95%	—	-72.64%
8	BWX	State Street Spdr Bloomberg	ETF-Other	0.92%	—	+115.68%
9	IXJ	Ishares Global Healthcare Et	ETF-Other	0.89%	—	-81.65%
10	IXP	Ishares Global Comm Services	ETF-Other	0.71%	—	-83.78%
11	IXN	Ishares Global Tech ETF	ETF-Tech	0.70%	—	-85.09%
12	FTEC	Fidelity Msci Info Tech Indx	ETF-Tech	0.70%	—	-65.67%
13	✓	Powershares	Stock-Other	0.68%	—	—
14	PCYUSD	Invesco Emerging Markets Sov	ETF-Emerging Markets	0.58%	—	—
15	FUTY	Fidelity Msci US Utilities	ETF-Other	0.51%	—	-72.31%
16	EXI	Ishares Global Industrials E	ETF-Other	0.35%	—	-90.74%
17	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.31%	—	-83.90%
18	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.11%	—	-83.17%
19	ICVT	Ishares Convertible Bond ETF	ETF-Other	0.04%	—	-83.30%
20	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	0.01%	—	+97.14%
21	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.01%	—	—
22	VGIT	Vanguard Intermediate-term T	ETF-Other	0.01%	—	—
23	✓	Powershares ETF Tr Ii S&p Smcp	ETF-Other	0.01%	—	+33.33%
24	VLUE	Ishares Msci USA Value Facto	ETF-Other	0.01%	—	—
25	GSY	Invesco Ultra Short Duration ETF	ETF-Other	0.01%	—	—
26	BAICX	Blckrck Multi-asst Inc-a	Stock-Other	—	—	+1.17%
27	✓	Global X Fds	Stock-Other	—	—	+0.65%
28	JPUS	Jpmorgan Div Ret US Eq ETF	ETF-Other	—	—	-54.55%
29	EXC	Exelon CORP	Stock-Utilities	—	—	—
30	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	—	—	—
31	✓	Newfound Risk Managed Global Sectors	Stock-Other	—	—	—
32	JPIN	JPM Diversified Ret Intl Eq	ETF-Other	—	—	+1.43%
33	✓	Newfound Multi-Asset Income	Stock-Other	—	—	+0.43%
34	GEM	Goldman Sachs Activebeta Em	ETF-Commodities	—	—	+1.41%
35	ALL	Allstate CORP	Stock-Financials	—	—	—
36	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	—	—	-70.21%
37	MU	Micron Technology INC	Stock-Tech	—	—	—
38	HPQ	Hp INC	Stock-Tech	—	—	+0.88%
39	✓	Powershares ETF Fund S&P Smallcap	ETF-Other	—	—	-66.30%
40	INTC	Intel CORP	Stock-Tech	—	—	—
41	IAUUSD	Ishares Gold Trust	ETF-Commodities	—	—	—
42	AGG	Ishares Core U.s. Aggregate	ETF-Other	—	—	-6.67%
43	TSN	Tyson Foods Inc-cl A	Stock-Consumer Staples	—	—	—
44	✓		Stock-Other	—	—	—
45	AGGY	Wisdomtree Yield Enhanced US	ETF-Other	—	—	+3.45%
46	LRCXEUR	Lam Research CORP	Stock-Tech	—	—	—
47	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	—	—	-79.41%
48	IBM	Intl Business Machines CORP	Stock-Tech	—	—	—
49	NOBL	Proshares S&p 500 Dividend A	ETF-Large Cap & Growth	—	—	-81.97%
50	CSM	Proshares Large Cap Core Plu	ETF-Large Cap & Growth	—	—	-81.82%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Newfound Research LLC for the quarter ending Q1 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TLT	Ishares 20+ Year Treasury Bd	+1%	+240.32%	Add
2	BWX	State Street Spdr Bloomberg	+0.6%	+115.68%	Add
3	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	0%	-13.66%	Trim
4	JPUS	Jpmorgan Div Ret US Eq ETF	0%	-54.55%	Trim
5	SMHC	VanEck China Semiconductor ETF	0%	-70.21%	Trim
6	ICVT	Ishares Convertible Bond ETF	-0.2%	-83.30%	Trim
7	VYM	Vanguard High Dvd Yield ETF	-0.4%	-99.93%	Trim
8	VNQ	Vanguard Real Estate ETF	-0.5%	-99.96%	Trim
9	CWB	Ss Spdr Bb Conv Sec ETF	-0.5%	-83.17%	Trim
10	FTEC	Fidelity Msci Info Tech Indx	-1.3%	-65.67%	Trim
11	FUTY	Fidelity Msci US Utilities	-1.3%	-72.31%	Trim
12	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-1.6%	-83.90%	Trim
13	FHLC	Fidelity Msci Health Care	-1.7%	-99.97%	Trim
14	XLK	Ss Technology Select Sector	-2.4%	-66.20%	Trim
15	XLU	St Sr Utl Sl Se Spdr Etf-usd	-2.5%	-72.64%	Trim
16	JXI	Ishares Global Utilities ETF	-3%	-66.44%	Trim
17	KXI	Ishares Global Consumer Stap	-3.5%	-77.29%	Trim
18	IXP	Ishares Global Comm Services	-3.7%	-83.78%	Trim
19	IXJ	Ishares Global Healthcare Et	-3.7%	-81.65%	Trim
20	IXN	Ishares Global Tech ETF	-3.9%	-85.09%	Trim
21	EXI	Ishares Global Industrials E	-4%	-90.74%	Trim
22	SHY	Ishares 1-3 Year Treasury Bo	—	NEW	New buy
23	RXI	Ishares Global Consumer Disc	—	EXIT	Sold out
24	IXG	Ishares Global Financials Et	—	EXIT	Sold out
25	MXI	Ishares Global Materials ETF	—	EXIT	Sold out
26	XLF	Ss Financial Select Sector	—	EXIT	Sold out
27	XLY	Ss Consumer Disc Select Sect	—	EXIT	Sold out
28	XLB	Ss Materials Select Sector	—	EXIT	Sold out
29	XLP	Ss Consumer Staples Sel Sect	—	EXIT	Sold out
30	XLC	Ss Comm Select Sector Spdr	—	EXIT	Sold out
31	XLI	Ss Industrial Select Sector	—	EXIT	Sold out
32	XLV	Ss Health Care Select Sector	—	EXIT	Sold out
33	IXC	Ishares Global Energy ETF	—	EXIT	Sold out
34	FNCL	Fidelity Msci Financial Indx	—	EXIT	Sold out
35	FDIS	Fidelity Msci Cons Discr Ind	—	EXIT	Sold out
36	FSTA	Fidelity Msci Cons Stap Indx	—	EXIT	Sold out
37	FMAT	Fidelity Msci Materials Indx	—	EXIT	Sold out
38	FCOM	Fidelity Msci Comm Serv Indx	—	EXIT	Sold out
39	FIDU	Fidelity Msci Indust Indx	—	EXIT	Sold out
40	PFF	Ishares Preferred & Income S	—	EXIT	Sold out
41	IDV	Ishares International Select	—	EXIT	Sold out
42	PFXF	Vaneck Pref Sec X-financials	—	EXIT	Sold out
43	✓	Powershares	—	NEW	New buy
44	VNQI	Vanguard Glbl Ex-us Real Est	—	EXIT	Sold out
45	PCYUSD	Invesco Emerging Markets Sov	—	NEW	New buy
46	✓	Recon Cap Ser Tr	—	EXIT	Sold out
47	✓	Powershares ETF Tr Ii	—	EXIT	Sold out
48	SMHC	VanEck China Semiconductor ETF	—	NEW	New buy
49	✓	Powershares ETF Tr Ii	—	EXIT	Sold out
50	✓	Powershares Etf Fd Tr II	—	EXIT	Sold out