National Planning Corp — Q1 2017 13F Holdings

Name: National Planning Corp — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001492262

Total reported value

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Full holdings list this quarter

Showing top 200 holdings (of 706 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	4.09%	-1.45%	EXIT
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.19%	-4.19%	EXIT
3	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.62%	—	+4.72%
4	VEA	Vanguard Ftse Developed ETF	ETF-Other	2.00%	-8.85%	EXIT
5	AAPL	Apple INC	Stock-Tech	1.86%	—	-0.52%
6	MDY	State Street Spdr S&p Midcap	ETF-Other	1.77%	-1.47%	EXIT
7	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.76%	—	-1.50%
8	BIV	Vanguard Intermediate-term B	ETF-Other	1.67%	-1.85%	EXIT
9	CVX	Chevron CORP	Stock-Energy	1.47%	—	-4.02%
10	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	1.35%	-0.71%	EXIT
11	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	1.31%	-4.87%	EXIT
12	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.30%	-2.93%	EXIT
13	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.23%	—	-2.11%
14	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.17%	—	+10.16%
15	VTV	Vanguard Value ETF	ETF-Other	1.13%	-8.35%	EXIT
16	BSV	Vanguard Short-term Bond ETF	ETF-Other	1.11%	-3.46%	EXIT
17	CFA	Victoryshares US 500 Volatil	ETF-Other	1.07%	—	-1.39%
18	CDL	Victoryshares US Large Cap H	ETF-Large Cap & Growth	1.07%	—	-1.20%
19	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.05%	-1.33%	EXIT
20	VYMI	Vanguard Int High Dvd Yld In	ETF-Other	1.04%	—	-1.07%
21	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	1.02%	—	-8.43%
22	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.02%	—	-1.63%
23	FSICUSD	Fs Kkr Capital CORP	Stock-Other	0.90%	—	-6.10%
24	✓	Powershares ETF Tr Ii	ETF-Other	0.87%	—	+8.67%
25	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.78%	-0.34%	EXIT
26	CSB	Victoryshares US Small Cap H	ETF-Small Cap	0.76%	—	-0.73%
27	✓	Victoryshares US	Stock-Other	0.73%	—	-1.29%
28	VOOG	Vanguard S&p 500 Growth ETF	ETF-Large Cap & Growth	0.69%	—	+3.00%
29	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	0.68%	-0.49%	EXIT
30	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.68%	-0.46%	EXIT
31	VUG	Vanguard Growth ETF	ETF-Other	0.67%	-7.25%	EXIT
32	PEP	Pepsico INC	Stock-Consumer Staples	0.66%	—	+0.52%
33	XOM	Exxon Mobil CORP	Stock-Energy	0.66%	—	-2.23%
34	DVY	Ishares Select Dividend ETF	ETF-Other	0.63%	—	+3.56%
35	VCR	Vanguard Consumer Discre ETF	ETF-Other	0.62%	—	-0.68%
36	SCHH	Schwab US Reit ETF	ETF-Other	0.59%	—	-0.60%
37	GLD	Spdr Gold Shares	ETF-Commodities	0.57%	—	-5.86%
38	NBB	Nuveen Taxable Municipal INC	Stock-Other	0.57%	—	-0.13%
39	JNJ	Johnson & Johnson	Stock-Healthcare	0.56%	—	+1.59%
40	IBM	Intl Business Machines CORP	Stock-Tech	0.55%	—	+0.14%
41	T	At&t INC	Stock-Comm Services	0.55%	—	-0.00%
42	SGENEUR	Seagen INC	Stock-Other	0.53%	—	-1.06%
43	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.52%	—	+4.63%
44	MO	Altria Group INC	Stock-Consumer Staples	0.52%	—	+0.07%
45	VB	Vanguard Small-cap ETF	ETF-Other	0.50%	-2.29%	EXIT
46	EFA	Ishares Msci Eafe ETF	ETF-Other	0.47%	-2.87%	EXIT
47	VHT	Vanguard Health Care ETF	ETF-Other	0.46%	—	+5.49%
48	VNQ	Vanguard Real Estate ETF	ETF-Other	0.45%	—	-6.86%
49	MMM	3m Co	Stock-Industrials	0.45%	—	-3.20%
50	ICPTUSD	Intercept Pharmaceuticals In	Stock-Other	0.45%	—	-0.61%

1–50 of 200

Holding changes this quarter

Position changes disclosed by National Planning Corp for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.2%	+5.81%	Add
2	IYH	Ishares U.s. Healthcare ETF	+0.2%	+508.44%	Add
3	BWX	State Street Spdr Bloomberg	+0.2%	+135.05%	Add
4	PCYUSD	Invesco Emerging Markets Sov	+0.2%	+480.27%	Add
5	AAPL	Apple INC	+0.2%	-0.52%	Trim
6	✓	Powershares Qqq Trust Ser 1	+0.1%	+10.16%	Add
7	MUB	Ishares National Muni Bond E	+0.1%	+272.19%	Add
8	IYM	Ishares U.s. Basic Materials	+0.1%	+771.42%	Add
9	VTI	Vanguard Total Stock Mkt ETF	+0.1%	+4.72%	Add
10	VEA	Vanguard Ftse Developed ETF	+0.1%	+6.48%	Add
11	EFA	Ishares Msci Eafe ETF	+0.1%	+31.39%	Add
12	AOM	Ishares Core 40/60 Moderate	+0.1%	+755.55%	Add
13	DVYE	Ishares Emerging Markets Div	+0.1%	+78.76%	Add
14	IYW	Ishares Ustechnology ETF	+0.1%	+65.16%	Add
15	IDU	Ishares US Utilities ETF	+0.1%	+57.31%	Add
16	FPE	Ft-preferred Secur & INC ETF	+0.1%	+142.98%	Add
17	IVW	Ishares S&p 500 Growth ETF	+0.1%	+52.08%	Add
18	CIM	Chimera Investment Corporation	+0.1%	+52.36%	Add
19	EEM	Ishares Msci Emerging Market	+0.1%	+38.10%	Add
20	✓	Powershares ETF Tr Ii	+0.1%	+8.67%	Add
21	USMV	Ishares Msci USA Min Vol Fac	+0.1%	+5.43%	Add
22	PM	Philip Morris International	+0.1%	+26.65%	Add
23	FXO	First Trust Financial Alphad	-0.1%	-44.91%	Trim
24	SCHX	Schwab US Large-cap ETF	-0.1%	-35.80%	Trim
25	IYY	Ishares Dow Jones U.s. ETF	-0.1%	-84.02%	Trim
26	✓	Guggenheim S&p 500 Pure Growth	-0.1%	-37.64%	Trim
27	SDY	Ss Spdr S&p Dividend ETF	-0.1%	-8.43%	Trim
28	MINT	Pimco Enhanced Short Maturit	-0.1%	-34.98%	Trim
29	FLOT	Ishares Floating Rate Bond E	-0.1%	-43.57%	Trim
30	ILCV	Ishares Morningstar Value Et	-0.1%	-52.36%	Trim
31	DLN	Wisdomtree US Largecap Divid	-0.1%	-64.56%	Trim
32	IJR	Ishares Core S&p Small-cap E	-0.1%	-14.38%	Trim
33	FSICUSD	Fs Kkr Capital CORP	-0.1%	-6.10%	Trim
34	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.2%	-38.45%	Trim
35	CVX	Chevron CORP	-0.2%	-4.02%	Trim
36	IJT	Ishares S&p Small-cap 600 Gr	-0.2%	-49.17%	Trim
37	VB	Vanguard Small-cap ETF	-0.2%	-23.49%	Trim
38	IJS	Ishares S&p Small-cap 600 Va	-0.2%	-79.65%	Trim
39	IJJ	Ishares S&p Mid-cap 400 Valu	-0.2%	-9.74%	Trim
40	MDY	State Street Spdr S&p Midcap	-0.3%	-11.07%	Trim
41	IWM	Ishares Russell 2000 ETF	-0.3%	-4.30%	Trim
42	IWV	Ishares Russell 3000 ETF	—	NEW	New buy
43	✓	Powershares Dwa Tactical Sector	—	EXIT	Sold out
44	SCHV	Schwab US Large-cap Value	—	NEW	New buy
45	SUB	Ishares Short-term National	—	EXIT	Sold out
46	IYK	Ishares US Consumer Staples	—	NEW	New buy
47	LMBS	First Trust Low Duration Opp	—	EXIT	Sold out
48	FVC	First Trust Dorsey Wright Dy	—	EXIT	Sold out
49	AOK	Ishares Core 30/70 Conservat	—	NEW	New buy
50	IYZ	Ishares US Telecommunication	—	EXIT	Sold out