National Planning Corp — Q4 2016 13F Holdings

Name: National Planning Corp — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001492262

Total reported value

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Full holdings list this quarter

Showing top 200 holdings (of 694 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	4.36%	-1.45%	EXIT
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.00%	-4.19%	EXIT
3	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.50%	—	-3.18%
4	MDY	State Street Spdr S&p Midcap	ETF-Other	2.03%	-1.47%	EXIT
5	VEA	Vanguard Ftse Developed ETF	ETF-Other	1.88%	-8.85%	EXIT
6	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.83%	—	-22.06%
7	BIV	Vanguard Intermediate-term B	ETF-Other	1.71%	-1.85%	EXIT
8	AAPL	Apple INC	Stock-Tech	1.71%	—	-15.06%
9	CVX	Chevron CORP	Stock-Energy	1.63%	—	+2.08%
10	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	1.53%	-0.71%	EXIT
11	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.33%	-2.93%	EXIT
12	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	1.33%	-4.87%	EXIT
13	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.26%	—	+25.58%
14	BSV	Vanguard Short-term Bond ETF	ETF-Other	1.20%	-3.46%	EXIT
15	VTV	Vanguard Value ETF	ETF-Other	1.17%	-8.35%	EXIT
16	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	1.12%	—	+10.50%
17	CFA	Victoryshares US 500 Volatil	ETF-Other	1.09%	—	-0.60%
18	CDL	Victoryshares US Large Cap H	ETF-Large Cap & Growth	1.08%	—	+0.54%
19	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.07%	-1.33%	EXIT
20	VYMI	Vanguard Int High Dvd Yld In	ETF-Other	1.06%	—	-0.34%
21	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.04%	—	-1.96%
22	FSICUSD	Fs Kkr Capital CORP	Stock-Other	1.04%	—	-15.27%
23	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.03%	—	-51.37%
24	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.82%	-0.46%	EXIT
25	✓	Powershares ETF Tr Ii	ETF-Other	0.80%	—	+25.89%
26	CSB	Victoryshares US Small Cap H	ETF-Small Cap	0.80%	—	+1.12%
27	✓	Victoryshares US	Stock-Other	0.76%	—	-2.10%
28	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.73%	-0.34%	EXIT
29	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	0.72%	-0.49%	EXIT
30	XOM	Exxon Mobil CORP	Stock-Energy	0.70%	—	+1.20%
31	VUG	Vanguard Growth ETF	ETF-Other	0.68%	-7.25%	EXIT
32	VB	Vanguard Small-cap ETF	ETF-Other	0.67%	-2.29%	EXIT
33	VOOG	Vanguard S&p 500 Growth ETF	ETF-Large Cap & Growth	0.66%	—	+4.79%
34	PEP	Pepsico INC	Stock-Consumer Staples	0.63%	—	-3.72%
35	DVY	Ishares Select Dividend ETF	ETF-Other	0.62%	—	+14.22%
36	VCR	Vanguard Consumer Discre ETF	ETF-Other	0.62%	—	+21.70%
37	SCHH	Schwab US Reit ETF	ETF-Other	0.61%	—	-0.95%
38	GLD	Spdr Gold Shares	ETF-Commodities	0.60%	—	-23.39%
39	NBB	Nuveen Taxable Municipal INC	Stock-Other	0.59%	—	-0.16%
40	IBM	Intl Business Machines CORP	Stock-Tech	0.57%	—	+0.52%
41	T	At&t INC	Stock-Comm Services	0.56%	—	-7.42%
42	MO	Altria Group INC	Stock-Consumer Staples	0.53%	—	-9.16%
43	SGENEUR	Seagen INC	Stock-Other	0.53%	—	-2.75%
44	JNJ	Johnson & Johnson	Stock-Healthcare	0.51%	—	+2.62%
45	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.50%	—	+6.71%
46	VNQ	Vanguard Real Estate ETF	ETF-Other	0.49%	—	-17.52%
47	ICPTUSD	Intercept Pharmaceuticals In	Stock-Other	0.44%	—	+0.40%
48	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.44%	—	+0.85%
49	MMM	3m Co	Stock-Industrials	0.44%	—	-1.66%
50	VHT	Vanguard Health Care ETF	ETF-Other	0.43%	—	+9.71%

1–50 of 200

Holding changes this quarter

Position changes disclosed by National Planning Corp for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+1.5%	+88.51%	Add
2	IJJ	Ishares S&p Mid-cap 400 Valu	+1.5%	+2495.34%	Add
3	IWM	Ishares Russell 2000 ETF	+0.8%	+8.33%	Add
4	IJH	Ishares Core S&p Midcap ETF	+0.6%	+111.64%	Add
5	MDY	State Street Spdr S&p Midcap	+0.5%	+21.15%	Add
6	IVV	Ishares Core S&p 500 ETF	+0.5%	+50.04%	Add
7	IJR	Ishares Core S&p Small-cap E	+0.4%	+287.67%	Add
8	BRK-B	Berkshire Hathaway Inc-cl B	+0.3%	+25.58%	Add
9	IVE	Ishares S&p 500 Value ETF	+0.3%	+59.52%	Add
10	MINT	Pimco Enhanced Short Maturit	+0.3%	+546.79%	Add
11	ITA	Ishares U.s. Aerospace & Def	+0.2%	+356.16%	Add
12	FLOT	Ishares Floating Rate Bond E	+0.2%	+601.54%	Add
13	✓	Powershares ETF Tr Ii	+0.2%	+25.89%	Add
14	USMV	Ishares Msci USA Min Vol Fac	+0.2%	+28.61%	Add
15	XLF	Ss Financial Select Sector	+0.2%	+108.14%	Add
16	IJK	Ishares S&p Mid-cap 400 Grow	+0.2%	+153.34%	Add
17	IJT	Ishares S&p Small-cap 600 Gr	+0.2%	+75.28%	Add
18	VCR	Vanguard Consumer Discre ETF	+0.1%	+21.70%	Add
19	SDY	Ss Spdr S&p Dividend ETF	+0.1%	+10.50%	Add
20	PKO	Pimco Income Opportunity Fnd	-0.1%	-74.36%	Trim
21	PCN	Pimco Corporate & Income Str	-0.2%	-70.80%	Trim
22	FV	First Trust Dw Focus 5 Fund	-0.2%	-47.70%	Trim
23	IWF	Ishares Russell 1000 Growth	-0.2%	-67.97%	Trim
24	PFN	Pimco Income Strategy Fd Ii	-0.2%	-92.37%	Trim
25	CWB	Ss Spdr Bb Conv Sec ETF	-0.2%	-74.88%	Trim
26	PTY	Pimco Corporate & Income Opp	-0.2%	-71.68%	Trim
27	PCYUSD	Invesco Emerging Markets Sov	-0.2%	-82.13%	Trim
28	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-0.2%	-57.77%	Trim
29	BSV	Vanguard Short-term Bond ETF	-0.2%	-13.50%	Trim
30	VMBS	Vanguard Mortgage-backed Sec	-0.2%	-59.11%	Trim
31	BLV	Vanguard Long-term Bond ETF	-0.3%	-62.33%	Trim
32	XFFCX	Flaherty & Crumrine Pref INC	-0.3%	-66.46%	Trim
33	GLD	Spdr Gold Shares	-0.3%	-23.39%	Trim
34	VWO	Vanguard Ftse Emerging Marke	-0.3%	-54.56%	Trim
35	XMVTX	Blackrock Munivest Fund Ii	-0.3%	-85.50%	Trim
36	XMYDX	Blackrock Muniyield Fund	-0.3%	-91.31%	Trim
37	XMUSX	Blackrock Muniholdings Quali	-0.3%	-94.31%	Trim
38	BND	Vanguard Total Bond Market	-0.4%	-63.37%	Trim
39	BIV	Vanguard Intermediate-term B	-0.4%	-12.03%	Trim
40	MUB	Ishares National Muni Bond E	-0.5%	-89.43%	Trim
41	BNDX	Vanguard Total Intl Bond ETF	-0.5%	-24.66%	Trim
42	AGG	Ishares Core U.s. Aggregate	-0.6%	-22.06%	Trim
43	VUG	Vanguard Growth ETF	-0.7%	-53.13%	Trim
44	VTV	Vanguard Value ETF	-0.8%	-43.68%	Trim
45	VEA	Vanguard Ftse Developed ETF	-0.9%	-33.88%	Trim
46	✓	Powershares Qqq Trust Ser 1	-1%	-51.37%	Trim
47	EEM	Ishares Msci Emerging Market	-1.3%	-85.79%	Trim
48	✓	Powershares Exchange	—	NEW	New buy
49	VIS	Vanguard Industrials ETF	—	NEW	New buy
50	PCM	Pcm Fund INC	—	EXIT	Sold out