National Planning Corp — Q3 2016 13F Holdings

Name: National Planning Corp — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001492262

Total reported value

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Full holdings list this quarter

Showing top 200 holdings (of 656 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	3.61%	-1.45%	EXIT
2	VEA	Vanguard Ftse Developed ETF	ETF-Other	2.77%	-8.85%	EXIT
3	AGG	Ishares Core U.s. Aggregate	ETF-Other	2.47%	—	-17.52%
4	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.45%	—	+54.25%
5	BIV	Vanguard Intermediate-term B	ETF-Other	2.07%	-1.85%	EXIT
6	✓	Powershares Qqq Trust Ser 1	Stock-Other	2.02%	—	+213.59%
7	VTV	Vanguard Value ETF	ETF-Other	1.97%	-8.35%	EXIT
8	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	1.86%	-4.87%	EXIT
9	AAPL	Apple INC	Stock-Tech	1.76%	—	-4.28%
10	CVX	Chevron CORP	Stock-Energy	1.56%	—	+4.36%
11	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	1.54%	-1.66%	EXIT
12	MDY	State Street Spdr S&p Midcap	ETF-Other	1.53%	-1.47%	EXIT
13	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.52%	-4.19%	EXIT
14	BSV	Vanguard Short-term Bond ETF	ETF-Other	1.43%	-3.46%	EXIT
15	VUG	Vanguard Growth ETF	ETF-Other	1.40%	-7.25%	EXIT
16	FSICUSD	Fs Kkr Capital CORP	Stock-Other	1.15%	—	+0.12%
17	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.07%	—	-12.44%
18	CDL	Victoryshares US Large Cap H	ETF-Large Cap & Growth	1.03%	—	+65.47%
19	CFA	Victoryshares US 500 Volatil	ETF-Other	1.03%	—	+63.24%
20	VYMI	Vanguard Int High Dvd Yld In	ETF-Other	1.02%	—	—
21	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.99%	—	+11.02%
22	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.92%	—	-2.63%
23	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.85%	-2.93%	EXIT
24	GLD	Spdr Gold Shares	ETF-Commodities	0.85%	—	+1.61%
25	VB	Vanguard Small-cap ETF	ETF-Other	0.80%	-2.29%	EXIT
26	XOM	Exxon Mobil CORP	Stock-Energy	0.72%	—	-6.89%
27	CSB	Victoryshares US Small Cap H	ETF-Small Cap	0.72%	—	+61.41%
28	✓	Victoryshares US	Stock-Other	0.69%	—	+61.02%
29	PEP	Pepsico INC	Stock-Consumer Staples	0.69%	—	+0.79%
30	✓	Powershares ETF Tr Ii	ETF-Other	0.62%	—	+7.24%
31	SCHH	Schwab US Reit ETF	ETF-Other	0.61%	—	—
32	NBB	Nuveen Taxable Municipal INC	Stock-Other	0.61%	—	+1.21%
33	VOOG	Vanguard S&p 500 Growth ETF	ETF-Large Cap & Growth	0.61%	—	+6.43%
34	VNQ	Vanguard Real Estate ETF	ETF-Other	0.60%	—	+10.50%
35	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.56%	-0.34%	EXIT
36	SGENEUR	Seagen INC	Stock-Other	0.55%	—	-0.44%
37	MUB	Ishares National Muni Bond E	ETF-Other	0.55%	—	-2.87%
38	T	At&t INC	Stock-Comm Services	0.55%	—	-9.85%
39	MO	Altria Group INC	Stock-Consumer Staples	0.54%	—	-3.46%
40	BND	Vanguard Total Bond Market	ETF-Other	0.53%	—	+2.31%
41	JNJ	Johnson & Johnson	Stock-Healthcare	0.53%	—	-2.89%
42	IBM	Intl Business Machines CORP	Stock-Tech	0.52%	—	-2.44%
43	DVY	Ishares Select Dividend ETF	ETF-Other	0.51%	—	+2.39%
44	VCR	Vanguard Consumer Discre ETF	ETF-Other	0.48%	—	-8.82%
45	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.47%	-2.30%	EXIT
46	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.46%	-1.33%	EXIT
47	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.45%	—	+11.57%
48	MMM	3m Co	Stock-Industrials	0.44%	—	-4.93%
49	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.44%	—	-1.68%
50	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.43%	-4.04%	EXIT

1–50 of 200

Holding changes this quarter

Position changes disclosed by National Planning Corp for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IWM	Ishares Russell 2000 ETF	+1.9%	+110.18%	Add
2	✓	Powershares Qqq Trust Ser 1	+1.4%	+213.59%	Add
3	EEM	Ishares Msci Emerging Market	+1.3%	+462.23%	Add
4	VTI	Vanguard Total Stock Mkt ETF	+0.9%	+54.25%	Add
5	VEA	Vanguard Ftse Developed ETF	+0.6%	+21.77%	Add
6	CDL	Victoryshares US Large Cap H	+0.4%	+65.47%	Add
7	CFA	Victoryshares US 500 Volatil	+0.4%	+63.24%	Add
8	CSB	Victoryshares US Small Cap H	+0.3%	+61.41%	Add
9	✓	Victoryshares US	+0.3%	+61.02%	Add
10	CVX	Chevron CORP	+0.2%	+4.36%	Add
11	VCSH	Vanguard S/t CORP Bond ETF	+0.2%	+248.23%	Add
12	CWB	Ss Spdr Bb Conv Sec ETF	+0.2%	+286.50%	Add
13	PCYUSD	Invesco Emerging Markets Sov	+0.2%	+267.60%	Add
14	XLE	Ss Energy Select Sector	+0.1%	+61.10%	Add
15	NAD	Nuveen Quality Municipal INC	+0.1%	+206.38%	Add
16	FXO	First Trust Financial Alphad	+0.1%	+530.96%	Add
17	SGENEUR	Seagen INC	+0.1%	-0.44%	Trim
18	VTV	Vanguard Value ETF	0%	-4.54%	Trim
19	VUG	Vanguard Growth ETF	-0.1%	-4.20%	Trim
20	ICF	Ishares Select U.s. Reit ETF	-0.1%	-62.41%	Trim
21	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-0.1%	-27.77%	Trim
22	XLV	Ss Health Care Select Sector	-0.1%	-30.67%	Trim
23	ORI	Old Republic Intl CORP	-0.1%	-77.71%	Trim
24	PG	Procter & Gamble Co/the	-0.1%	-12.44%	Trim
25	IEF	Ishares 7-10 Year Treasury B	-0.1%	-52.47%	Trim
26	T	At&t INC	-0.1%	-9.85%	Trim
27	IJR	Ishares Core S&p Small-cap E	-0.1%	-29.17%	Trim
28	✓	Mallinckrodt PLC	-0.1%	-0.96%	Trim
29	ICPTUSD	Intercept Pharmaceuticals In	-0.3%	+3.29%	Add
30	TLT	Ishares 20+ Year Treasury Bd	-0.3%	-48.27%	Trim
31	BIV	Vanguard Intermediate-term B	-0.4%	-18.48%	Trim
32	AGG	Ishares Core U.s. Aggregate	-0.5%	-17.52%	Trim
33	✓	Powershares ETF Tr Ii	-0.9%	-81.04%	Trim
34	IYR	Ishares US Real Estate ETF	-1.5%	-93.08%	Trim
35	MDY	State Street Spdr S&p Midcap	-1.7%	-53.10%	Trim
36	SPY	Ss Spdr S&p 500 ETF Trust-us	-1.8%	-55.34%	Trim
37	VYMI	Vanguard Int High Dvd Yld In	—	NEW	New buy
38	SCHH	Schwab US Reit ETF	—	NEW	New buy
39	CILUSD	Victoryshares International	—	EXIT	Sold out
40	✓	Victory Portfolios Ii	—	EXIT	Sold out
41	IYM	Ishares U.s. Basic Materials	—	EXIT	Sold out
42	IXUS	Ishares Core Intl Stock ETF	—	NEW	New buy
43	XNEAX	Nuveen Amt-fr Qlty Muni INC	—	NEW	New buy
44	MAC	Macerich Co/the	—	EXIT	Sold out
45	XLI	Ss Industrial Select Sector	—	NEW	New buy
46	SKT	Tanger INC	—	NEW	New buy
47	TSM	Taiwan Semiconductor-sp Adr	—	NEW	New buy
48	DVYE	Ishares Emerging Markets Div	—	NEW	New buy
49	NAV	Navistar International CORP	—	EXIT	Sold out
50	EG	Everest Group, Ltd.	—	NEW	New buy