Hennessy Advisors INC — Q3 2013 13F Holdings

Name: Hennessy Advisors INC — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001145255

Total reported value

$2.8B

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 324 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	LNG	Cheniere Energy INC	Stock-Energy	2.55%	+0.19%	+24.68%
2	ET	Energy Transfer LP	Stock-Energy	2.53%	—	+1.20%
3	✓		Stock-Other	2.47%	—	+12.17%
4	NGG	National Grid plc	Stock-Utilities	2.44%	—	+5.60%
5	KMI	Kinder Morgan INC	Stock-Energy	2.43%	—	+15.80%
6	TCPA	TransCanada PipeLines Limited 6	Stock-Other	2.41%	—	+8.17%
7	SRE	Sempra	Stock-Utilities	2.40%	—	+4.08%
8	D	Dominion Energy INC	Stock-Utilities	2.39%	—	+14.32%
9	ENB	Enbridge INC	Stock-Energy	2.35%	—	+7.68%
10	WMB	Williams Cos INC	Stock-Energy	2.21%	—	-11.15%
11	OKE	Oneok INC	Stock-Energy	2.21%	+0.26%	+3.50%
12	NI	Nisource INC	Stock-Utilities	1.88%	—	+13.22%
13	✓	Agl Res INC	Stock-Other	1.42%	—	+6.32%
14	PCG	P G & E CORP	Stock-Utilities	1.38%	—	+4.58%
15	ATO	Atmos Energy CORP	Stock-Utilities	1.26%	—	+13.56%
16	CNP	Centerpoint Energy INC	Stock-Utilities	1.20%	—	+13.29%
17	NFG	National Fuel Gas Co	Stock-Energy	1.02%	—	-4.08%
18	PEG	Public Service Enterprise Gp	Stock-Utilities	0.99%	—	+16.67%
19	DGX	Quest Diagnostics Incorporated	Stock-Healthcare	0.97%	—	+1.06%
20	ED	Consolidated Edison INC	Stock-Utilities	0.83%	—	+6.62%
21	PDM	Piedmont Realty Trust, Inc.	Stock-Other	0.78%	—	+5.03%
22	SWX	Southwest Gas Holdings INC	Stock-Utilities	0.69%	—	+2.13%
23	✓	Integrys Energy Group INC	Stock-Other	0.69%	—	+6.77%
24	GNW	Genworth Financial INC	Stock-Financials	0.66%	—	+100.41%
25	CMS	Cms Energy CORP	Stock-Utilities	0.64%	—	—
26	LAD	Lithia Motors INC	Stock-Consumer Disc	0.64%	-0.43%	+82.75%
27	PPL	Ppl CORP	Stock-Utilities	0.63%	—	+435.12%
28	✓		Stock-Other	0.59%	—	—
29	MDU	Mdu Resources Group INC	Stock-Utilities	0.57%	—	+5.89%
30	CAR	Avis Budget Group INC	Stock-Other	0.54%	—	+120.54%
31	DTE	Dte Energy Company	Stock-Utilities	0.54%	—	-18.77%
32	BC	Brunswick CORP	Stock-Consumer Disc	0.51%	—	+130.02%
33	INTC	Intel CORP	Stock-Tech	0.48%	—	+0.89%
34	DAL	Delta Air Lines INC	Stock-Industrials	0.47%	—	-3.59%
35	✓		Stock-Other	0.47%	—	+1.65%
36	XEL	Xcel Energy INC	Stock-Utilities	0.46%	—	+1.82%
37	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	0.45%	—	-0.70%
38	BKU	Bankunited INC	Stock-Other	0.45%	—	+10.34%
39	ECPG	Encore Capital Group INC	Stock-Other	0.45%	—	-2.27%
40	OCN2EUR	Ocwen Financial CORP	Stock-Other	0.44%	—	+8.02%
41	EXC	Exelon CORP	Stock-Utilities	0.44%	—	+6.49%
42	✓	Laclede Group INC Com	Stock-Other	0.44%	—	+22.17%
43	AIG	American International Group	Stock-Financials	0.44%	—	+2.86%
44	CVX	Chevron CORP	Stock-Energy	0.43%	+0.16%	+12.17%
45	BANR	Banner Corporation	Stock-Other	0.43%	—	+56.25%
46	NJR	New Jersey Resources CORP	Stock-Utilities	0.43%	—	+2.38%
47	MRK	Merck & Co. INC.	Stock-Healthcare	0.41%	—	-2.01%
48	PFE	Pfizer INC	Stock-Healthcare	0.40%	—	-4.16%
49	EQT	Eqt CORP	Stock-Energy	0.40%	+0.17%	—
50	✓	Walter Invt Mgmt CORP	Stock-Other	0.39%	—	+24.29%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Hennessy Advisors INC for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	LNG	Cheniere Energy INC	+0.7%	+24.68%	Add
2	PPL	Ppl CORP	+0.5%	+435.12%	Add
3	OKE	Oneok INC	+0.4%	+3.50%	Add
4	LAD	Lithia Motors INC	+0.4%	+82.75%	Add
5	GNW	Genworth Financial INC	+0.3%	+100.41%	Add
6	BC	Brunswick CORP	+0.3%	+130.02%	Add
7	D	Dominion Energy INC	+0.3%	+14.32%	Add
8	CAR	Avis Budget Group INC	+0.3%	+120.54%	Add
9	NI	Nisource INC	+0.2%	+13.22%	Add
10	VMI	Valmont Industries	-0.4%	-62.64%	Trim
11	✓	Axiall CORP	-0.4%	-67.92%	Trim
12	MHK	Mohawk Industries INC	-0.4%	-63.52%	Trim
13	PVH	Pvh CORP	-0.4%	-60.20%	Trim
14	BECNUSD	Beacon Roofing Supply INC	-0.4%	-63.08%	Trim
15	JAHEUR	Jarden CORP	-0.4%	-62.40%	Trim
16	KBH	Kb Home	-0.4%	-55.48%	Trim
17	✓	Pier 1 Imports INC	-0.4%	-61.03%	Trim
18	CLMTUSD	Calumet Specialty Products	-0.4%	-61.85%	Trim
19	✓	Parexel Intl CORP	—	EXIT	Sold out
20	GEO	The GEO Group, Inc.	—	EXIT	Sold out
21	CTB	Cooper Tire & Rubber	—	EXIT	Sold out
22	✓	Exterran Hldgs INC Com	—	EXIT	Sold out
23	GRA1EUR	Wr Grace & Co	—	EXIT	Sold out
24	✓	U S Airways Group INC	—	EXIT	Sold out
25	MAS	Masco CORP	—	EXIT	Sold out
26	LAB	Standard BioTools Inc.	—	EXIT	Sold out
27	AOS	Smith (a.o.) CORP	—	EXIT	Sold out
28	WHR	Whirlpool CORP	—	EXIT	Sold out
29	✓	Chemtura CORP	—	EXIT	Sold out
30	MTH	Meritage Homes CORP	—	EXIT	Sold out
31	SNA	Snap-on INC	—	EXIT	Sold out
32	SPWRQ	Sunpower CORP	—	NEW	New buy
33	THO	Thor Industries INC	—	EXIT	Sold out
34	SKAA	Skechers USA Inc-cl A	—	NEW	New buy
35	✓	Swift Transn Co	—	NEW	New buy
36	UHS	Universal Health Services-b	—	NEW	New buy
37	✓	Omnicare INC	—	NEW	New buy
38	OSK	Oshkosh CORP	—	NEW	New buy
39	WEN	Wendy's Co/the	—	NEW	New buy
40	AELUSD	American Equity Invt Life Hl	—	NEW	New buy
41	HII	Huntington Ingalls Industrie	—	NEW	New buy
42	PPC	Pilgrim's Pride CORP	—	NEW	New buy
43	✓		—	NEW	New buy
44	VC	Visteon CORP	—	NEW	New buy
45	TEN1	Tenneco Inc-class A	—	NEW	New buy
46	GT	Goodyear Tire & Rubber Co	—	NEW	New buy
47	CBRL	Cracker Barrel Old Country	—	NEW	New buy
48	LNT	Alliant Energy Corporation	—	NEW	New buy
49	LEA	Lear CORP	—	NEW	New buy
50	ITT	ITT Inc.	—	NEW	New buy