First Foundation Advisors — Q3 2013 13F Holdings

Name: First Foundation Advisors — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001086763

Total reported value

$2.5B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	American Rlty Cap Pptys INC	Stock-Other	5.30%	—	—
2	✓	Rexford Industrial Realty, INC	Stock-Other	4.23%	—	—
3	JNJ	Johnson & Johnson	Stock-Healthcare	3.78%	+0.09%	+1.76%
4	AON	Aon plc	Stock-Financials	3.23%	—	+4.11%
5	UPS	United Parcel Service-cl B	Stock-Industrials	3.18%	-0.52%	+4.45%
6	PM	Philip Morris International	Stock-Consumer Staples	3.15%	—	+4.63%
7	✓	Novartis AG	Stock-Other	3.07%	—	+5.12%
8	IBM	Intl Business Machines CORP	Stock-Tech	3.00%	—	+8.24%
9	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	2.98%	+0.02%	+1.66%
10	QCOM	Qualcomm INC	Stock-Tech	2.84%	-0.10%	-12.52%
11	MSFT	Microsoft CORP	Stock-Tech	2.83%	-3.33%	+5.12%
12	BUD	Anheuser-busch Inbev-spn Adr	Stock-Consumer Staples	2.74%	—	+5.41%
13	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	2.73%	—	+4.93%
14	RSG	Republic Services INC	Stock-Industrials	2.72%	—	+4.17%
15	PEP	Pepsico INC	Stock-Consumer Staples	2.49%	—	+6.25%
16	GSK	GSK plc ADRhedged	Stock-Healthcare	2.49%	—	+38.17%
17	BA	Boeing Co/the	Stock-Industrials	2.39%	—	+6.95%
18	BLKCHF	Blackrock INC	Stock-Other	2.23%	—	+4.77%
19	BNY	Bank Of New York Mellon CORP	Stock-Financials	2.16%	—	+4.18%
20	GS	Goldman Sachs Group INC	Stock-Financials	2.04%	—	+3.38%
21	TJX	Tjx Companies INC	Stock-Consumer Disc	1.94%	—	+3.90%
22	OXY	Occidental Petroleum CORP	Stock-Energy	1.89%	—	+3.76%
23	SLB	Slb LTD	Stock-Energy	1.83%	—	+1859.66%
24	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	1.83%	—	+4.56%
25	TEVA	Teva Pharmaceutical-sp Adr	Stock-Healthcare	1.79%	—	+4.02%
26	✓	Altria Group, Inc.	Stock-Other	1.78%	—	+4.68%
27	CMCSA	Comcast Corporation	Stock-Comm Services	1.70%	—	—
28	DIS	Walt Disney Co/the	Stock-Comm Services	1.67%	—	+4.53%
29	WFC	Wells Fargo & Co	Stock-Financials	1.57%	—	+7.59%
30	BTI	British American Tob-sp Adr	Stock-Consumer Staples	1.52%	—	+5.84%
31	CNQ	Canadian Natural Resources	Stock-Energy	1.45%	—	+3.06%
32	AXP	American Express Co	Stock-Financials	1.44%	—	+3.71%
33	CVX	Chevron CORP	Stock-Energy	1.43%	—	+199.36%
34	✓	Oracle Corporation	Stock-Other	1.42%	—	+1510.02%
35	PCM	Pcm Fund INC	Stock-Other	1.41%	—	+1.70%
36	DVN	Devon Energy CORP	Stock-Energy	1.04%	—	+8.97%
37	✓	Pimco Floating Rate Strategy Fd Com (pfn)	Stock-Other	0.99%	—	-1.19%
38	XOM	Exxon Mobil CORP	Stock-Energy	0.91%	+0.10%	+118.72%
39	PFE	Pfizer INC	Stock-Healthcare	0.55%	—	+4.56%
40	AAPL	Apple INC	Stock-Tech	0.52%	-0.01%	+1.74%
41	✓	PIMCO Dynamic Income	Stock-Other	0.42%	—	-18.04%
42	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.38%	—	+23.49%
43	✓	Spdr Ser Tr	Stock-Other	0.37%	—	+120.19%
44	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.34%	—	-7.14%
45	EPD	Enterprise Products Partners	Stock-Energy	0.30%	—	+2.12%
46	✓	Starwood Property Trust, Inc.	Stock-Other	0.30%	—	+8.01%
47	✓	Retail Opportunity Invts Cor	Stock-Other	0.26%	—	+9.50%
48	DBL	Doubleline Opport Credit	Stock-Other	0.25%	—	-2.31%
49	O	Realty Income CORP	Stock-Real Estate	0.24%	—	+23.08%
50	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.24%	—	+322.73%

1–50 of 170

Holding changes this quarter

Position changes disclosed by First Foundation Advisors for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SLB	Slb LTD	+1.7%	+1859.66%	Add
2	✓	Oracle Corporation	+1.3%	+1510.02%	Add
3	CVX	Chevron CORP	+0.8%	+199.36%	Add
4	XOM	Exxon Mobil CORP	+0.4%	+118.72%	Add
5	GSK	GSK plc ADRhedged	+0.2%	+38.17%	Add
6	PG	Procter & Gamble Co/the	+0.2%	+322.73%	Add
7	✓	Spdr Ser Tr	+0.2%	+120.19%	Add
8	✓	3m Co	+0.1%	+314.16%	Add
9	✓	Blackrock Build Amer Bd Tr	+0.1%	+182.19%	Add
10	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	+23.49%	Add
11	AAPL	Apple INC	0%	+1.74%	Add
12	DVN	Devon Energy CORP	0%	+8.97%	Add
13	BA	Boeing Co/the	-0.1%	+6.95%	Add
14	CNQ	Canadian Natural Resources	-0.1%	+3.06%	Add
15	AON	Aon plc	-0.2%	+4.11%	Add
16	TJX	Tjx Companies INC	-0.2%	+3.90%	Add
17	MDLZ	Mondelez International Inc-a	-0.2%	+4.56%	Add
18	✓	PIMCO Dynamic Income	-0.2%	-18.04%	Trim
19	DEO	Diageo Plc-sponsored Adr	-0.2%	+4.93%	Add
20	BUD	Anheuser-busch Inbev-spn Adr	-0.2%	+5.41%	Add
21	BTI	British American Tob-sp Adr	-0.3%	+5.84%	Add
22	BNY	Bank Of New York Mellon CORP	-0.3%	+4.18%	Add
23	WFC	Wells Fargo & Co	-0.3%	+7.59%	Add
24	OXY	Occidental Petroleum CORP	-0.3%	+3.76%	Add
25	DIS	Walt Disney Co/the	-0.3%	+4.53%	Add
26	✓	Novartis AG	-0.3%	+5.12%	Add
27	BLKCHF	Blackrock INC	-0.3%	+4.77%	Add
28	GS	Goldman Sachs Group INC	-0.3%	+3.38%	Add
29	UPS	United Parcel Service-cl B	-0.5%	+4.45%	Add
30	IBM	Intl Business Machines CORP	-0.6%	+8.24%	Add
31	PM	Philip Morris International	-0.6%	+4.63%	Add
32	BRK-B	Berkshire Hathaway Inc-cl B	-0.7%	+1.66%	Add
33	JNJ	Johnson & Johnson	-0.9%	+1.76%	Add
34	QCOM	Qualcomm INC	-0.9%	-12.52%	Trim
35	✓	American Rlty Cap Pptys INC	—	NEW	New buy
36	✓	Rexford Industrial Realty, INC	—	NEW	New buy
37	GD	General Dynamics CORP	—	EXIT	Sold out
38	CMCSA	Comcast Corporation	—	NEW	New buy
39	POT1EUR	Potash CORP Of Saskatchewan	—	EXIT	Sold out
40	SU	Suncor Energy INC	—	EXIT	Sold out
41	TIP	Ishares Tips Bond ETF	—	EXIT	Sold out
42	UNUSD	Unilever N V -ny Shares	—	NEW	New buy
43	VEA	Vanguard Ftse Developed ETF	—	NEW	New buy
44	VWO	Vanguard Ftse Emerging Marke	—	NEW	New buy
45	CLX	Clorox Company	—	NEW	New buy
46	TXN	Texas Instruments INC	—	NEW	New buy
47	✓	Willis Towers Watson Public Limited Company	—	EXIT	Sold out
48	PPG	Ppg Industries INC	—	NEW	New buy
49	REG	Regency Centers CORP	—	EXIT	Sold out
50	BMY	Bristol-myers Squibb Co	—	NEW	New buy