Cowen Prime Services LLC — Q4 2015 13F Holdings

Name: Cowen Prime Services LLC — 13F Holdings, Q4 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001543830

Total reported value

$275.7M

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Full holdings list this quarter

Showing top 200 holdings (of 255 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	DMRC	Digimarc Corporation	Stock-Other	11.90%	-1.45%	EXIT
2	PDFS	Pdf Solutions INC	Stock-Other	6.74%	-11.54%	EXIT
3	✓	Reis INC Com	Stock-Other	6.06%	—	+3.95%
4	WIFI	Boingo Wireless INC	Stock-Other	4.32%	—	-7.35%
5	✓	Lionbridge Technologies INC	Stock-Other	4.32%	—	-6.78%
6	NEO	Neogenomics INC	Stock-Healthcare	4.09%	-0.48%	EXIT
7	TEVA	Teva Pharmaceutical-sp Adr	Stock-Healthcare	3.97%	—	—
8	PFE	Pfizer INC	Stock-Healthcare	2.85%	-1.00%	EXIT
9	IMI	Intermolecular INC	Stock-Other	2.56%	—	+63.31%
10	✓	Ari Network Services	Stock-Other	2.50%	—	+18.97%
11	✓	Bankrate INC Del	Stock-Other	2.46%	—	+15.90%
12	✓	Shoretel INC	Stock-Other	2.38%	—	+4.59%
13	✓	Luminex CORP	Stock-Other	2.37%	-2.19%	EXIT
14	DOW	Dow Chem Co	Stock-Materials	2.15%	—	-0.84%
15	KHC	Kraft Heinz Co/the	Stock-Consumer Staples	2.14%	—	-2.20%
16	DEA	Easterly Government Properties, Inc.	Stock-Other	1.83%	—	-3.71%
17	CCI	Crown Castle INC	Stock-Real Estate	1.75%	-0.71%	EXIT
18	PLMKW	Plum Acquisition Corp. IV	Stock-Other	1.65%	—	-3.79%
19	ABBV	Abbvie INC	Stock-Healthcare	1.64%	—	+1.46%
20	✓	Senomyx INC	Stock-Other	1.60%	—	-36.71%
21	✓	Sciquest INC New	Stock-Other	1.47%	—	+29.36%
22	TACT	Transact Technologies INC	Stock-Other	1.31%	-1.04%	EXIT
23	EXC	Exelon CORP	Stock-Utilities	1.15%	—	—
24	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.01%	-1.27%	EXIT
25	PTC	Ptc INC	Stock-Tech	0.96%	-0.82%	EXIT
26	ZIXI	Zix CORP	Stock-Other	0.92%	—	—
27	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.80%	—	+7.40%
28	YUM	Yum! Brands INC	Stock-Consumer Disc	0.78%	—	—
29	CEVA	Ceva INC	Stock-Other	0.69%	-0.55%	EXIT
30	AEP	American Electric Power	Stock-Utilities	0.69%	—	-2.19%
31	JNJ	Johnson & Johnson	Stock-Healthcare	0.61%	-1.14%	EXIT
32	EGOVEUR	Nic INC	Stock-Other	0.61%	—	—
33	✓		Stock-Other	0.61%	—	+264.74%
34	✓		Stock-Other	0.59%	—	—
35	✓	Biomed Realty Trust INC	Stock-Other	0.58%	—	—
36	✓	Partnerre LTD	Stock-Other	0.51%	—	-10.75%
37	KMI	Kinder Morgan INC	Stock-Energy	0.48%	—	+1.97%
38	✓	Sonus Networks INC	Stock-Other	0.47%	—	+9.95%
39	✓		Stock-Other	0.46%	—	—
40	✓		Stock-Other	0.44%	—	—
41	KDP	Keurig Dr Pepper Inc.	Stock-Consumer Staples	0.44%	—	—
42	AON	Aon plc	Stock-Financials	0.44%	—	-3.60%
43	ADI	Analog Devices INC	Stock-Tech	0.43%	-0.54%	EXIT
44	JAHEUR	Jarden CORP	Stock-Other	0.41%	—	—
45	✓		Stock-Other	0.40%	—	+7000.00%
46	✓		Stock-Other	0.40%	—	—
47	✓	Solarwinds INC	Stock-Other	0.39%	—	—
48	LOW	Lowe's Companies, Inc.	Stock-Consumer Disc	0.39%	—	—
49	AVY	Avery Dennison CORP	Stock-Consumer Disc	0.37%	—	-6.29%
50	✓	Airgas INC	Stock-Other	0.37%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Cowen Prime Services LLC for the quarter ending Q4 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IMI	Intermolecular INC	+1.2%	+63.31%	Add
2	BRK-B	Berkshire Hathaway Inc-cl B	+0.9%	+760.98%	Add
3	NEO	Neogenomics INC	+0.9%	-2.08%	Trim
4	✓	Bankrate INC Del	+0.7%	+15.90%	Add
5	✓	Ari Network Services	+0.7%	+18.97%	Add
6	✓	Sciquest INC New	+0.5%	+29.36%	Add
7	✓		+0.5%	+264.74%	Add
8	✓		+0.4%	+7000.00%	Add
9	✓	Luminex CORP	+0.4%	-1.22%	Trim
10	TEVA	Teva Pharmaceutical-sp Adr	+0.4%	—	Unchanged
11	✓	Shoretel INC	+0.4%	+4.59%	Add
12	DOW	Dow Chem Co	+0.3%	-0.84%	Trim
13	✓	Reis INC Com	+0.2%	+3.95%	Add
14	AEP	American Electric Power Company, Inc.	+0.2%	+7.40%	Add
15	PLMKW	Plum Acquisition Corp. IV	+0.1%	-3.79%	Trim
16	PDFS	Pdf Solutions INC	+0.1%	-0.74%	Trim
17	CCI	Crown Castle INC	+0.1%	+0.88%	Add
18	DMRC	Digimarc Corporation	-0.1%	-12.54%	Trim
19	SMHC	VanEck China Semiconductor ETF	-0.2%	-91.54%	Trim
20	EHTH	Ehealth INC	-0.3%	-96.62%	Trim
21	KKR	KKR & Co. Inc.	-0.3%	-100.00%	Trim
22	KMI	Kinder Morgan INC	-0.4%	+1.97%	Add
23	✓	Lionbridge Technologies INC	-0.6%	-6.78%	Trim
24	✓	Senomyx INC	-1.6%	-36.71%	Trim
25	WMB	Williams Cos INC	-1.8%	-99.06%	Trim
26	WIFI	Boingo Wireless INC	-1.9%	-7.35%	Trim
27	EXC	Exelon CORP	—	NEW	New buy
28	ZIXI	Zix CORP	—	NEW	New buy
29	BXUSD	Blackstone Group Lp/the	—	EXIT	Sold out
30	YUM	Yum! Brands INC	—	NEW	New buy
31	✓	Biomed Realty Trust INC	—	NEW	New buy
32	✓	Cytec Inds INC	—	EXIT	Sold out
33	✓		—	EXIT	Sold out
34	✓	Premiere Global Svcs INC	—	EXIT	Sold out
35	HD	The Home Depot, Inc.	—	EXIT	Sold out
36	✓	Thoratec CORP	—	EXIT	Sold out
37	KDP	Keurig Dr Pepper Inc.	—	NEW	New buy
38	✓	Steiner Leisure LTD	—	EXIT	Sold out
39	✓		—	EXIT	Sold out
40	JAHEUR	Jarden CORP	—	NEW	New buy
41	✓	Remy Intl Inc	—	EXIT	Sold out
42	✓		—	NEW	New buy
43	✓	Solarwinds INC	—	NEW	New buy
44	✓	Airgas INC	—	NEW	New buy
45	✓	Strategic Hotels & Resorts I	—	EXIT	Sold out
46	✓	Altera CORP	—	EXIT	Sold out
47	✓	Pmc-sierra INC	—	NEW	New buy
48	FIS	Fidelity National Information Services, Inc.	—	NEW	New buy
49	✓	Ntelos Hldgs CORP Com New	—	EXIT	Sold out
50	✓	Ezchip Semiconductor Limited	—	NEW	New buy