Catalyst Capital Advisors LLC — Q4 2016 13F Holdings

Name: Catalyst Capital Advisors LLC — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001549275

Total reported value

$5.4B

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Full holdings list this quarter

Showing top 200 holdings (of 419 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BSV	Vanguard Short-term Bond ETF	ETF-Other	23.49%	—	—
2	VO	Vanguard Mid-cap ETF	ETF-Other	7.24%	-0.01%	+31.13%
3	VB	Vanguard Small-cap ETF	ETF-Other	5.71%	-0.01%	+52.85%
4	IWB	Ishares Russell 1000 ETF	ETF-Other	5.69%	-0.32%	+169.96%
5	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	5.51%	+0.17%	+37.73%
6	VV	Vanguard Large-cap ETF	ETF-Other	3.50%	+0.03%	—
7	IWR	Ishares Russell Mid-cap ETF	ETF-Other	3.43%	+0.04%	+71.51%
8	VNQ	Vanguard Real Estate ETF	ETF-Other	1.97%	+0.17%	+209.99%
9	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.17%	-0.14%	—
10	SCHH	Schwab US Reit ETF	ETF-Other	1.05%	—	—
11	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.92%	+0.21%	+67.61%
12	NVDA	Nvidia CORP	Stock-Tech	0.87%	—	-29.44%
13	UPS	United Parcel Service-cl B	Stock-Industrials	0.73%	—	+175.63%
14	0E41	Enlink Midstream LLC	Stock-Other	0.69%	—	+36.83%
15	PAGP	Plains Gp Holdings Lp-cl A	Stock-Energy	0.69%	+0.05%	—
16	WMB	Williams Cos INC	Stock-Energy	0.65%	—	+51.24%
17	✓		Stock-Other	0.64%	—	+239.91%
18	TRGP	Targa Resources CORP	Stock-Energy	0.59%	+0.05%	+35.68%
19	✓	Nustar Gp Holdings LLC	Stock-Other	0.58%	—	+40.19%
20	ALK	Alaska Air Group INC	Stock-Industrials	0.54%	—	+39.48%
21	WM	Waste Management INC	Stock-Industrials	0.52%	—	—
22	RNR	RenaissanceRe Holdings Ltd.	Stock-Financials	0.50%	—	+0.47%
23	MGM	Mgm Resorts International	Stock-Consumer Disc	0.50%	—	—
24	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.49%	—	—
25	IEX	Idex CORP	Stock-Industrials	0.49%	—	—
26	PTC	Ptc INC	Stock-Tech	0.49%	—	—
27	AMZN	Amazon.com INC	Stock-Consumer Disc	0.48%	-0.11%	—
28	MLM	Martin Marietta Materials	Stock-Materials	0.48%	—	—
29	✓		Stock-Other	0.46%	—	—
30	NTES	Netease Inc-adr	Stock-Comm Services	0.45%	—	+2.84%
31	MKTX	Marketaxess Holdings INC	Stock-Financials	0.43%	—	—
32	ULTA	Ulta Beauty INC	Stock-Consumer Disc	0.41%	—	+0.60%
33	MAR	Marriott International -cl A	Stock-Consumer Disc	0.41%	—	-16.67%
34	CFR	Cullen/frost Bankers INC	Stock-Financials	0.39%	—	—
35	HD	Home Depot INC	Stock-Consumer Disc	0.38%	—	-8.76%
36	GLW	Corning INC	Stock-Tech	0.37%	—	+1520.34%
37	VZ	Verizon Communications INC	Stock-Comm Services	0.36%	—	-4.37%
38	✓	Barclays Bk PLC	Stock-Other	0.36%	—	+96.38%
39	HII	Huntington Ingalls Industrie	Stock-Industrials	0.35%	—	+5072.41%
40	WMT	Walmart INC	Stock-Consumer Staples	0.35%	—	+163.39%
41	GPC	Genuine Parts Co	Stock-Consumer Disc	0.35%	—	-7.30%
42	CEQPUSD	Crestwood Equity Partners LP	Stock-Other	0.33%	—	+41.20%
43	GS	Goldman Sachs Group INC	Stock-Financials	0.32%	—	—
44	TEGPUSD	Tallgrass Energy LP	Stock-Other	0.32%	—	+48.78%
45	VLO	Valero Energy CORP	Stock-Energy	0.32%	—	-10.75%
46	KMI	Kinder Morgan INC	Stock-Energy	0.31%	—	+76.24%
47	SEMGUSD	Semgroup Corp-class A	Stock-Other	0.31%	—	+27.15%
48	TCPA	TransCanada PipeLines Limited 6	Stock-Other	0.31%	—	+69.16%
49	OKE	Oneok INC	Stock-Energy	0.30%	—	+39.05%
50	BA	Boeing Co/the	Stock-Industrials	0.30%	—	-1.01%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Catalyst Capital Advisors LLC for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IWB	Ishares Russell 1000 ETF	+2.2%	+169.96%	Add
2	VNQ	Vanguard Real Estate ETF	+0.8%	+209.99%	Add
3	✓		+0.4%	+239.91%	Add
4	HII	Huntington Ingalls Industrie	+0.3%	+5072.41%	Add
5	GLW	Corning INC	+0.3%	+1520.34%	Add
6	UPS	United Parcel Service-cl B	+0.3%	+175.63%	Add
7	LMT	Lockheed Martin CORP	+0.2%	+1013.57%	Add
8	AROC	Archrock INC	+0.2%	+472.39%	Add
9	WMT	Walmart INC	+0.1%	+163.39%	Add
10	IWR	Ishares Russell Mid-cap ETF	+0.1%	+71.51%	Add
11	ALK	Alaska Air Group INC	0%	+39.48%	Add
12	✓	Nustar Gp Holdings LLC	-0.1%	+40.19%	Add
13	TRGP	Targa Resources CORP	-0.1%	+35.68%	Add
14	VWO	Vanguard Ftse Emerging Marke	-0.1%	+67.61%	Add
15	0E41	Enlink Midstream LLC	-0.1%	+36.83%	Add
16	WMB	Williams Cos INC	-0.1%	+51.24%	Add
17	VB	Vanguard Small-cap ETF	-0.4%	+52.85%	Add
18	TDG	Transdigm Group INC	-0.8%	-98.59%	Trim
19	MSCI	Msci INC	-0.8%	-95.30%	Trim
20	IWM	Ishares Russell 2000 ETF	-0.8%	+37.73%	Add
21	ISRG	Intuitive Surgical INC	-0.9%	-95.00%	Trim
22	VO	Vanguard Mid-cap ETF	-2.1%	+31.13%	Add
23	BSV	Vanguard Short-term Bond ETF	—	NEW	New buy
24	IJH	Ishares Core S&p Midcap ETF	—	NEW	New buy
25	PAGP	Plains Gp Holdings Lp-cl A	—	NEW	New buy
26	ATVIEUR	Activision Blizzard INC	—	EXIT	Sold out
27	MGM	Mgm Resorts International	—	NEW	New buy
28	TAP	Molson Coors Beverage Co - B	—	EXIT	Sold out
29	PTC	Ptc INC	—	NEW	New buy
30	T	At&t INC	—	EXIT	Sold out
31	PAA	Plains All American Pipeline, L.P.	—	EXIT	Sold out
32	NDAQ	Nasdaq INC	—	EXIT	Sold out
33	MKTX	Marketaxess Holdings INC	—	NEW	New buy
34	MKC	Mccormick & Co-non Vtg Shrs	—	EXIT	Sold out
35	CFR	Cullen/frost Bankers INC	—	NEW	New buy
36	WEC	Wec Energy Group INC	—	EXIT	Sold out
37	GS	Goldman Sachs Group INC	—	NEW	New buy
38	MCO	Moody's CORP	—	EXIT	Sold out
39	AKS1EUR	Ak Steel Holding CORP	—	NEW	New buy
40	EMR	Emerson Electric Co	—	NEW	New buy
41	EWT	Ishares Msci Taiwan ETF	—	NEW	New buy
42	EWJ	Ishares Msci Japan ETF	—	NEW	New buy
43	SNA	Snap-on INC	—	EXIT	Sold out
44	EWS	Ishares Msci Singapore ETF	—	NEW	New buy
45	✓	Bemis INC	—	EXIT	Sold out
46	✓		—	EXIT	Sold out
47	EWM	Ishares Msci Malaysia ETF	—	NEW	New buy
48	BCO	Brink's Co/the	—	NEW	New buy
49	EXP	Eagle Materials INC	—	NEW	New buy
50	EWU	Ishares Msci United Kingdom	—	NEW	New buy