Baker Avenue Asset Management, LP — Q4 2017 13F Holdings

Name: Baker Avenue Asset Management, LP — 13F Holdings, Q4 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001432529

Total reported value

$4.4B

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Full holdings list this quarter

Showing top 200 holdings (of 231 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SSD	Simpson Manufacturing Co INC	Stock-Materials	5.47%	+0.05%	+360.18%
2	BND	Vanguard Total Bond Market	ETF-Other	4.48%	—	-4.98%
3	AGG	Ishares Core U.s. Aggregate	ETF-Other	3.59%	—	-4.84%
4	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.48%	—	+1.21%
5	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	3.48%	—	+74.18%
6	IWV	Ishares Russell 3000 ETF	ETF-Other	3.15%	—	+3.24%
7	SPAB	Ss Spdr P Agg Bond ETF	ETF-Other	2.26%	—	+91.61%
8	EFV	Ishares Msci Eafe Value ETF	ETF-Other	2.25%	—	+3.35%
9	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	2.21%	+0.18%	NEW
10	VEA	Vanguard Ftse Developed ETF	ETF-Other	2.11%	—	+2.29%
11	QUAL	Ishares Msci USA Quality Fac	ETF-Other	1.70%	—	+2.43%
12	EFA	Ishares Msci Eafe ETF	ETF-Other	1.67%	—	+2.69%
13	ACWI	Ishares Msci Acwi ETF	ETF-Other	1.65%	—	-1.76%
14	MSFT	Microsoft CORP	Stock-Tech	1.63%	-0.38%	-0.86%
15	VT	Vanguard Tot World Stk ETF	ETF-Other	1.54%	—	-3.61%
16	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.52%	—	+2.59%
17	IWF	Ishares Russell 1000 Growth	ETF-Other	1.47%	-0.37%	+2.61%
18	SCHW	Schwab (charles) CORP	Stock-Financials	1.44%	—	+0.39%
19	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	1.42%	—	+2.38%
20	AMAT	Applied Materials INC	Stock-Tech	1.39%	+0.19%	-3.60%
21	QCOM	Qualcomm INC	Stock-Tech	1.36%	-0.14%	+4.55%
22	VV	Vanguard Large-cap ETF	ETF-Other	1.36%	—	+2.70%
23	IBM	Intl Business Machines CORP	Stock-Tech	1.36%	—	+130.81%
24	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	1.21%	—	+0.66%
25	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.18%	—	+3.55%
26	SCZ	Ishares Msci Eafe Small-cap	ETF-Other	1.10%	—	-35.98%
27	XLF	Ss Financial Select Sector	ETF-Other	1.00%	—	-4.80%
28	VMWEUR	Vmware Inc-class A	Stock-Other	0.98%	—	-0.48%
29	AAPL	Apple INC	Stock-Tech	0.98%	—	-2.09%
30	WY	Weyerhaeuser Co	Stock-Real Estate	0.98%	—	+3.54%
31	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	0.87%	—	+2.63%
32	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.83%	—	+305.78%
33	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.79%	—	+140.20%
34	XLE	Ss Energy Select Sector	ETF-Other	0.78%	+0.08%	+19.89%
35	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.76%	—	+1.86%
36	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.75%	—	+2.80%
37	PFE	Pfizer INC	Stock-Healthcare	0.75%	—	+4.15%
38	DD	DuPont de Nemours, Inc.	Stock-Other	0.73%	—	+2.97%
39	ISTB	Ishares Core 1-5 Year Usd Bo	ETF-Other	0.73%	—	+810.95%
40	IAI	Ishares U.s. Broker-dealers	ETF-Other	0.73%	—	+0.65%
41	IWB	Ishares Russell 1000 ETF	ETF-Other	0.72%	—	-44.91%
42	IWC	Ishares Micro-cap ETF	ETF-Other	0.68%	+0.16%	+1844.87%
43	SONY	Sony Group CORP - Sp Adr	Stock-Tech	0.66%	—	-3.74%
44	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.65%	—	+7.09%
45	✓	Invesco Financial Preferred ETF	ETF-Other	0.65%	—	+3.18%
46	HON	Honeywell International INC	Stock-Industrials	0.64%	—	+4.12%
47	JNJ	Johnson & Johnson	Stock-Healthcare	0.63%	+0.14%	+2.39%
48	IWD	Ishares Russell 1000 Value E	ETF-Other	0.63%	—	+4.55%
49	AMZN	Amazon.com INC	Stock-Consumer Disc	0.62%	-0.10%	-1.23%
50	TIP	Ishares Tips Bond ETF	ETF-Other	0.61%	—	+2.46%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Baker Avenue Asset Management, LP for the quarter ending Q4 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SSD	Simpson Manufacturing Co INC	+4.3%	+360.18%	Add
2	IVE	Ishares S&p 500 Value ETF	+1.3%	+74.18%	Add
3	IBM	Intl Business Machines CORP	+0.7%	+130.81%	Add
4	ISTB	Ishares Core 1-5 Year Usd Bo	+0.6%	+810.95%	Add
5	IWC	Ishares Micro-cap ETF	+0.6%	+1844.87%	Add
6	BSV	Vanguard Short-term Bond ETF	+0.6%	+305.78%	Add
7	FTI	TechnipFMC plc	+0.5%	+412.17%	Add
8	SDY	Ss Spdr S&p Dividend ETF	+0.4%	+140.20%	Add
9	VIG	Vanguard Dividend Apprec ETF	+0.2%	+227.29%	Add
10	DGRO	Ishares Core Dividend Growth	+0.2%	+363.18%	Add
11	QCOM	Qualcomm INC	+0.1%	+4.55%	Add
12	BIV	Vanguard Intermediate-term B	+0.1%	+264.61%	Add
13	NOBL	Proshares S&p 500 Dividend A	+0.1%	+213.63%	Add
14	FCX	Freeport-mcmoran INC	+0.1%	+1.87%	Add
15	ABBV	Abbvie INC	+0.1%	+52.42%	Add
16	XLE	Ss Energy Select Sector	+0.1%	+19.89%	Add
17	AMZN	Amazon.com INC	0%	-1.23%	Trim
18	SCHW	Schwab (charles) CORP	0%	+0.39%	Add
19	VMWEUR	Vmware Inc-class A	0%	-0.48%	Trim
20	MSFT	Microsoft CORP	0%	-0.86%	Trim
21	IWF	Ishares Russell 1000 Growth	-0.1%	+2.61%	Add
22	MTUM	Ishares Msci USA Momentum Fa	-0.1%	+0.66%	Add
23	QUAL	Ishares Msci USA Quality Fac	-0.1%	+2.43%	Add
24	VV	Vanguard Large-cap ETF	-0.1%	+2.70%	Add
25	VWO	Vanguard Ftse Emerging Marke	-0.1%	+2.59%	Add
26	ORCL	Oracle CORP	-0.1%	-49.17%	Trim
27	VEU	Vanguard Ftse All-world Ex-u	-0.2%	+3.49%	Add
28	IWV	Ishares Russell 3000 ETF	-0.2%	+3.24%	Add
29	RHT1EUR	Red Hat INC	-0.2%	-89.68%	Trim
30	VEA	Vanguard Ftse Developed ETF	-0.2%	+2.29%	Add
31	EFV	Ishares Msci Eafe Value ETF	-0.3%	+3.35%	Add
32	VTI	Vanguard Total Stock Mkt ETF	-0.3%	+1.21%	Add
33	SLB	Slb LTD	-0.4%	-94.26%	Trim
34	SPAB	Ss Spdr P Agg Bond ETF	-0.5%	+91.61%	Add
35	IWB	Ishares Russell 1000 ETF	-0.7%	-44.91%	Trim
36	SCZ	Ishares Msci Eafe Small-cap	-0.8%	-35.98%	Trim
37	AGG	Ishares Core U.s. Aggregate	-0.8%	-4.84%	Trim
38	BND	Vanguard Total Bond Market	-1.1%	-4.98%	Trim
39	IWN	Ishares Russell 2000 Value E	-1.1%	-80.52%	Trim
40	AKAM	Akamai Technologies INC	—	NEW	New buy
41	DON	Wisdomtree US Midcap Dividen	—	NEW	New buy
42	TEL	TE Connectivity plc	—	NEW	New buy
43	PRGO	Perrigo Company plc	—	NEW	New buy
44	VYM	Vanguard High Dvd Yield ETF	—	NEW	New buy
45	AEP	American Electric Power Company, Inc.	—	NEW	New buy
46	PCG	P G & E CORP	—	NEW	New buy
47	ILMN	Illumina INC	—	NEW	New buy
48	DLN	Wisdomtree US Largecap Divid	—	NEW	New buy
49	FLS	Flowserve CORP	—	EXIT	Sold out
50	SPWRQ	Sunpower CORP	—	NEW	New buy