Bailard, INC. — Q3 2013 13F Holdings

Name: Bailard, INC. — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000750641

Total reported value

$4.4B

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Full holdings list this quarter

Showing top 200 holdings (of 214 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Powershares Qqq Trust Ser 1	Stock-Other	11.57%	—	+5.03%
2	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	10.84%	—	+3.65%
3	✓	Powershares	Stock-Other	8.99%	—	—
4	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	7.38%	-0.03%	+2861.37%
5	AGG	Ishares Core U.s. Aggregate	ETF-Other	6.08%	—	+7.40%
6	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.98%	-0.05%	-76.39%
7	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	2.93%	—	+10.12%
8	MUB	Ishares National Muni Bond E	ETF-Other	2.77%	—	+0.80%
9	XLF	Ss Financial Select Sector	ETF-Other	1.29%	—	+3.26%
10	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	1.02%	—	+1.45%
11	IBM	Intl Business Machines CORP	Stock-Tech	1.00%	—	-21.14%
12	VDC	Vanguard Consumer Staple ETF	ETF-Other	1.00%	—	—
13	VGT	Vanguard Info Tech ETF	ETF-Tech	0.91%	-0.08%	—
14	VCR	Vanguard Consumer Discre ETF	ETF-Other	0.89%	—	—
15	CVX	Chevron CORP	Stock-Energy	0.88%	+0.23%	-27.48%
16	AAPL	Apple INC	Stock-Tech	0.86%	-0.20%	-31.68%
17	XOM	Exxon Mobil CORP	Stock-Energy	0.83%	—	-25.72%
18	VHT	Vanguard Health Care ETF	ETF-Other	0.82%	—	—
19	MSFT	Microsoft CORP	Stock-Tech	0.81%	-0.95%	-32.86%
20	EFA	Ishares Msci Eafe ETF	ETF-Other	0.81%	—	-92.37%
21	VIS	Vanguard Industrials ETF	ETF-Other	0.80%	—	—
22	JNJ	Johnson & Johnson	Stock-Healthcare	0.75%	+0.16%	-26.94%
23	BTUSD	Bt Group Plc-spon Adr	Stock-Other	0.62%	—	-9.22%
24	VDE	Vanguard Energy ETF	ETF-Other	0.59%	—	—
25	ENTA	Enanta Pharmaceuticals INC	Stock-Other	0.57%	—	—
26	PHYS	Sprott Physical Gold Trust	Stock-Other	0.57%	—	+1326.21%
27	CMF	Ishares California Muni Bond	ETF-Other	0.56%	-0.22%	+135.69%
28	ALL	Allstate CORP	Stock-Financials	0.48%	—	-35.68%
29	STX	Seagate Technology Holdings plc	Stock-Tech	0.47%	—	-6.51%
30	AXP	American Express Co	Stock-Financials	0.46%	—	-32.69%
31	✓	Intermune INC	Stock-Other	0.42%	—	-35.14%
32	DFSEUR	Discover Financial Services	Stock-Other	0.39%	—	-32.14%
33	VPU	Vanguard Utilities ETF	ETF-Other	0.38%	—	—
34	IGF	Ishares Global Infrastructur	ETF-Other	0.37%	—	—
35	WFC	Wells Fargo & Co	Stock-Financials	0.37%	—	-44.33%
36	DISH	Dish Network Corp-a	Stock-Other	0.37%	—	-57.44%
37	NOC	Northrop Grumman CORP	Stock-Industrials	0.37%	—	-56.41%
38	AZO	Autozone INC	Stock-Consumer Disc	0.36%	—	-41.70%
39	GOOG	Alphabet A	Stock-Comm Services	0.36%	—	+16.28%
40	✓	Swift Transn Co	Stock-Other	0.36%	—	—
41	LPTUSD	Liberty Property Trust	Stock-Other	0.35%	—	—
42	WHR	Whirlpool CORP	Stock-Consumer Disc	0.35%	—	—
43	DLX	Deluxe CORP	Stock-Other	0.34%	—	—
44	ACN	Accenture plc	Stock-Tech	0.34%	—	-38.50%
45	UIS	Unisys CORP	Stock-Other	0.33%	—	+655.68%
46	HII	Huntington Ingalls Industrie	Stock-Industrials	0.33%	—	—
47	PPG	Ppg Industries INC	Stock-Materials	0.33%	—	-54.15%
48	TECD1USD	Tech Data CORP	Stock-Other	0.33%	—	—
49	LYB	LyondellBasell Industries N.V.	Stock-Materials	0.33%	—	—
50	INTC	Intel CORP	Stock-Tech	0.32%	—	-43.59%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Bailard, INC. for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VTI	Vanguard Total Stock Mkt ETF	+7.2%	+2861.37%	Add
2	✓	Powershares Qqq Trust Ser 1	+2%	+5.03%	Add
3	IWN	Ishares Russell 2000 Value E	+1.5%	+3.65%	Add
4	AGG	Ishares Core U.s. Aggregate	+0.7%	+7.40%	Add
5	PHYS	Sprott Physical Gold Trust	+0.5%	+1326.21%	Add
6	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	+0.4%	+10.12%	Add
7	CMF	Ishares California Muni Bond	+0.3%	+135.69%	Add
8	IBM	Intl Business Machines CORP	-0.3%	-21.14%	Trim
9	AEP	American Electric Power Company, Inc.	-0.3%	-58.66%	Trim
10	WMT	Walmart INC	-0.3%	-64.54%	Trim
11	ORCL	Oracle CORP	-0.3%	-72.29%	Trim
12	XOM	Exxon Mobil CORP	-0.3%	-25.72%	Trim
13	COF	Capital One Financial CORP	-0.3%	-71.48%	Trim
14	AVB	Avalonbay Communities INC	-0.3%	-63.83%	Trim
15	BMY	Bristol-myers Squibb Co	-0.3%	-56.52%	Trim
16	NOC	Northrop Grumman CORP	-0.3%	-56.41%	Trim
17	CAH	Cardinal Health INC	-0.3%	-85.01%	Trim
18	✓		-0.3%	-83.98%	Trim
19	COP	Conocophillips	-0.4%	-65.62%	Trim
20	KO	Coca-cola Co/the	-0.4%	-75.51%	Trim
21	HUM	Humana INC	-0.4%	-66.59%	Trim
22	DUK	Duke Energy CORP	-0.4%	-70.39%	Trim
23	MAT	Mattel INC	-0.4%	-71.99%	Trim
24	MSFT	Microsoft CORP	-0.4%	-32.86%	Trim
25	T	At&t INC	-0.4%	-75.36%	Trim
26	MCD	Mcdonald's CORP	-0.4%	-73.56%	Trim
27	DISH	Dish Network Corp-a	-0.4%	-57.44%	Trim
28	GLD	Spdr Gold Shares	-0.5%	-66.51%	Trim
29	KMB	Kimberly-clark CORP	-0.5%	-79.50%	Trim
30	EFA	Ishares Msci Eafe ETF	-8.3%	-92.37%	Trim
31	SPY	Ss Spdr S&p 500 ETF Trust-us	-8.6%	-76.39%	Trim
32	✓	Powershares	—	NEW	New buy
33	VDC	Vanguard Consumer Staple ETF	—	NEW	New buy
34	VGT	Vanguard Info Tech ETF	—	NEW	New buy
35	VCR	Vanguard Consumer Discre ETF	—	NEW	New buy
36	VHT	Vanguard Health Care ETF	—	NEW	New buy
37	VIS	Vanguard Industrials ETF	—	NEW	New buy
38	VDE	Vanguard Energy ETF	—	NEW	New buy
39	ENTA	Enanta Pharmaceuticals INC	—	NEW	New buy
40	LGND	Ligand Pharmaceuticals	—	EXIT	Sold out
41	VPU	Vanguard Utilities ETF	—	NEW	New buy
42	✓	Swift Transn Co	—	NEW	New buy
43	LPTUSD	Liberty Property Trust	—	NEW	New buy
44	WHR	Whirlpool CORP	—	NEW	New buy
45	DLX	Deluxe CORP	—	NEW	New buy
46	HII	Huntington Ingalls Industrie	—	NEW	New buy
47	TECD1USD	Tech Data CORP	—	NEW	New buy
48	LYB	LyondellBasell Industries N.V.	—	NEW	New buy
49	AXP	American Express Company	—	NEW	New buy
50	ALK	Alaska Air Group INC	—	NEW	New buy