Alethea Capital Management, LLC — Q4 2019 13F Holdings

Name: Alethea Capital Management, LLC — 13F Holdings, Q4 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001549408

Total reported value

$194.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AXSM	Axsome Therapeutics INC	Stock-Healthcare	44.36%	-3.02%	-23.17%
2	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-Gov Bonds	28.78%	+19.59%	-11.24%
3	COF	Capital One Financial CORP	Stock-Financials	5.11%	—	—
4	KURA	Kura Oncology INC	Stock-Other	1.57%	-0.80%	—
5	✓	Cidara Therapeutics INC Com New	Stock-Other	0.93%	—	—
6	AMGN	Amgen INC	Stock-Healthcare	0.58%	—	+115.04%
7	EIX	Edison International	Stock-Utilities	0.55%	—	—
8	NWSA	News CORP - Class A	Stock-Comm Services	0.55%	—	—
9	UHS	Universal Health Services-b	Stock-Healthcare	0.53%	—	—
10	EXR	Extra Space Storage INC	Stock-Real Estate	0.50%	—	+63.27%
11	MU	Micron Technology INC	Stock-Tech	0.49%	—	—
12	LHX	L3harris Technologies INC	Stock-Industrials	0.46%	—	—
13	IHS	Ihs Markit LTD	Stock-Other	0.44%	—	—
14	SPGI	S&p Global INC	Stock-Financials	0.43%	—	—
15	SBUX	Starbucks CORP	Stock-Consumer Disc	0.41%	—	—
16	TSN	Tyson Foods Inc-cl A	Stock-Consumer Staples	0.41%	—	+18.93%
17	SBAC	Sba Communications CORP	Stock-Real Estate	0.39%	—	—
18	EFX	Equifax INC	Stock-Industrials	0.39%	—	—
19	TTWO	Take-two Interactive Softwre	Stock-Comm Services	0.38%	—	—
20	SYK	Stryker CORP	Stock-Healthcare	0.38%	—	—
21	CF	Cf Industries Holdings INC	Stock-Materials	0.38%	—	—
22	HSY	Hershey Co/the	Stock-Consumer Staples	0.37%	—	-22.52%
23	PSA	Public Storage	Stock-Real Estate	0.36%	—	—
24	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.36%	—	—
25	BALL	Ball CORP	Stock-Consumer Disc	0.34%	—	—
26	AAPL	Apple INC	Stock-Tech	0.32%	—	-45.69%
27	MDT	Medtronic plc	Stock-Healthcare	0.30%	—	+75.26%
28	MMM	3m Co	Stock-Industrials	0.30%	—	+14.71%
29	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.27%	—	-17.98%
30	HON	Honeywell International INC	Stock-Industrials	0.27%	—	-15.06%
31	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.27%	—	-30.91%
32	MSFT	Microsoft CORP	Stock-Tech	0.26%	—	—
33	BAC	Bank Of America CORP	Stock-Financials	0.26%	—	-0.41%
34	✓	Ra Medical Syste	Stock-Other	0.25%	—	—
35	DOV	Dover CORP	Stock-Industrials	0.25%	—	—
36	HAS	Hasbro INC	Stock-Consumer Disc	0.25%	—	+24.89%
37	ITW	Illinois Tool Works	Stock-Industrials	0.25%	—	-15.79%
38	JPM	Jpmorgan Chase & Co	Stock-Financials	0.25%	—	—
39	CAG	Conagra Brands INC	Stock-Consumer Staples	0.24%	—	—
40	ETN	Eaton Corporation plc	Stock-Industrials	0.23%	—	-18.57%
41	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.22%	—	—
42	WM	Waste Management INC	Stock-Industrials	0.22%	—	-15.09%
43	✓		Stock-Other	0.22%	—	—
44	DIS	Walt Disney Co/the	Stock-Comm Services	0.20%	—	-5.71%
45	STZ	Constellation Brands Inc-a	Stock-Consumer Staples	0.20%	—	-45.60%
46	DISCAUSD	Discovery INC - A	Stock-Other	0.20%	—	—
47	DISCKUSD	Discovery Inc-c	Stock-Other	0.20%	—	—
48	SLB	Slb LTD	Stock-Energy	0.20%	—	+6.96%
49	DUK	Duke Energy CORP	Stock-Utilities	0.20%	—	—
50	PM	Philip Morris International	Stock-Consumer Staples	0.19%	—	—

1–50 of 85

Holding changes this quarter

Position changes disclosed by Alethea Capital Management, LLC for the quarter ending Q4 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AXSM	Axsome Therapeutics INC	+27.7%	-23.17%	Trim
2	AMGN	Amgen INC	+0.3%	+115.04%	Add
3	✓	Cidara Therapeutics INC Com New	+0.2%	—	Unchanged
4	MDT	Medtronic plc	+0.1%	+75.26%	Add
5	EXR	Extra Space Storage INC	—	+63.27%	Add
6	KMB	Kimberly-clark CORP	-0.3%	-30.91%	Trim
7	HSY	Hershey Co/the	-0.4%	-22.52%	Trim
8	STZ	Constellation Brands Inc-a	-0.4%	-45.60%	Trim
9	PEP	Pepsico INC	-0.6%	-64.42%	Trim
10	KURA	Kura Oncology INC	-1%	—	Unchanged
11	COF	Capital One Financial CORP	-1.6%	—	Unchanged
12	BIL	Ss Spdr Bb 1-3m T-bill ETF	-19.2%	-11.24%	Trim
13	EIX	Edison International	—	NEW	New buy
14	NWSA	News CORP - Class A	—	NEW	New buy
15	UHS	Universal Health Services-b	—	NEW	New buy
16	MU	Micron Technology INC	—	NEW	New buy
17	AMT	American Tower CORP	—	EXIT	Sold out
18	LHX	L3harris Technologies INC	—	NEW	New buy
19	IHS	Ihs Markit LTD	—	NEW	New buy
20	MKC	Mccormick & Co-non Vtg Shrs	—	EXIT	Sold out
21	SPGI	S&p Global INC	—	NEW	New buy
22	SBUX	Starbucks CORP	—	NEW	New buy
23	QCOM	Qualcomm INC	—	EXIT	Sold out
24	SBAC	Sba Communications CORP	—	NEW	New buy
25	EFX	Equifax INC	—	NEW	New buy
26	TTWO	Take-two Interactive Softwre	—	NEW	New buy
27	SYK	Stryker CORP	—	NEW	New buy
28	CF	Cf Industries Holdings INC	—	NEW	New buy
29	DHI	Dr Horton INC	—	EXIT	Sold out
30	SYY	Sysco CORP	—	EXIT	Sold out
31	PSA	Public Storage	—	NEW	New buy
32	MCD	Mcdonald's CORP	—	NEW	New buy
33	CMG	Chipotle Mexican Grill INC	—	EXIT	Sold out
34	XRAY	Dentsply Sirona INC	—	EXIT	Sold out
35	BALL	Ball CORP	—	NEW	New buy
36	ED	Consolidated Edison INC	—	EXIT	Sold out
37	CMCSA	Comcast Corp-class A	—	EXIT	Sold out
38	AEP	American Electric Power	—	EXIT	Sold out
39	ACN	Accenture plc	—	EXIT	Sold out
40	PAYX	Paychex INC	—	EXIT	Sold out
41	ROP	Roper Technologies INC	—	EXIT	Sold out
42	KMX	Carmax INC	—	EXIT	Sold out
43	SO	Southern Co/the	—	EXIT	Sold out
44	TWTRUSD	Twitter INC	—	EXIT	Sold out
45	EVRG	Evergy INC	—	NEW	New buy
46	PRGO	Perrigo Company plc	—	NEW	New buy
47	ABX	Barrick Gold CORP	—	NEW	New buy
48	VIAB	Viacom Inc-class B	—	EXIT	Sold out
49	SHOP	Shopify INC - Class A	—	NEW	New buy
50	JNJ	Johnson & Johnson	—	EXIT	Sold out