CIK: 0001600566
Total reported value
$190.0M
Reporting period: 2017-03-31 · Number of holdings: 449
LBA Wealth Management, LLC disclosed 449 holdings in its latest 13F filing for the period ending 2017-03-31, with total reported value of $190.0M and a quarterly turnover rate of 9.8%.
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LBA Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.042 — mathematically equivalent to about 24 equally-sized positions, well below its 449 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.22), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 19% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add VWO
+21.4% $2.1M
Trim BND
-2.9% -$528.0K
Trim IGSB
-7.0% -$503.0K
Trim VCSH
-1.4% -$132.0K
Add MINT
+1300.0% $610.0K
Add IEFA
+4.4% $784.0K
Showing top 200 holdings (of 449 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BND | Vanguard Total Bond Market | ETF-Other | 10.64% | -0.72% | -2.90% | |
| 2 | MDY | State Street Spdr S&p Midcap | ETF-Other | 10.60% | — | -3.13% | |
| 3 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 7.13% | -0.36% | -1.42% | |
| 4 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 7.10% | +0.01% | +0.68% | |
| 5 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 4.29% | +0.98% | +21.44% | |
| 6 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 3.68% | -0.43% | -6.97% | |
| 7 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 3.63% | +0.28% | +4.41% | |
| 8 | SHM | Ss Spdr N Ice St Muni ETF | ETF-Other | 3.30% | +0.12% | +6.94% | |
| 9 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.77% | — | -1.72% | |
| 10 | EFA | Ishares Msci Eafe ETF | ETF-Other | 2.38% | +0.23% | +6.62% | |
| 11 | AAPL | Apple INC | Stock-Tech | 1.36% | +0.20% | -1.43% | |
| 12 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.30% | +0.15% | +12.02% | |
| 13 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.15% | — | -6.31% | |
| 14 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.12% | — | -0.48% | |
| 15 | MSFT | Microsoft CORP | Stock-Tech | 1.07% | — | -4.47% | |
| 16 | CSCO | Cisco Systems INC | Stock-Tech | 0.88% | +0.07% | +0.20% | |
| 17 | INTC | Intel CORP | Stock-Tech | 0.82% | — | -0.78% | |
| 18 | LION | Lionsgate Studios Corp. | Stock-Other | 0.80% | +0.18% | +41.81% | |
| 19 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 0.75% | +0.03% | -0.80% | |
| 20 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.73% | +0.01% | +0.49% | |
| 21 | NVDA | Nvidia CORP | Stock-Tech | 0.72% | — | -3.64% | |
| 22 | FISV | Fiserv INC | Stock-Other | 0.72% | +0.03% | — | |
| 23 | MET | Metlife INC | Stock-Financials | 0.71% | — | -1.46% | |
| 24 | TRV | Travelers Cos Inc/the | Stock-Financials | 0.70% | — | — | |
| 25 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.69% | — | -10.33% | |
| 26 | CVS | Cvs Health CORP | Stock-Healthcare | 0.67% | — | -2.06% | |
| 27 | CVX | Chevron CORP | Stock-Energy | 0.64% | -0.08% | +0.44% | |
| 28 | UNM | Unum Group | Stock-Financials | 0.64% | — | -1.52% | |
| 29 | WMT | Walmart INC | Stock-Consumer Staples | 0.63% | — | +0.92% | |
| 30 | UNP | Union Pacific CORP | Stock-Industrials | 0.60% | — | +4.34% | |
| 31 | ALL | Allstate CORP | Stock-Financials | 0.56% | — | -2.96% | |
| 32 | ROP | Roper Technologies INC | Stock-Tech | 0.53% | +0.09% | +11.49% | |
| 33 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.51% | — | +86.25% | |
| 34 | GILD | Gilead Sciences INC | Stock-Healthcare | 0.51% | — | -0.88% | |
| 35 | MCK | Mckesson CORP | Stock-Healthcare | 0.50% | — | +0.39% | |
| 36 | SWK | Stanley Black & Decker INC | Stock-Industrials | 0.50% | +0.08% | +7.13% | |
| 37 | PFE | Pfizer INC | Stock-Healthcare | 0.48% | — | -0.79% | |
| 38 | DHR | Danaher CORP | Stock-Healthcare | 0.46% | +0.02% | — | |
| 39 | CELG | Celgene CORP | Stock-Other | 0.46% | +0.03% | +5.22% | |
| 40 | VLO | Valero Energy CORP | Stock-Energy | 0.46% | — | +0.57% | |
| 41 | NOVEUR | National Oilwell Varco INC | Stock-Other | 0.45% | +0.10% | +25.36% | |
| 42 | DRI | Darden Restaurants INC | Stock-Consumer Disc | 0.44% | +0.09% | +13.41% | |
| 43 | UTXZ | United Tech CORP | Stock-Other | 0.43% | — | -6.34% | |
| 44 | BAC | Bank Of America CORP | Stock-Financials | 0.42% | +0.03% | +5.71% | |
| 45 | MA | Mastercard INC - A | Stock-Financials | 0.41% | +0.03% | +3.32% | |
| 46 | TGT | Target CORP | Stock-Consumer Disc | 0.41% | -0.19% | -6.61% | |
| 47 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.40% | — | -9.59% | |
| 48 | SNI | Scripps Networks Inter-cl A | Stock-Other | 0.39% | +0.05% | +8.66% | |
| 49 | COF | Capital One Financial CORP | Stock-Financials | 0.38% | — | +8.49% | |
| 50 | ECL | Ecolab INC | Stock-Materials | 0.36% | +0.04% | +11.63% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2017-03-31 | 449 | $190.0M | 10 | |
| 2016-12-31 | 453 | $182.6M | 13 | |
| 2016-09-30 | 456 | $177.3M | 17 | |
| 2016-06-30 | 456 | $178.2M | 10 | |
| 2016-03-31 | 427 | $173.0M | 22 | |
| 2015-12-31 | 416 | $173.6M | 16 | |
| 2015-09-30 | 349 | $158.6M | 27 | |
| 2015-06-30 | 322 | $159.3M | 11 | |
| 2015-03-31 | 315 | $158.6M | 10 | |
| 2014-12-31 | 296 | $151.0M | 19 | |
| 2014-09-30 | 432 | $144.0M | 28 | |
| 2014-06-30 | 273 | $122.6M | 11 | |
| 2014-03-31 | 265 | $122.1M | 11 | |
| 2013-12-31 | 261 | $121.5M | 0 |
LBA Wealth Management, LLC's most significant position changes for 2017-03-31: Sold out: ; New buy: Quanta Services INC (PWR); Sold out: Xtrackers Msci Eafe Hedged E (DBEF); Sold out: Ishares 1-3 Year Treasury Bo (SHY); New buy: Host Hotels & Resorts INC (HST).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VWO | Vanguard Ftse Emerging Marke | +1% | +21.44% | Add |
| 2 | MINT | Pimco Enhanced Short Maturit | +0.3% | +1300.00% | Add |
| 3 | IEFA | Ishares Core Msci Eafe ETF | +0.3% | +4.41% | Add |
| 4 | EFA | Ishares Msci Eafe ETF | +0.2% | +6.62% | Add |
| 5 | AAPL | Apple INC | +0.2% | -1.43% | Trim |
| 6 | LION | Lionsgate Studios Corp. | +0.2% | +41.81% | Add |
| 7 | IVV | Ishares Core S&p 500 ETF | +0.2% | +12.02% | Add |
| 8 | FLOT | Ishares Floating Rate Bond E | +0.1% | +330.32% | Add |
| 9 | SHM | Ss Spdr N Ice St Muni ETF | +0.1% | +6.94% | Add |
| 10 | NOVEUR | National Oilwell Varco INC | +0.1% | +25.36% | Add |
| 11 | ROP | Roper Technologies INC | +0.1% | +11.49% | Add |
| 12 | DRI | Darden Restaurants INC | +0.1% | +13.41% | Add |
| 13 | SWK | Stanley Black & Decker INC | +0.1% | +7.13% | Add |
| 14 | CSCO | Cisco Systems INC | +0.1% | +0.20% | Add |
| 15 | GOOGL | Alphabet Inc-cl A | +0.1% | +21.00% | Add |
| 16 | LOW | Lowe's Cos INC | +0.1% | +8.74% | Add |
| 17 | HPQ | Hp INC | +0.1% | +15.20% | Add |
| 18 | ✓ | +0.1% | +392.56% | Add | |
| 19 | AMP | Ameriprise Financial INC | +0.1% | +10.74% | Add |
| 20 | SNI | Scripps Networks Inter-cl A | +0.1% | +8.66% | Add |
| 21 | CSX | Csx CORP | +0.1% | +323.10% | Add |
| 22 | ECL | Ecolab INC | 0% | +11.63% | Add |
| 23 | STZ | Constellation Brands Inc-a | 0% | +11.97% | Add |
| 24 | FISV | Fiserv INC | 0% | — | Unchanged |
| 25 | TMO | Thermo Fisher Scientific INC | 0% | -0.80% | Trim |
| 26 | CELG | Celgene CORP | 0% | +5.22% | Add |
| 27 | BAC | Bank Of America CORP | 0% | +5.71% | Add |
| 28 | MA | Mastercard INC - A | 0% | +3.32% | Add |
| 29 | MAR | Marriott International -cl A | 0% | — | Unchanged |
| 30 | DHR | Danaher CORP | 0% | — | Unchanged |
| 31 | IJH | Ishares Core S&p Midcap ETF | 0% | +0.68% | Add |
| 32 | VIG | Vanguard Dividend Apprec ETF | 0% | +0.49% | Add |
| 33 | KSS | Kohls CORP | -0.1% | -8.76% | Trim |
| 34 | BBBYEUR | 20230930-dk-butterfly-1 INC | -0.1% | -98.15% | Trim |
| 35 | WU | Western Union Co | -0.1% | -26.72% | Trim |
| 36 | CVX | Chevron CORP | -0.1% | +0.44% | Add |
| 37 | PRGO | Perrigo Company plc | -0.1% | -86.73% | Trim |
| 38 | JNJ | Johnson & Johnson | -0.1% | -98.80% | Trim |
| 39 | XOM | Exxon Mobil CORP | -0.1% | -20.83% | Trim |
| 40 | IJJ | Ishares S&p Mid-cap 400 Valu | -0.2% | -34.50% | Trim |
| 41 | TGT | Target CORP | -0.2% | -6.61% | Trim |
| 42 | VCSH | Vanguard S/t CORP Bond ETF | -0.4% | -1.42% | Trim |
| 43 | IGSB | Ishares 1-5y Inv Grade CORP | -0.4% | -6.97% | Trim |
| 44 | BND | Vanguard Total Bond Market | -0.7% | -2.90% | Trim |
| 45 | ✓ | — | EXIT | Sold out | |
| 46 | PWR | Quanta Services INC | — | NEW | New buy |
| 47 | DBEF | Xtrackers Msci Eafe Hedged E | — | EXIT | Sold out |
| 48 | SHY | Ishares 1-3 Year Treasury Bo | — | EXIT | Sold out |
| 49 | HST | Host Hotels & Resorts INC | — | NEW | New buy |
| 50 | LKQ | Lkq CORP | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2017-03-31 | 2017-05-09 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-10 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-10 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-12 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-05 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-03 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-03 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-12 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-01 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-04 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-10 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-24 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-01 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-20 | 13F-HR | View on EDGAR |
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