CIK: 0001085393
Total reported value
$2.1B
Reporting period: 2026-03-31 · Number of holdings: 108
BASSWOOD CAPITAL MANAGEMENT, L.L.C. disclosed 108 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $2.1B and a quarterly turnover rate of 35.4%.
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Basswood Capital Management, L.l.c.'s disclosed holdings carry a Herfindahl concentration index of 0.023 — mathematically equivalent to about 44 equally-sized positions, well below its 108 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.19), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 68% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim RKT
-28.6% -$50.3M
Trim APO
-87.5% -$26.5M
Trim PFSI
-16.3% -$32.3M
Trim KRE
-52.3% -$24.1M
Trim WFC
-45.2% -$23.9M
Add DCOM
-1.4% $6.7M
Showing top 107 holdings (of 108 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JPM | Jpmorgan Chase & Co | Stock-Financials | 6.52% | +0.40% | — | |
| 2 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 5.82% | +0.49% | -5.93% | |
| 3 | BAC | Bank Of America CORP | Stock-Financials | 4.26% | — | +14.80% | |
| 4 | WBS | Webster Financial CORP | Stock-Financials | 3.98% | +0.21% | -17.88% | |
| 5 | USB | US Bancorp | Stock-Financials | 3.28% | -0.24% | -17.98% | |
| 6 | DCOM | Dime Commercial Bancshares I | Stock-Other | 3.23% | +0.73% | -1.36% | |
| 7 | MS | Morgan Stanley | Stock-Financials | 2.87% | — | — | |
| 8 | RKT | Rocket Cos Inc-class A | Stock-Financials | 2.63% | -1.66% | -28.61% | |
| 9 | OMF | Onemain Holdings INC | Stock-Financials | 2.20% | -0.31% | -5.05% | |
| 10 | SCHW | Schwab (charles) CORP | Stock-Financials | 2.08% | -0.38% | -22.80% | |
| 11 | FCNCA | First Citizens Bcshs -cl A | Stock-Financials | 2.05% | +0.05% | — | |
| 12 | BPOP | Popular INC | Stock-Financials | 2.02% | +0.68% | +19.79% | |
| 13 | PFSI | Pennymac Financial Services | Stock-Other | 1.90% | -1.04% | -16.26% | |
| 14 | ONB | Old National Bancorp | Stock-Financials | 1.89% | — | +15.22% | |
| 15 | PNFP | Pinnacle Financial Partners | Stock-Financials | 1.85% | +1.85% | NEW | |
| 16 | TOL | Toll Brothers INC | Stock-Consumer Disc | 1.83% | — | -13.25% | |
| 17 | COF | Capital One Financial CORP | Stock-Financials | 1.71% | -0.24% | — | |
| 18 | CFG | Citizens Financial Group | Stock-Financials | 1.52% | — | -4.59% | |
| 19 | FNB | Fnb CORP | Stock-Financials | 1.49% | — | -10.61% | |
| 20 | RJF | Raymond James Financial INC | Stock-Financials | 1.39% | — | +31.19% | |
| 21 | IVZ | Invesco Ltd. | Stock-Financials | 1.38% | — | +7.80% | |
| 22 | ESQ | Esquire Financial Holdings I | Stock-Other | 1.36% | — | — | |
| 23 | KEY | Keycorp | Stock-Financials | 1.34% | +0.45% | +33.85% | |
| 24 | SFNC | Simmons First Natl Corp-cl A | Stock-Other | 1.33% | +0.46% | +27.01% | |
| 25 | RM | Regional Management CORP | Stock-Other | 1.29% | -0.05% | -4.20% | |
| 26 | TMHC | Taylor Morrison Home CORP | Stock-Consumer Disc | 1.21% | — | -5.21% | |
| 27 | SYF | Synchrony Financial | Stock-Financials | 1.18% | — | +29.02% | |
| 28 | LAZ | Lazard INC | Stock-Financials | 1.17% | +0.59% | +98.85% | |
| 29 | BANR | Banner Corporation | Stock-Other | 1.17% | +0.62% | +88.58% | |
| 30 | ZION | Zions Bancorp NA | Stock-Financials | 1.16% | — | +5.33% | |
| 31 | BOH | Bank Of Hawaii CORP | Stock-Other | 1.11% | +0.55% | +57.87% | |
| 32 | CPF | Central Pacific Financial Co | Stock-Other | 1.10% | — | -7.97% | |
| 33 | PNC | Pnc Financial Services Group | Stock-Financials | 1.08% | -0.23% | -28.74% | |
| 34 | ALLY | Ally Financial INC | Stock-Financials | 1.06% | — | +10.57% | |
| 35 | KRE | Ss Spdr S&p Regional Bank | ETF-Other | 1.05% | -0.83% | -52.27% | |
| 36 | VCTR | Victory Capital Holding - A | Stock-Other | 1.05% | -0.14% | -27.25% | |
| 37 | WFC | Wells Fargo & Co | Stock-Financials | 0.99% | -0.83% | -45.20% | |
| 38 | BLK | Blackrock INC | Stock-Financials | 0.95% | -0.18% | -19.59% | |
| 39 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.90% | -0.56% | -48.14% | |
| 40 | HFWA | Heritage Financial CORP | Stock-Other | 0.86% | — | +15.12% | |
| 41 | EBC | Eastern Bankshares INC | Stock-Other | 0.84% | — | -23.16% | |
| 42 | MCB | Metropolitan Bank Holding Co | Stock-Other | 0.83% | — | -5.01% | |
| 43 | MHO | M/i Homes INC | Stock-Consumer Disc | 0.79% | — | -7.93% | |
| 44 | OBK | Origin Bancorp INC | Stock-Other | 0.79% | — | +22.51% | |
| 45 | PHM | Pultegroup INC | Stock-Consumer Disc | 0.75% | — | — | |
| 46 | FNF | Fidelity National Financial | Stock-Financials | 0.73% | — | — | |
| 47 | VLY | Valley National Bancorp | Stock-Financials | 0.69% | — | -28.56% | |
| 48 | CBSH | Commerce Bancshares INC | Stock-Financials | 0.68% | +0.68% | NEW | |
| 49 | PWP | Perella Weinberg Partners | Stock-Other | 0.68% | — | -27.30% | |
| 50 | VOYA | Voya Financial INC | Stock-Financials | 0.67% | — | +6.36% |
Performance for Q3 2026
+9.6%
Performance Last 4 Quarters
+24.9%
Based on 78% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 108 | $2.1B | 35 | |
| 2025-12-31 | 111 | $2.5B | 31 | |
| 2025-09-30 | 113 | $2.4B | 53 | |
| 2025-06-30 | 115 | $2.2B | 0 | |
| 2025-03-31 | 114 | $1.8B | 100 | |
| 2024-12-31 | 107 | $1.7B | 0 | |
| 2024-09-30 | 105 | $1.9B | 0 | |
| 2024-06-30 | 90 | $1.5B | 0 | |
| 2024-03-31 | 98 | $1.7B | 0 | |
| 2023-12-31 | 102 | $1.5B | 0 | |
| 2023-09-30 | 103 | $1.3B | 0 | |
| 2023-06-30 | 101 | $1.4B | 0 | |
| 2023-03-31 | 110 | $1.4B | 0 | |
| 2022-12-31 | 117 | $1.4B | 0 | |
| 2022-09-30 | 130 | $1.4B | 0 | |
| 2022-06-30 | 136 | $1.6B | 0 | |
| 2022-03-31 | 133 | $2.1B | 0 | |
| 2021-12-31 | 135 | $2.2B | 0 | |
| 2021-09-30 | 148 | $2.5B | 0 | |
| 2021-06-30 | 146 | $2.4B | 96 | |
| 2021-03-31 | 133 | $2.2B | 51 | |
| 2020-12-31 | 83 | $1.6B | 47 | |
| 2020-09-30 | 83 | $1.2B | 35 | |
| 2020-06-30 | 81 | $1.0B | 46 | |
| 2020-03-31 | 99 | $856.4M | 61 | |
| 2019-12-31 | 108 | $1.4B | 24 | |
| 2019-09-30 | 111 | $1.4B | 32 | |
| 2019-06-30 | 131 | $1.6B | 23 | |
| 2019-03-31 | 127 | $1.5B | 36 | |
| 2018-12-31 | 133 | $1.7B | 48 | |
| 2018-09-30 | 134 | $2.2B | 25 | |
| 2018-06-30 | 137 | $2.1B | 41 | |
| 2018-03-31 | 173 | $2.3B | 28 | |
| 2017-12-31 | 152 | $2.2B | 36 | |
| 2017-09-30 | 149 | $2.2B | 19 | |
| 2017-06-30 | 145 | $2.0B | 35 | |
| 2017-03-31 | 142 | $2.0B | 35 | |
| 2016-12-31 | 162 | $2.3B | 46 | |
| 2016-09-30 | 162 | $2.1B | 31 | |
| 2016-06-30 | 157 | $1.7B | 31 | |
| 2016-03-31 | 173 | $1.8B | 30 | |
| 2015-12-31 | 176 | $1.9B | 57 | |
| 2015-09-30 | 175 | $2.0B | 37 | |
| 2015-06-30 | 176 | $2.1B | 36 | |
| 2015-03-31 | 173 | $2.1B | 26 | |
| 2014-12-31 | 175 | $2.1B | 31 | |
| 2014-09-30 | 173 | $2.0B | 27 | |
| 2014-06-30 | 167 | $1.9B | 35 | |
| 2014-03-31 | 177 | $1.9B | 27 | |
| 2013-12-31 | 163 | $1.8B | 44 | |
| 2013-09-30 | 381 | $1.8B | 30 | |
| 2013-06-30 | 388 | $1.5B | 0 |
Basswood Capital Management, L.l.c.'s most significant position changes for 2026-03-31: New buy: Pinnacle Financial Partners (PNFP); Sold out: Evercore INC - A (EVR); Sold out: Invesco S&p 500 Equal Weight (RSP); Sold out: Synovus Financial CORP (SYU1); New buy: Commerce Bancshares INC (CBSH).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DCOM | Dime Commercial Bancshares I | +0.7% | -1.36% | Trim |
| 2 | BPOP | Popular INC | +0.7% | +19.79% | Add |
| 3 | BANR | Banner Corporation | +0.6% | +88.58% | Add |
| 4 | LAZ | Lazard INC | +0.6% | +98.85% | Add |
| 5 | BOH | Bank Of Hawaii CORP | +0.6% | +57.87% | Add |
| 6 | TLT | Ishares 20+ Year Treasury Bd | +0.5% | -5.93% | Trim |
| 7 | SFNC | Simmons First Natl Corp-cl A | +0.5% | +27.01% | Add |
| 8 | KEY | Keycorp | +0.5% | +33.85% | Add |
| 9 | JPM | Jpmorgan Chase & Co | +0.4% | — | Unchanged |
| 10 | FITB | Fifth Third Bancorp | +0.4% | +179.38% | Add |
| 11 | WBS | Webster Financial CORP | +0.2% | -17.88% | Trim |
| 12 | FCNCA | First Citizens Bcshs -cl A | +0.1% | — | Unchanged |
| 13 | RM | Regional Management CORP | -0.1% | -4.20% | Trim |
| 14 | VCTR | Victory Capital Holding - A | -0.1% | -27.25% | Trim |
| 15 | BLK | Blackrock INC | -0.2% | -19.59% | Trim |
| 16 | AMP | Ameriprise Financial INC | -0.2% | -28.37% | Trim |
| 17 | PNC | Pnc Financial Services Group | -0.2% | -28.74% | Trim |
| 18 | HWC | Hancock Whitney CORP | -0.2% | -47.64% | Trim |
| 19 | USB | US Bancorp | -0.2% | -17.98% | Trim |
| 20 | COF | Capital One Financial CORP | -0.2% | — | Unchanged |
| 21 | UWMC | Uwm Holdings CORP | -0.3% | -75.16% | Trim |
| 22 | TFC | Truist Financial CORP | -0.3% | -46.09% | Trim |
| 23 | OMF | Onemain Holdings INC | -0.3% | -5.05% | Trim |
| 24 | BFH | Bread Financial Holdings INC | -0.4% | -48.29% | Trim |
| 25 | SCHW | Schwab (charles) CORP | -0.4% | -22.80% | Trim |
| 26 | INDB | Independent Bank Corp/ma | -0.5% | -58.23% | Trim |
| 27 | HAPN | Happen INC | -0.6% | -86.50% | Trim |
| 28 | MDY | State Street Spdr S&p Midcap | -0.6% | -48.14% | Trim |
| 29 | KRE | Ss Spdr S&p Regional Bank | -0.8% | -52.27% | Trim |
| 30 | WFC | Wells Fargo & Co | -0.8% | -45.20% | Trim |
| 31 | PFSI | Pennymac Financial Services | -1% | -16.26% | Trim |
| 32 | APO | Apollo Global Management INC | -1.1% | -87.49% | Trim |
| 33 | RKT | Rocket Cos Inc-class A | -1.7% | -28.61% | Trim |
| 34 | PNFP | Pinnacle Financial Partners | — | NEW | New buy |
| 35 | EVR | Evercore INC - A | — | EXIT | Sold out |
| 36 | RSP | Invesco S&p 500 Equal Weight | — | EXIT | Sold out |
| 37 | SYU1 | Synovus Financial CORP | — | EXIT | Sold out |
| 38 | CBSH | Commerce Bancshares INC | — | NEW | New buy |
| 39 | UMBF | Umb Financial CORP | — | EXIT | Sold out |
| 40 | RF | Regions Financial CORP | — | EXIT | Sold out |
| 41 | BKU | Bankunited INC | — | EXIT | Sold out |
| 42 | COLB | Columbia Banking System INC | — | EXIT | Sold out |
| 43 | HBAN | Huntington Bancshares INC | — | NEW | New buy |
| 44 | LPLA | Lpl Financial Holdings INC | — | NEW | New buy |
| 45 | STT | State Street CORP | — | NEW | New buy |
| 46 | CMA | Comerica INC | — | EXIT | Sold out |
| 47 | QNST | Quinstreet INC | — | EXIT | Sold out |
| 48 | CBU | Community Financial System I | — | EXIT | Sold out |
| 49 | PGC | Peapack Gladstone Finl CORP | — | NEW | New buy |
| 50 | SMBK | Smartfinancial INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-13 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-14 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-14 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-14 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-14 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-15 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-14 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-14 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-15 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-14 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-15 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-16 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-14 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-16 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-17 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-16 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-16 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-14 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-15 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-14 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-14 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-14 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-15 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-14 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-14 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-14 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-15 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-14 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-14 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-14 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-15 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-13 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-15 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-16 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-16 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-16 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-14 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-15 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-08 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-14 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-15 | Amendment | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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