CIK: 0001065441
申报总市值
US$159.7亿
申报季度: 2013-12-31 · 持股只数: 2007
NORTHERN TRUST CO OF CONNECTICUT在最新一期 13F 报告中披露了 2007 项持股，申报期为 2013-12-31，总持股市值约为 US$159.7亿，季度换手率为 200.0%。
Northern Trust Co Of Connecticut 目前披露的持仓，Herfindahl 集中度指数为 0.002——换算下来相当于约 414 个等权重仓位，明显低于其实际披露的 2007 只持仓。这一差距显示该机构的策略偏向集中在少数高信心仓位，而非广泛分散。
整体仓位大小差异较大（变异系数为 1.96），除少数重仓仓位外，还有许多规模较小的持仓。
最新申报季度中，并未观察到明显偏向加仓既有大仓位或大举建立新仓位的倾向。
目前行业板块分类约覆盖此投资组合披露价值的 19%；其余部分（例如未匹配板块的标的、期权或其他证券类型）尚未纳入板块分类范围。
新建仓 AAPL
清仓 AAPL
新建仓 38259P50
清仓 GOOG
新建仓 XOM
清仓 XOM
NORTHERN TRUST本季根本是在『玩火』，換手率衝到2.0、持股多達2007檔，前十大持股權重全都在2%以下，表面上是分散風險，骨子裡卻是靠大量交易賺價差。同一支股票如蘋果和埃克森美孚，既出現new_buy又出現sold_out，擺明是在做區間洗盤，低接高拋、不留戀，根本不是長線布局，而是游擊隊式的波段操作。
他們重壓科技（26.97%）與金融（21.92%），賭的是2013年底Fed開始卸下QE後，利率走升讓銀行利差擴大，同時行動裝置與企業IT支出持續推升科技股。勝負手就在『速度』——這場資金行情何時轉彎。這種零容錯的極短線策略，一旦聯準會口風變緊，Beta屠殺立刻上演，根本躲不掉。
最大罩門是『過度分散反成散彈槍』：2007檔股票平均權重不到0.05%，籌碼支離破碎，沒有半檔能當護身符。加上2.0的換手率讓交易成本吃掉利潤，市場反轉時任何一檔都禁不起大戶抽腳，多殺多慘劇中這種組合第一個被流動性收緊掃出門。
由 AI 根据公开 SEC 申报资料汇整摘要，仅限历史活动范围，不构成投资指引。
仅显示前 200 大持股（共 2007 只）
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc. | 股票-科技 | 1.65% | +1.65% | NEW | |
| 2 | ✓ | Google Inc Class A | 股票-其他 | 1.12% | +1.12% | NEW | |
| 3 | XOM | Exxon Mobil Corporation | 股票-能源 | 0.91% | +0.91% | NEW | |
| 4 | MSFT | Microsoft Corporation | 股票-科技 | 0.76% | +0.76% | NEW | |
| 5 | MA | Mastercard Incorporated | 股票-金融 | 0.74% | +0.74% | NEW | |
| 6 | AMZN | Amazon.com, Inc. | 股票-周期性消费 | 0.69% | +0.69% | NEW | |
| 7 | ORCL | Oracle Corporation | 股票-科技 | 0.67% | +0.67% | NEW | |
| 8 | JPM | JPMorgan Chase & Co. | 股票-金融 | 0.65% | +0.65% | NEW | |
| 9 | AEP | American Electric Power Company, Inc. | 股票-公用事业 | 0.63% | +0.63% | NEW | |
| 10 | PFE | Pfizer Inc. | 股票-医疗保健 | 0.63% | +0.63% | NEW | |
| 11 | ✓ | Nike INC | 股票-其他 | 0.58% | +0.58% | NEW | |
| 12 | QCOM | QUALCOMM Incorporated | 股票-科技 | 0.57% | +0.57% | NEW | |
| 13 | ✓ | Spdr S&p 500 ETF Tr | ETF-大型股与成长 | 0.56% | +0.56% | NEW | |
| 14 | C | Citigroup Inc. | 股票-金融 | 0.55% | +0.55% | NEW | |
| 15 | ✓ | Celgene Corp. | 股票-其他 | 0.54% | +0.54% | NEW | |
| 16 | WFC | Wells Fargo & Company | 股票-金融 | 0.53% | +0.53% | NEW | |
| 17 | ✓ | Chevron CORP New | 股票-其他 | 0.52% | +0.52% | NEW | |
| 18 | HD | The Home Depot, Inc. | 股票-周期性消费 | 0.49% | +0.49% | NEW | |
| 19 | SBUX | Starbucks Corporation | 股票-周期性消费 | 0.49% | +0.49% | NEW | |
| 20 | BIIB | Biogen Inc. | 股票-医疗保健 | 0.49% | +0.49% | NEW | |
| 21 | GILD | Gilead Sciences, Inc. | 股票-医疗保健 | 0.48% | +0.48% | NEW | |
| 22 | INTC | Intel Corporation | 股票-科技 | 0.44% | +0.44% | NEW | |
| 23 | JNJ | Johnson & Johnson | 股票-医疗保健 | 0.44% | +0.44% | NEW | |
| 24 | BAC | Bank of America Corporation | 股票-金融 | 0.44% | +0.44% | NEW | |
| 25 | V | Visa Inc. | 股票-金融 | 0.43% | +0.43% | NEW | |
| 26 | ✓ | Disney Walt Co | 股票-其他 | 0.42% | +0.42% | NEW | |
| 27 | VOD | Vodafone Group Public Limited Company | 股票-通信服务 | 0.41% | — | — | |
| 28 | CMCSA | Comcast Corporation | 股票-通信服务 | 0.40% | — | — | |
| 29 | IBM | International Business Machines Corporation | 股票-科技 | 0.40% | — | — | |
| 30 | ✓ | Halliburton Co Com | 股票-其他 | 0.40% | — | — | |
| 31 | PG | The Procter & Gamble Company | 股票-非周期性消费 | 0.40% | — | — | |
| 32 | TJX | The TJX Companies, Inc. | 股票-周期性消费 | 0.40% | — | — | |
| 33 | ✓ | Monsanto Company | 股票-其他 | 0.39% | — | — | |
| 34 | CSCO | Cisco Systems, Inc. | 股票-科技 | 0.38% | — | — | |
| 35 | ✓ | Wal Mart Stores INC | 股票-其他 | 0.37% | — | — | |
| 36 | UPS | United Parcel Service, Inc. | 股票-工业 | 0.37% | — | — | |
| 37 | ✓ | Facebook Inc Class A | 股票-其他 | 0.37% | — | — | |
| 38 | GS | The Goldman Sachs Group, Inc. | 股票-金融 | 0.36% | — | — | |
| 39 | ✓ | Linkedin CORP | 股票-其他 | 0.36% | — | — | |
| 40 | ✓ | American Intl Group INC | 股票-其他 | 0.35% | — | — | |
| 41 | ✓ | Precision Castparts CORP | 股票-其他 | 0.35% | — | — | |
| 42 | BA | The Boeing Company | 股票-工业 | 0.33% | — | — | |
| 43 | ✓ | Priceline Com INC | 股票-其他 | 0.33% | — | — | |
| 44 | ✓ | Ultimate Software Group INC | 股票-其他 | 0.33% | — | — | |
| 45 | ✓ | Dicks Sporting Goods INC | 股票-其他 | 0.32% | — | — | |
| 46 | ✓ | Actavis PLC | 股票-其他 | 0.32% | — | — | |
| 47 | BRK-B | Berkshire Hathaway Inc. | 股票-其他 | 0.32% | — | — | |
| 48 | COF | Capital One Financial Corporation | 股票-金融 | 0.32% | — | — | |
| 49 | ✓ | Bp PLC | 股票-其他 | 0.32% | — | — | |
| 50 | MRK | Merck & Co., Inc. | 股票-医疗保健 | 0.32% | — | — |
可定价持仓数据尚不足以计算表现
Northern Trust Co Of Connecticut 在 2013-12-31 最显著的持仓异动： 新建仓: Apple Inc. (AAPL); 清仓: Apple INC (AAPL); 新建仓: Google Inc Class A; 清仓: Alphabet A (GOOG); 新建仓: Exxon Mobil Corporation (XOM).
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc. | — | NEW | 新建仓 |
| 2 | AAPL | Apple INC | — | EXIT | 清仓 |
| 3 | ✓ | Google Inc Class A | — | NEW | 新建仓 |
| 4 | GOOG | Alphabet A | — | EXIT | 清仓 |
| 5 | XOM | Exxon Mobil Corporation | — | NEW | 新建仓 |
| 6 | XOM | Exxon Mobil CORP | — | EXIT | 清仓 |
| 7 | MSFT | Microsoft Corporation | — | NEW | 新建仓 |
| 8 | MA | Mastercard Incorporated | — | NEW | 新建仓 |
| 9 | MSFT | Microsoft CORP | — | EXIT | 清仓 |
| 10 | MA | Mastercard INC - A | — | EXIT | 清仓 |
| 11 | AMZN | Amazon.com, Inc. | — | NEW | 新建仓 |
| 12 | ORCL | Oracle Corporation | — | NEW | 新建仓 |
| 13 | JPM | JPMorgan Chase & Co. | — | NEW | 新建仓 |
| 14 | AEP | American Electric Power Company, Inc. | — | NEW | 新建仓 |
| 15 | PFE | Pfizer Inc. | — | NEW | 新建仓 |
| 16 | JPM | Jpmorgan Chase & Co | — | EXIT | 清仓 |
| 17 | PFE | Pfizer INC | — | EXIT | 清仓 |
| 18 | AEP | American Electric Power Company, Inc. | — | EXIT | 清仓 |
| 19 | ✓ | Nike INC | — | NEW | 新建仓 |
| 20 | QCOM | QUALCOMM Incorporated | — | NEW | 新建仓 |
| 21 | ORCL | Oracle CORP | — | EXIT | 清仓 |
| 22 | CVX | Chevron CORP | — | EXIT | 清仓 |
| 23 | C | Citigroup INC | — | EXIT | 清仓 |
| 24 | ✓ | Spdr S&p 500 ETF Tr | — | NEW | 新建仓 |
| 25 | C | Citigroup Inc. | — | NEW | 新建仓 |
| 26 | AMZN | Amazon.com INC | — | EXIT | 清仓 |
| 27 | WFC | Wells Fargo & Co | — | EXIT | 清仓 |
| 28 | QCOM | Qualcomm INC | — | EXIT | 清仓 |
| 29 | ✓ | Celgene Corp. | — | NEW | 新建仓 |
| 30 | NKE | Nike INC -cl B | — | EXIT | 清仓 |
| 31 | WFC | Wells Fargo & Company | — | NEW | 新建仓 |
| 32 | ✓ | Chevron CORP New | — | NEW | 新建仓 |
| 33 | SBUX | Starbucks CORP | — | EXIT | 清仓 |
| 34 | HD | The Home Depot, Inc. | — | NEW | 新建仓 |
| 35 | CELG | Celgene CORP | — | EXIT | 清仓 |
| 36 | SBUX | Starbucks Corporation | — | NEW | 新建仓 |
| 37 | BIIB | Biogen Inc. | — | NEW | 新建仓 |
| 38 | HD | Home Depot INC | — | EXIT | 清仓 |
| 39 | GILD | Gilead Sciences, Inc. | — | NEW | 新建仓 |
| 40 | GILD | Gilead Sciences INC | — | EXIT | 清仓 |
| 41 | CSCO | Cisco Systems INC | — | EXIT | 清仓 |
| 42 | BIIB | Biogen INC | — | EXIT | 清仓 |
| 43 | INTC | Intel Corporation | — | NEW | 新建仓 |
| 44 | JNJ | Johnson & Johnson | — | NEW | 新建仓 |
| 45 | BAC | Bank of America Corporation | — | NEW | 新建仓 |
| 46 | JNJ | Johnson & Johnson | — | EXIT | 清仓 |
| 47 | V | Visa Inc. | — | NEW | 新建仓 |
| 48 | ✓ | Linkedin CORP | — | EXIT | 清仓 |
| 49 | ✓ | Disney Walt Co | — | NEW | 新建仓 |
| 50 | PG | Procter & Gamble Co/the | — | EXIT | 清仓 |
| 季度 | 申报日期 | 类型 | EDGAR |
|---|---|---|---|
| 2013-12-31 | 2014-02-12 | 13F-HR | 在 EDGAR 上查看 |
| 2013-09-30 | 2013-11-13 | 13F-HR | 在 EDGAR 上查看 |
| 2013-06-30 | 2013-08-13 | 13F-HR | 在 EDGAR 上查看 |
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