LPL Financial LLC — Q2 2014 13F 持股

Name: LPL Financial LLC — 13F Holdings, Q2 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001403438

申報總市值

US$3765.6億

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本季完整持股清單

僅顯示前 200 大持股（共 2677 檔）

#	代號	標的名稱	資產子類別	佔比	佔比變動	持倉量變化
1	AMLPUSD	Alerian Mlp ETF	ETF-其他	1.64%	—	+6.09%
2	BRK-B	Berkshire Hathaway Inc-cl B	股票-其他	1.28%	—	+3.62%
3	ARL	American Realty Capital Properties Inc	股票-其他	0.34%	—	-5.13%
4	✓	Allianzgi Conv & Income Fd	股票-其他	0.33%	—	-11.92%
5	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	股票-其他	0.29%	—	+6.37%
6	SURE	Advisorshares Insider Advant	ETF-其他	0.18%	—	+9.97%
7	BRK-A	Berkshire Hathaway Inc-cl A	股票-其他	0.18%	—	+7.50%
8	SDOG	Alps Sector Dividend Dogs	ETF-其他	0.15%	—	+23.48%
9	NLYEUR	Annaly Capital Management In	股票-其他	0.13%	—	+12.73%
10	BBN	Blackrock Taxable Muni Bnd	股票-其他	0.12%	—	+3.37%
11	ARCC	Ares Capital CORP	股票-金融	0.12%	—	+35.54%
12	BCS	Barclays PLC	股票-金融	0.12%	—	-3.62%
13	HYT	Blackrock CORP Hi Yld	股票-其他	0.12%	—	-0.89%
14	BDJ	Blackrock Enhanced Eqty Dvd	股票-其他	0.12%	—	+1.69%
15	NCV-PA	Virtus Convertible & Income Fund	股票-其他	0.11%	—	-63.06%
16	XAWFX	Alliancebernstein Gl Hi INC	股票-其他	0.11%	—	+7.36%
17	BKT	BlackRock Income Trust, Inc.	股票-其他	0.10%	—	-0.74%
18	✓	Advisorshares Peritus	股票-其他	0.10%	—	+26.74%
19	AB	AllianceBernstein Holding L.P.	股票-其他	0.09%	—	-11.56%
20	SGOL	abrdn Physical Gold Shares ETF	ETF-避險與商品	0.09%	—	+2.39%
21	BGR	Blackrock Enrgy & Res Tr	股票-其他	0.08%	—	+49.77%
22	DDD	3d Systems CORP	股票-其他	0.08%	—	-0.82%
23	JHID	John Hancock International High Dividend ETF	ETF-其他	0.08%	—	—
24	✓		股票-其他	0.08%	—	+86.86%
25	BTZ	Blackrock Credit Allocation	股票-其他	0.07%	—	-2.99%
26	✓	American Railcar Industries	股票-其他	0.07%	—	+4.78%
27	XBOEX	Blackrock Enh Glbl Dvd Tr	股票-其他	0.07%	—	+0.60%
28	AXASEUR	Abraxas Petroleum CORP	股票-其他	0.06%	—	-3.78%
29	UTG	Reaves Utility Income Fund	股票-其他	0.05%	—	+6.43%
30	✓	Aqr Multi Strgy Alternative Cl	股票-其他	0.05%	—	—
31	✓	Abrdn Australia Equity Fd In	股票-其他	0.05%	—	+130.20%
32	BAC 7.25 PERP L	Bank Of America CORP	股票-金融	0.05%	—	+0.39%
33	NIE	Virtus Equity & Convertible Income Fund	股票-其他	0.04%	—	-16.92%
34	AWK	American Water Works Co INC	股票-公用事業	0.04%	—	+0.15%
35	AVK	Advent Convertible and Income Fund	股票-其他	0.04%	—	+97.27%
36	MUC	Blackrock Munihold Ca Qlty	股票-其他	0.04%	—	-14.06%
37	ARLP	Alliance Resource Partners	股票-其他	0.04%	—	+441.95%
38	XBMEX	Blackrock Health Sciences	股票-其他	0.04%	—	-1.12%
39	AVGO	Broadcom Inc.	股票-科技	0.04%	—	-7.66%
40	✓	Boulder Total Return Fd INC	股票-其他	0.04%	—	-0.15%
41	BN	Brookfield Corporation	股票-金融	0.04%	—	—
42	✓	Allergan INC	股票-其他	0.04%	—	-41.10%
43	BSX	Boston Scientific CORP	股票-醫療保健	0.04%	—	+21.11%
44	BBEPQUSD	Breitburn Energy Partners LP	股票-其他	0.04%	—	-1.15%
45	✓	Buffalo Wild Wings INC	股票-其他	0.04%	—	+2.54%
46	ALXN	Alexion Pharmaceuticals INC	股票-其他	0.04%	—	+10.75%
47	BBBYEUR	20230930-dk-butterfly-1 INC	股票-其他	0.04%	—	+7.54%
48	MPA	Blackrock Muniyield Pa Qltyv	股票-其他	0.04%	—	-4.04%
49	AWR	American States Water Co	股票-公用事業	0.04%	—	+1.74%
50	ALK	Alaska Air Group INC	股票-工業	0.04%	—	+18.05%

1–50 of 200

本季持股變動

LPL Financial LLC 於截至 Q2 2014 該季申報之持倉異動，含代號、發行人、權重變化、股數變化與操作類型
#	代號	標的名稱	佔比變動	持倉量變化	異動類型
1	XLY	Ss Consumer Disc Select Sect	-0.3%	-11.90%	減碼
2	FLOT	Ishares Floating Rate Bond E	-0.3%	-22.52%	減碼
3	T	At&t INC	-0.4%	-1.48%	減碼
4	IGSB	Ishares 1-5y Inv Grade CORP	-0.4%	-0.89%	減碼
5	✓	Powershares	-0.4%	+34.18%	加碼
6	TIP	Ishares Tips Bond ETF	-0.4%	-8.27%	減碼
7	JNJ	Johnson & Johnson	-0.4%	-2.04%	減碼
8	MINT	Pimco Enhanced Short Maturit	-0.4%	-47.96%	減碼
9	VNQ	Vanguard Real Estate ETF	-0.4%	+9.84%	加碼
10	XHB	Ss Spdr S&p Homebldrs ETF	-0.4%	-10.34%	減碼
11	IEFA	Ishares Core Msci Eafe ETF	-0.4%	+4.96%	加碼
12	SDY	Ss Spdr S&p Dividend ETF	-0.4%	+4.75%	加碼
13	IEV	Ishares Europe ETF	-0.4%	+30.43%	加碼
14	XOM	Exxon Mobil CORP	-0.5%	-6.29%	減碼
15	VCIT	Vanguard Int-term Corporate	-0.5%	-2.97%	減碼
16	VEA	Vanguard Ftse Developed ETF	-0.5%	+4.15%	加碼
17	AEP	American Electric Power Company, Inc.	-0.5%	+4.50%	加碼
18	VB	Vanguard Small-cap ETF	-0.5%	+3.37%	加碼
19	SJNK	Ss Spdr Bb St Hi Yield ETF	-0.5%	+11.90%	加碼
20	IWB	Ishares Russell 1000 ETF	-0.5%	+3.49%	加碼
21	VUG	Vanguard Growth ETF	-0.5%	-5.27%	減碼
22	VCSH	Vanguard S/t CORP Bond ETF	-0.5%	-0.63%	減碼
23	DVY	Ishares Select Dividend ETF	-0.5%	+2.62%	加碼
24	XLV	Ss Health Care Select Sector	-0.6%	+0.26%	加碼
25	PFF	Ishares Preferred & Income S	-0.6%	+11.97%	加碼
26	XLF	Ss Financial Select Sector	-0.6%	-19.55%	減碼
27	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-0.6%	-1.69%	減碼
28	XLI	Ss Industrial Select Sector	-0.7%	-2.14%	減碼
29	IWD	Ishares Russell 1000 Value E	-0.7%	+1.93%	加碼
30	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.7%	-20.49%	減碼
31	SCHD	Schwab U.S. Dividend Equity ETF	-0.8%	+5.86%	加碼
32	VWO	Vanguard Ftse Emerging Marke	-0.8%	-5.53%	減碼
33	VIG	Vanguard Dividend Apprec ETF	-0.8%	-6.99%	減碼
34	IVV	Ishares Core S&p 500 ETF	-0.9%	+3.27%	加碼
35	IWM	Ishares Russell 2000 ETF	-0.9%	-4.79%	減碼
36	AAPL	Apple INC	-0.9%	+558.98%	加碼
37	IVW	Ishares S&p 500 Growth ETF	-1%	-48.57%	減碼
38	BND	Vanguard Total Bond Market	-1%	+0.52%	加碼
39	IJH	Ishares Core S&p Midcap ETF	-1%	-3.90%	減碼
40	EFA	Ishares Msci Eafe ETF	-1%	+12.53%	加碼
41	AGG	Ishares Core U.s. Aggregate	-1%	+8.06%	加碼
42	IWF	Ishares Russell 1000 Growth	-1.1%	+0.48%	加碼
43	MBB	Ishares Mbs ETF	-1.2%	-65.98%	減碼
44	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	-1.2%	-1.67%	減碼
45	IJR	Ishares Core S&p Small-cap E	-1.3%	-44.65%	減碼
46	PKWUSD	Invesco Buyback Achievers Et	-1.7%	-8.12%	減碼
47	SPY	Ss Spdr S&p 500 ETF Trust-us	-1.8%	+39.77%	加碼
48	✓	Powershares Qqq Trust Ser 1	-2%	+9.13%	加碼
49	MDY	State Street Spdr S&p Midcap	-3.7%	+4.74%	加碼
50	VTI	Vanguard Total Stock Mkt ETF	-3.9%	+0.32%	加碼