Founders Financial Securities LLC — Q1 2017 13F 持股

Name: Founders Financial Securities LLC — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001342396

申報總市值

US$17.7億

← 回到最新季度

本季完整持股清單

#	代號	標的名稱	資產子類別	佔比	佔比變動	持倉量變化
1	VTV	Vanguard Value ETF	ETF-其他	14.64%	-0.22%	-10.85%
2	IVW	Ishares S&p 500 Growth ETF	ETF-大型股與成長	7.14%	—	-24.32%
3	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-大型股與成長	5.01%	—	+2.62%
4	VO	Vanguard Mid-cap ETF	ETF-其他	4.89%	+0.03%	+3.11%
5	DBEU	Xtrackers Msci Europe Hedged	ETF-其他	4.30%	—	—
6	VB	Vanguard Small-cap ETF	ETF-其他	4.04%	—	+19.86%
7	VWO	Vanguard Ftse Emerging Marke	ETF-新興市場	3.83%	—	+3.83%
8	EEM	Ishares Msci Emerging Market	ETF-新興市場	3.71%	—	-2.83%
9	✓	Powershares Qqq Trust Ser 1	股票-其他	3.57%	—	—
10	DBEF	Xtrackers Msci Eafe Hedged E	ETF-其他	3.10%	—	+3.66%
11	AGG	Ishares Core U.s. Aggregate	ETF-其他	2.88%	—	+5.33%
12	IWF	Ishares Russell 1000 Growth	ETF-其他	2.58%	—	+3.04%
13	VEU	Vanguard Ftse All-world Ex-u	ETF-其他	2.50%	—	+3.58%
14	BND	Vanguard Total Bond Market	ETF-其他	2.13%	—	+3.30%
15	QUAL	Ishares Msci USA Quality Fac	ETF-其他	1.89%	—	+24.18%
16	EFA	Ishares Msci Eafe ETF	ETF-其他	1.78%	—	-75.56%
17	HTD	John Hancock Tax Adv Dvd INC	股票-其他	1.61%	—	—
18	TOTL	Ss Doubleline Tr Tact ETF	ETF-其他	1.47%	—	+1.51%
19	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-投資等級公司債	1.37%	—	+1.66%
20	IVV	Ishares Core S&p 500 ETF	ETF-大型股與成長	1.31%	—	+0.83%
21	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-非投資等級債	1.27%	—	+31.09%
22	✓	Powershares ETF Tr Ii	ETF-其他	1.27%	—	+6.44%
23	VBK	Vanguard Small-cap Grwth ETF	ETF-其他	1.18%	—	-45.87%
24	FEZ	State Street Spdr Euro Stoxx	ETF-其他	1.15%	—	—
25	VBR	Vanguard Small-cap Value ETF	ETF-其他	1.10%	—	-56.64%
26	CWI	State Street Spdr Msci Acwi	ETF-其他	0.96%	—	+41.21%
27	AMLPUSD	Alerian Mlp ETF	ETF-其他	0.92%	—	-4.24%
28	NZF	Nuveen Municipal Credit Income Fund	股票-其他	0.91%	—	—
29	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-其他	0.85%	—	-1.20%
30	SHY	Ishares 1-3 Year Treasury Bo	ETF-政府公債	0.77%	—	+3.66%
31	FXG	First Trust Consumer Staples	ETF-其他	0.72%	—	-3.36%
32	XT	Ishar Fture Exp Tech Etf-usd	ETF-科技型	0.64%	—	—
33	IHI	Ishares U.s. Medical Devices	ETF-其他	0.63%	—	—
34	IJH	Ishares Core S&p Midcap ETF	ETF-其他	0.62%	—	+0.67%
35	✓	Invesco Financial Preferred ETF	ETF-其他	0.61%	—	-1.38%
36	XLF	Ss Financial Select Sector	ETF-其他	0.59%	-0.40%	—
37	WMT	Walmart INC	股票-非循環性消費	0.44%	—	+54.65%
38	✓	Powershares Dynamic Large Cap	股票-其他	0.43%	—	-64.73%
39	IWR	Ishares Russell Mid-cap ETF	ETF-其他	0.39%	—	+8.50%
40	MUB	Ishares National Muni Bond E	ETF-其他	0.37%	—	-38.84%
41	QCOM	Qualcomm INC	股票-科技	0.37%	—	—
42	MAT	Mattel INC	股票-循環性消費	0.36%	—	—
43	LVS	Las Vegas Sands CORP	股票-循環性消費	0.36%	—	—
44	CVS	Cvs Health CORP	股票-醫療保健	0.36%	—	—
45	UTXZ	United Tech CORP	股票-其他	0.36%	—	—
46	CSCO	Cisco Systems INC	股票-科技	0.36%	—	-5.96%
47	GILD	Gilead Sciences INC	股票-醫療保健	0.35%	—	+29.11%
48	KO	Coca-cola Co/the	股票-非循環性消費	0.35%	—	+33.46%
49	MGA	Magna International INC	股票-循環性消費	0.35%	—	+74.62%
50	RIO	Rio Tinto Plc-spon Adr	股票-原物料	0.34%	—	—

1–50 of 89

本季持股變動

Founders Financial Securities LLC 於截至 Q1 2017 該季申報之持倉異動，含代號、發行人、權重變化、股數變化與操作類型
#	代號	標的名稱	佔比變動	持倉量變化	異動類型
1	VB	Vanguard Small-cap ETF	+0.5%	+19.86%	加碼
2	QUAL	Ishares Msci USA Quality Fac	+0.3%	+24.18%	加碼
3	CWI	State Street Spdr Msci Acwi	+0.3%	+41.21%	加碼
4	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	+0.2%	+31.09%	加碼
5	VWO	Vanguard Ftse Emerging Marke	+0.2%	+3.83%	加碼
6	VEU	Vanguard Ftse All-world Ex-u	+0.1%	+3.58%	加碼
7	IWF	Ishares Russell 1000 Growth	+0.1%	+3.04%	加碼
8	EEM	Ishares Msci Emerging Market	—	-2.83%	減碼
9	DBEF	Xtrackers Msci Eafe Hedged E	—	+3.66%	加碼
10	VO	Vanguard Mid-cap ETF	0%	+3.11%	加碼
11	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	+2.62%	加碼
12	MUB	Ishares National Muni Bond E	-0.3%	-38.84%	減碼
13	✓	Powershares Dynamic Large Cap	-0.8%	-64.73%	減碼
14	VBK	Vanguard Small-cap Grwth ETF	-1.1%	-45.87%	減碼
15	VBR	Vanguard Small-cap Value ETF	-1.6%	-56.64%	減碼
16	IVW	Ishares S&p 500 Growth ETF	-2.4%	-24.32%	減碼
17	VTV	Vanguard Value ETF	-2.9%	-10.85%	減碼
18	EFA	Ishares Msci Eafe ETF	-5.6%	-75.56%	減碼
19	DBEU	Xtrackers Msci Europe Hedged	—	NEW	新建倉
20	✓	Powershares Qqq Trust Ser 1	—	NEW	新建倉
21	HTD	John Hancock Tax Adv Dvd INC	—	NEW	新建倉
22	FEZ	State Street Spdr Euro Stoxx	—	NEW	新建倉
23	NZF	Nuveen Municipal Credit Income Fund	—	NEW	新建倉
24	XT	Ishar Fture Exp Tech Etf-usd	—	NEW	新建倉
25	IHI	Ishares U.s. Medical Devices	—	NEW	新建倉
26	XLF	Ss Financial Select Sector	—	NEW	新建倉
27	QCOM	Qualcomm INC	—	NEW	新建倉
28	LVS	Las Vegas Sands CORP	—	NEW	新建倉
29	MAT	Mattel INC	—	NEW	新建倉
30	CVS	Cvs Health CORP	—	NEW	新建倉
31	UTXZ	United Tech CORP	—	NEW	新建倉
32	DBBUSD	Invesco Db Base Metals Fund	—	EXIT	清倉
33	✓	Powershs Db Multi Sect Comm	—	EXIT	清倉
34	RIO	Rio Tinto Plc-spon Adr	—	NEW	新建倉
35	PKO	Pimco Income Opportunity Fnd	—	NEW	新建倉
36	CLX	Clorox Company	—	EXIT	清倉
37	TGT	Target CORP	—	EXIT	清倉
38	✓	Powershares S&p Smallcap Low	—	NEW	新建倉
39	KSS	Kohls CORP	—	NEW	新建倉
40	FDN	First Trust Dj Internet Ind	—	EXIT	清倉
41	KLAC	Kla CORP	—	EXIT	清倉
42	FXN	First Trust Energy Alphadex	—	EXIT	清倉
43	GSK	GSK plc ADRhedged	—	EXIT	清倉
44	PUK	Prudential Plc-adr	—	EXIT	清倉
45	UPS	United Parcel Service-cl B	—	EXIT	清倉
46	TPR	Tapestry, Inc.	—	NEW	新建倉
47	FTXO	First Trust Nasdaq Bank ETF	—	NEW	新建倉
48	TMLP	Tortoise MLP ETF	—	NEW	新建倉
49	BP	Bp Plc-spons Adr	—	EXIT	清倉
50	RDS-A	Shell Plc-spon Adr-a	—	EXIT	清倉

Founders Financial Securities LLC — Q1 2017 13F 持股

CIK: 0001342396

申報總市值

US$17.7億

← 回到最新季度

本季完整持股清單

#	代號	標的名稱	資產子類別	佔比	佔比變動	持倉量變化
1	VTV	Vanguard Value ETF	ETF-其他	14.64%	-0.22%	-10.85%
2	IVW	Ishares S&p 500 Growth ETF	ETF-大型股與成長	7.14%	—	-24.32%
3	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-大型股與成長	5.01%	—	+2.62%
4	VO	Vanguard Mid-cap ETF	ETF-其他	4.89%	+0.03%	+3.11%
5	DBEU	Xtrackers Msci Europe Hedged	ETF-其他	4.30%	—	—
6	VB	Vanguard Small-cap ETF	ETF-其他	4.04%	—	+19.86%
7	VWO	Vanguard Ftse Emerging Marke	ETF-新興市場	3.83%	—	+3.83%
8	EEM	Ishares Msci Emerging Market	ETF-新興市場	3.71%	—	-2.83%
9	✓	Powershares Qqq Trust Ser 1	股票-其他	3.57%	—	—
10	DBEF	Xtrackers Msci Eafe Hedged E	ETF-其他	3.10%	—	+3.66%
11	AGG	Ishares Core U.s. Aggregate	ETF-其他	2.88%	—	+5.33%
12	IWF	Ishares Russell 1000 Growth	ETF-其他	2.58%	—	+3.04%
13	VEU	Vanguard Ftse All-world Ex-u	ETF-其他	2.50%	—	+3.58%
14	BND	Vanguard Total Bond Market	ETF-其他	2.13%	—	+3.30%
15	QUAL	Ishares Msci USA Quality Fac	ETF-其他	1.89%	—	+24.18%
16	EFA	Ishares Msci Eafe ETF	ETF-其他	1.78%	—	-75.56%
17	HTD	John Hancock Tax Adv Dvd INC	股票-其他	1.61%	—	—
18	TOTL	Ss Doubleline Tr Tact ETF	ETF-其他	1.47%	—	+1.51%
19	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-投資等級公司債	1.37%	—	+1.66%
20	IVV	Ishares Core S&p 500 ETF	ETF-大型股與成長	1.31%	—	+0.83%
21	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-非投資等級債	1.27%	—	+31.09%
22	✓	Powershares ETF Tr Ii	ETF-其他	1.27%	—	+6.44%
23	VBK	Vanguard Small-cap Grwth ETF	ETF-其他	1.18%	—	-45.87%
24	FEZ	State Street Spdr Euro Stoxx	ETF-其他	1.15%	—	—
25	VBR	Vanguard Small-cap Value ETF	ETF-其他	1.10%	—	-56.64%
26	CWI	State Street Spdr Msci Acwi	ETF-其他	0.96%	—	+41.21%
27	AMLPUSD	Alerian Mlp ETF	ETF-其他	0.92%	—	-4.24%
28	NZF	Nuveen Municipal Credit Income Fund	股票-其他	0.91%	—	—
29	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-其他	0.85%	—	-1.20%
30	SHY	Ishares 1-3 Year Treasury Bo	ETF-政府公債	0.77%	—	+3.66%
31	FXG	First Trust Consumer Staples	ETF-其他	0.72%	—	-3.36%
32	XT	Ishar Fture Exp Tech Etf-usd	ETF-科技型	0.64%	—	—
33	IHI	Ishares U.s. Medical Devices	ETF-其他	0.63%	—	—
34	IJH	Ishares Core S&p Midcap ETF	ETF-其他	0.62%	—	+0.67%
35	✓	Invesco Financial Preferred ETF	ETF-其他	0.61%	—	-1.38%
36	XLF	Ss Financial Select Sector	ETF-其他	0.59%	-0.40%	—
37	WMT	Walmart INC	股票-非循環性消費	0.44%	—	+54.65%
38	✓	Powershares Dynamic Large Cap	股票-其他	0.43%	—	-64.73%
39	IWR	Ishares Russell Mid-cap ETF	ETF-其他	0.39%	—	+8.50%
40	MUB	Ishares National Muni Bond E	ETF-其他	0.37%	—	-38.84%
41	QCOM	Qualcomm INC	股票-科技	0.37%	—	—
42	MAT	Mattel INC	股票-循環性消費	0.36%	—	—
43	LVS	Las Vegas Sands CORP	股票-循環性消費	0.36%	—	—
44	CVS	Cvs Health CORP	股票-醫療保健	0.36%	—	—
45	UTXZ	United Tech CORP	股票-其他	0.36%	—	—
46	CSCO	Cisco Systems INC	股票-科技	0.36%	—	-5.96%
47	GILD	Gilead Sciences INC	股票-醫療保健	0.35%	—	+29.11%
48	KO	Coca-cola Co/the	股票-非循環性消費	0.35%	—	+33.46%
49	MGA	Magna International INC	股票-循環性消費	0.35%	—	+74.62%
50	RIO	Rio Tinto Plc-spon Adr	股票-原物料	0.34%	—	—

1–50 of 89

本季持股變動

Founders Financial Securities LLC 於截至 Q1 2017 該季申報之持倉異動，含代號、發行人、權重變化、股數變化與操作類型
#	代號	標的名稱	佔比變動	持倉量變化	異動類型
1	VB	Vanguard Small-cap ETF	+0.5%	+19.86%	加碼
2	QUAL	Ishares Msci USA Quality Fac	+0.3%	+24.18%	加碼
3	CWI	State Street Spdr Msci Acwi	+0.3%	+41.21%	加碼
4	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	+0.2%	+31.09%	加碼
5	VWO	Vanguard Ftse Emerging Marke	+0.2%	+3.83%	加碼
6	VEU	Vanguard Ftse All-world Ex-u	+0.1%	+3.58%	加碼
7	IWF	Ishares Russell 1000 Growth	+0.1%	+3.04%	加碼
8	EEM	Ishares Msci Emerging Market	—	-2.83%	減碼
9	DBEF	Xtrackers Msci Eafe Hedged E	—	+3.66%	加碼
10	VO	Vanguard Mid-cap ETF	0%	+3.11%	加碼
11	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	+2.62%	加碼
12	MUB	Ishares National Muni Bond E	-0.3%	-38.84%	減碼
13	✓	Powershares Dynamic Large Cap	-0.8%	-64.73%	減碼
14	VBK	Vanguard Small-cap Grwth ETF	-1.1%	-45.87%	減碼
15	VBR	Vanguard Small-cap Value ETF	-1.6%	-56.64%	減碼
16	IVW	Ishares S&p 500 Growth ETF	-2.4%	-24.32%	減碼
17	VTV	Vanguard Value ETF	-2.9%	-10.85%	減碼
18	EFA	Ishares Msci Eafe ETF	-5.6%	-75.56%	減碼
19	DBEU	Xtrackers Msci Europe Hedged	—	NEW	新建倉
20	✓	Powershares Qqq Trust Ser 1	—	NEW	新建倉
21	HTD	John Hancock Tax Adv Dvd INC	—	NEW	新建倉
22	FEZ	State Street Spdr Euro Stoxx	—	NEW	新建倉
23	NZF	Nuveen Municipal Credit Income Fund	—	NEW	新建倉
24	XT	Ishar Fture Exp Tech Etf-usd	—	NEW	新建倉
25	IHI	Ishares U.s. Medical Devices	—	NEW	新建倉
26	XLF	Ss Financial Select Sector	—	NEW	新建倉
27	QCOM	Qualcomm INC	—	NEW	新建倉
28	LVS	Las Vegas Sands CORP	—	NEW	新建倉
29	MAT	Mattel INC	—	NEW	新建倉
30	CVS	Cvs Health CORP	—	NEW	新建倉
31	UTXZ	United Tech CORP	—	NEW	新建倉
32	DBBUSD	Invesco Db Base Metals Fund	—	EXIT	清倉
33	✓	Powershs Db Multi Sect Comm	—	EXIT	清倉
34	RIO	Rio Tinto Plc-spon Adr	—	NEW	新建倉
35	PKO	Pimco Income Opportunity Fnd	—	NEW	新建倉
36	CLX	Clorox Company	—	EXIT	清倉
37	TGT	Target CORP	—	EXIT	清倉
38	✓	Powershares S&p Smallcap Low	—	NEW	新建倉
39	KSS	Kohls CORP	—	NEW	新建倉
40	FDN	First Trust Dj Internet Ind	—	EXIT	清倉
41	KLAC	Kla CORP	—	EXIT	清倉
42	FXN	First Trust Energy Alphadex	—	EXIT	清倉
43	GSK	GSK plc ADRhedged	—	EXIT	清倉
44	PUK	Prudential Plc-adr	—	EXIT	清倉
45	UPS	United Parcel Service-cl B	—	EXIT	清倉
46	TPR	Tapestry, Inc.	—	NEW	新建倉
47	FTXO	First Trust Nasdaq Bank ETF	—	NEW	新建倉
48	TMLP	Tortoise MLP ETF	—	NEW	新建倉
49	BP	Bp Plc-spons Adr	—	EXIT	清倉
50	RDS-A	Shell Plc-spon Adr-a	—	EXIT	清倉