Financial Management Professionals, Inc. — Q3 2013 13F 持股

Name: Financial Management Professionals, Inc. — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001568132

申報總市值

US$10.5億

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本季完整持股清單

僅顯示前 200 大持股（共 302 檔）

#	代號	標的名稱	資產子類別	佔比	佔比變動	持倉量變化
1	IWS	Ishares Russell Mid-cap Valu	ETF-其他	25.43%	—	+1.74%
2	SCHA	Schwab US Small-cap ETF	ETF-其他	11.22%	—	+0.36%
3	DEM	Wisdomtree Emerging Markets	ETF-新興市場	8.36%	—	+2.48%
4	SCHX	Schwab US Large-cap ETF	ETF-其他	6.92%	-0.68%	+45.66%
5	BWZ	State Street Spdr Bloomberg	ETF-其他	6.78%	-2.73%	—
6	VT	Vanguard Tot World Stk ETF	ETF-其他	6.21%	—	—
7	IWB	Ishares Russell 1000 ETF	ETF-其他	4.13%	+0.68%	+2.30%
8	✓	Powershares ETF Trust	ETF-其他	2.86%	—	+0.52%
9	SCZ	Ishares Msci Eafe Small-cap	ETF-其他	2.38%	—	+2.07%
10	IYG	Ishares U.s. Financial Servi	ETF-其他	2.10%	—	-0.17%
11	✓	Powershares ETF Trust	ETF-其他	2.03%	—	+184251.79%
12	IBB	Ishares Biotechnology ETF	ETF-科技型	2.02%	—	+0.52%
13	✓	Powershares ETF Trust	ETF-其他	2.00%	—	+0.56%
14	XTN	Ss Spdr S&p Transport ETF	ETF-其他	1.92%	—	+0.86%
15	XOM	Exxon Mobil CORP	股票-能源	1.77%	-0.13%	+0.10%
16	RXI	Ishares Global Consumer Disc	ETF-其他	1.55%	—	+0.77%
17	XLF	Ss Financial Select Sector	ETF-其他	1.47%	—	—
18	VO	Vanguard Mid-cap ETF	ETF-其他	1.10%	-0.06%	+1.85%
19	IVE	Ishares S&p 500 Value ETF	ETF-大型股與成長	0.99%	—	+1.97%
20	VEU	Vanguard Ftse All-world Ex-u	ETF-其他	0.98%	-0.05%	+2.47%
21	PEP	Pepsico INC	股票-非循環性消費	0.85%	—	-0.64%
22	CVX	Chevron CORP	股票-能源	0.28%	—	+0.24%
23	YUM	Yum! Brands INC	股票-循環性消費	0.27%	—	-3.13%
24	BTU	Peabody Energy Corporation	股票-能源	0.21%	—	—
25	AAPL	Apple INC	股票-科技	0.20%	+0.04%	-6.87%
26	PBT	Permian Basin Royalty Trust	股票-其他	0.19%	—	—
27	DELL	Dell Technologies Inc.	股票-科技	0.18%	—	—
28	PM	Philip Morris International	股票-非循環性消費	0.17%	—	—
29	DFS 0.25 07-03-14 0000	Discover Bank	股票-其他	0.16%	—	—
30	KMI	Kinder Morgan, Inc.	股票-能源	0.15%	—	—
31	HMSTBK 0.1 11-25-13 0000	Homestreet Bank	股票-其他	0.15%	—	—
32	AEP	American Electric Power Company, Inc.	股票-公用事業	0.14%	—	+4.50%
33	JPM	Jpmorgan Chase & Co	股票-金融	0.13%	—	-6.64%
34	GMATBK 0.15 10-25-13 0000	Ally Bank	股票-其他	0.12%	—	—
35	FE	Firstenergy CORP	股票-公用事業	0.11%	—	—
36	MO	Altria Group INC	股票-非循環性消費	0.10%	—	+11.39%
37	SO	Southern Co/the	股票-公用事業	0.10%	—	—
38	PCG	P G & E CORP	股票-公用事業	0.10%	—	—
39	DUK	Duke Energy CORP	股票-公用事業	0.10%	—	—
40	SAFR 0.25 08-29-14 0000	Safra National Bank	股票-其他	0.09%	—	—
41	MSFT	Microsoft CORP	股票-科技	0.08%	—	—
42	GS 5 10-15-13	Goldman Sachs Bank USA	股票-金融	0.08%	—	—
43	SAFR 0.45 05-14-14 0000	Safra National Bank	股票-其他	0.08%	—	—
44	PFE	Pfizer INC	股票-醫療保健	0.08%	—	+4.83%
45	COP	Conocophillips	股票-能源	0.08%	—	+0.56%
46	T	At&t INC	股票-通訊服務	0.07%	—	+10.12%
47	BRK-B	Berkshire Hathaway Inc-cl B	股票-其他	0.07%	—	—
48	COF 5 11-19-13	Capital One Bank USA NA	股票-金融	0.07%	—	—
49	✓	United States Natl Gas Fund	股票-其他	0.07%	—	—
50	LA CALMED 4 03-01-2018	Calcasieu Etc Hosp	股票-其他	0.07%	—	—

1–50 of 200

本季持股變動

Financial Management Professionals, Inc. 於截至 Q3 2013 該季申報之持倉異動，含代號、發行人、權重變化、股數變化與操作類型
#	代號	標的名稱	佔比變動	持倉量變化	異動類型
1	✓	Powershares ETF Trust	+2%	+184251.79%	加碼
2	SCHX	Schwab US Large-cap ETF	+1.6%	+45.66%	加碼
3	IBB	Ishares Biotechnology ETF	0%	+0.52%	加碼
4	TSLA	Tesla INC	0%	+7.20%	加碼
5	HD	Home Depot INC	0%	+697.67%	加碼
6	✓	Jds Uniphase CORP	0%	+125000.00%	加碼
7	SCZ	Ishares Msci Eafe Small-cap	0%	+2.07%	加碼
8	AAPL	Apple INC	0%	-6.87%	減碼
9	PBT	Permian Basin Royalty Trust	0%	—	不變
10	PCG	P G & E CORP	0%	—	不變
11	JPM	Jpmorgan Chase & Co	0%	-6.64%	減碼
12	VEU	Vanguard Ftse All-world Ex-u	-0.1%	+2.47%	加碼
13	VO	Vanguard Mid-cap ETF	-0.1%	+1.85%	加碼
14	RXI	Ishares Global Consumer Disc	-0.1%	+0.77%	加碼
15	✓	Powershares ETF Trust	-0.1%	+0.56%	加碼
16	SHV	Ishares 0-1 Year Treasury Bo	-0.1%	-87.57%	減碼
17	IVE	Ishares S&p 500 Value ETF	-0.1%	+1.97%	加碼
18	✓	Powershares ETF Trust	-0.2%	+0.52%	加碼
19	PEP	Pepsico INC	-0.2%	-0.64%	減碼
20	XTN	Ss Spdr S&p Transport ETF	-0.2%	+0.86%	加碼
21	IYG	Ishares U.s. Financial Servi	-0.3%	-0.17%	減碼
22	XOM	Exxon Mobil CORP	-0.4%	+0.10%	加碼
23	IWB	Ishares Russell 1000 ETF	-0.5%	+2.30%	加碼
24	DEM	Wisdomtree Emerging Markets	-0.7%	+2.48%	加碼
25	SCHA	Schwab US Small-cap ETF	-0.9%	+0.36%	加碼
26	IWS	Ishares Russell Mid-cap Valu	-2.8%	+1.74%	加碼
27	BWZ	State Street Spdr Bloomberg	—	NEW	新建倉
28	VT	Vanguard Tot World Stk ETF	—	NEW	新建倉
29	TLT	iShares 20+ Year Treasury Bond ETF	—	EXIT	清倉
30	VWO	Vanguard Ftse Emerging Marke	—	EXIT	清倉
31	ITB	Ishares U.s. Home Constructi	—	EXIT	清倉
32	XLF	Ss Financial Select Sector	—	NEW	新建倉
33	IXG	Ishares Global Financials Et	—	EXIT	清倉
34	HMSTBK 0.1 11-25-13 0000	Homestreet Bank	—	NEW	新建倉
35	GMATBK 0.15 10-25-13 0000	Ally Bank	—	NEW	新建倉
36	SAFR 0.25 08-29-14 0000	Safra National Bank	—	NEW	新建倉
37	DFS 5.1 08-20-13 CD	Discover Bank	—	EXIT	清倉
38	ILF	Ishares Latin America 40 ETF	—	EXIT	清倉
39	GMATBK 1.5 09-03-13 0000	Ally Bank	—	EXIT	清倉
40	DFS 0.3 09-11-14 0000	Discover Bank	—	NEW	新建倉
41	✓	Corporate Ppty Assoc 17	—	NEW	新建倉
42	✓		—	NEW	新建倉
43	✓	Windstream CORP	—	EXIT	清倉
44	ACWI	iShares MSCI ACWI ETF	—	NEW	新建倉
45	EWD	Ishares Msci Sweden ETF	—	NEW	新建倉
46	EWP	Ishares Msci Spain ETF	—	EXIT	清倉
47	EWA	Ishares Msci Australia ETF	—	EXIT	清倉
48	CIEN	Ciena CORP	—	NEW	新建倉
49	ETN	Eaton Corporation plc	—	EXIT	清倉
50	TX MERSCD 3.5 08-15-2013	Mercedes Isd-ref	—	EXIT	清倉