Alethea Capital Management, LLC — Q3 2015 13F 持股

Name: Alethea Capital Management, LLC — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001549408

申報總市值

US$1.9億

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本季完整持股清單

#	代號	標的名稱	資產子類別	佔比	佔比變動	持倉量變化
1	COF	Capital One Financial CORP	股票-金融	17.80%	—	-10.79%
2	EQIX	Equinix INC	股票-房地產	4.34%	—	—
3	✓	Neuralstem INC	股票-其他	3.96%	—	—
4	WU	Western Union Co	股票-金融	3.95%	—	+886.09%
5	ADT	ADT Inc.	股票-工業	3.64%	—	—
6	XLE	Ss Energy Select Sector	ETF-其他	3.49%	—	+516.35%
7	HAS	Hasbro INC	股票-循環性消費	3.30%	—	-10.48%
8	IBB	Ishares Biotechnology ETF	ETF-科技型	3.21%	—	—
9	KMI	Kinder Morgan INC	股票-能源	2.97%	—	—
10	UBS	UBS Group AG	股票-金融	2.80%	—	—
11	AES	Aes CORP	股票-公用事業	2.54%	—	—
12	✓	Delaware Enhanced Gbl Div &	股票-其他	2.48%	—	-1.13%
13	SJM	Jm Smucker Co/the	股票-非循環性消費	2.31%	—	-38.18%
14	XLNXEUR	Xilinx INC	股票-其他	2.28%	—	—
15	XLY	Ss Consumer Disc Select Sect	ETF-其他	2.22%	—	+210.98%
16	HRSEUR	L3harris Technologies INC	股票-其他	2.15%	—	+138.82%
17	IVZ	Invesco Ltd.	股票-金融	1.87%	—	—
18	MCD	Mcdonald's CORP	股票-循環性消費	1.76%	—	+150.17%
19	CNQ	Canadian Natural Resources	股票-能源	1.76%	—	+272.50%
20	SLB	Slb LTD	股票-能源	1.59%	—	—
21	KSS	Kohls CORP	股票-循環性消費	1.52%	—	-42.95%
22	CME	Cme Group INC	股票-金融	1.49%	—	-63.37%
23	DBL	Doubleline Opport Credit	股票-其他	1.47%	—	-3.33%
24	XEVMX	Eaton Vance Cal Muni Bond	股票-其他	1.47%	—	—
25	XHB	Ss Spdr S&p Homebldrs ETF	ETF-其他	1.45%	—	—
26	XEVVX	Eaton Vance LTD Durat INC	股票-其他	1.36%	—	—
27	PFE	Pfizer INC	股票-醫療保健	1.21%	—	+70.95%
28	MO	Altria Group INC	股票-非循環性消費	1.16%	—	-32.43%
29	FLOT	Ishares Floating Rate Bond E	ETF-其他	1.00%	—	+3.44%
30	HIO	Western Asset Hi INC Opport	股票-其他	0.93%	—	-4.49%
31	DXJ	Wisdomtree Japan Hedged Eq	ETF-其他	0.85%	—	-5.70%
32	VZ	Verizon Communications INC	股票-通訊服務	0.78%	—	-36.72%
33	BMY	Bristol-myers Squibb Co	股票-醫療保健	0.74%	—	-19.82%
34	✓		股票-其他	0.71%	—	—
35	LYB	LyondellBasell Industries N.V.	股票-原物料	0.70%	—	—
36	XLV	Ss Health Care Select Sector	ETF-其他	0.68%	—	-4.50%
37	XLP	Ss Consumer Staples Sel Sect	ETF-其他	0.68%	—	-4.50%
38	MSFT	Microsoft CORP	股票-科技	0.68%	—	+3.02%
39	XLK	Ss Technology Select Sector	ETF-科技型	0.67%	—	-4.65%
40	XTL	Ss Spdr S&p Telecom ETF	ETF-其他	0.67%	—	-4.99%
41	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-其他	0.65%	—	-4.31%
42	XLF	Ss Financial Select Sector	ETF-其他	0.64%	—	-4.52%
43	BLW	Blackrock LTD Durat INC Tr	股票-其他	0.64%	—	-5.03%
44	XNEAX	Nuveen Amt-fr Qlty Muni INC	股票-其他	0.64%	—	-5.27%
45	AFL	Aflac INC	股票-金融	0.64%	—	—
46	PFF	Ishares Preferred & Income S	ETF-其他	0.62%	—	+3.30%
47	XLI	Ss Industrial Select Sector	ETF-其他	0.61%	—	-4.26%
48	HP	Helmerich & Payne	股票-能源	0.60%	—	—
49	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-大型股與成長	0.60%	-0.04%	+61.42%
50	XLB	Ss Materials Select Sector	ETF-其他	0.56%	—	-4.54%

1–50 of 62

本季持股變動

Alethea Capital Management, LLC 於截至 Q3 2015 該季申報之持倉異動，含代號、發行人、權重變化、股數變化與操作類型
#	代號	標的名稱	佔比變動	持倉量變化	異動類型
1	WU	Western Union Co	+3.5%	+886.09%	加碼
2	XLE	Ss Energy Select Sector	+2.8%	+516.35%	加碼
3	XLY	Ss Consumer Disc Select Sect	+1.5%	+210.98%	加碼
4	HRSEUR	L3harris Technologies INC	+1.2%	+138.82%	加碼
5	CNQ	Canadian Natural Resources	+1.1%	+272.50%	加碼
6	MCD	Mcdonald's CORP	+1.1%	+150.17%	加碼
7	VZ	Verizon Communications INC	+0.8%	-36.72%	減碼
8	HAS	Hasbro INC	-0.6%	-10.48%	減碼
9	SJM	Jm Smucker Co/the	-1.3%	-38.18%	減碼
10	✓	Powershs Db US Dollar Index	-1.6%	+24.44%	加碼
11	KSS	Kohls CORP	-2.1%	-42.95%	減碼
12	TPR	Tapestry, Inc.	-2.3%	-84.36%	減碼
13	✓	Neuralstem INC	-2.4%	—	不變
14	CME	Cme Group INC	-2.7%	-63.37%	減碼
15	COF	Capital One Financial CORP	-6.7%	-10.79%	減碼
16	EQIX	Equinix INC	—	NEW	新建倉
17	ADT	ADT Inc.	—	NEW	新建倉
18	VLO	Valero Energy CORP	—	EXIT	清倉
19	IBB	Ishares Biotechnology ETF	—	NEW	新建倉
20	OKE	Oneok INC	—	EXIT	清倉
21	KMI	Kinder Morgan INC	—	NEW	新建倉
22	UBS	UBS Group AG	—	NEW	新建倉
23	AES	Aes CORP	—	NEW	新建倉
24	IWM	Ishares Russell 2000 ETF	—	EXIT	清倉
25	XLNXEUR	Xilinx INC	—	NEW	新建倉
26	IVZ	Invesco Ltd.	—	NEW	新建倉
27	SLB	Slb LTD	—	NEW	新建倉
28	XHB	Ss Spdr S&p Homebldrs ETF	—	NEW	新建倉
29	DUK	Du Pont E I De Nemour&Co	—	EXIT	清倉
30	ULCC	Frontier Group Holdings, Inc.	—	EXIT	清倉
31	IPG	Interpublic Group Of Cos INC	—	EXIT	清倉
32	✓		—	NEW	新建倉
33	LYB	LyondellBasell Industries N.V.	—	NEW	新建倉
34	MAC	Macerich Co/the	—	EXIT	清倉
35	AFL	Aflac INC	—	NEW	新建倉
36	HP	Helmerich & Payne	—	NEW	新建倉
37	MOS	Mosaic Co/the	—	EXIT	清倉
38	✓	Airgas INC	—	EXIT	清倉
39	HPE	Hewlett-Packard Company	—	EXIT	清倉
40	BA	Boeing Co/the	—	EXIT	清倉
41	✓		—	EXIT	清倉
42	KDP	Keurig Dr Pepper Inc.	—	EXIT	清倉
43	HRB	H&r Block INC	—	EXIT	清倉
44	PCG	P G & E CORP	—	EXIT	清倉
45	✓	Scana CORP New	—	EXIT	清倉
46	ADM	Archer-daniels-midland Co	—	NEW	新建倉
47	NAVI	Navient CORP	—	EXIT	清倉
48	HSY	Hershey Co/the	—	EXIT	清倉
49	✓	General Growth Pptys INC New	—	EXIT	清倉
50	IRM	Iron Mountain INC	—	EXIT	清倉