CIK: 0002052510
Total reported value
$192.7M
Reporting period: 2026-03-31 · Number of holdings: 1065
Whipplewood Advisors, LLC disclosed 1065 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $192.7M and a quarterly turnover rate of 34.1%.
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Whipplewood Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.020 — mathematically equivalent to about 50 equally-sized positions, well below its 1065 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.50), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 14% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add JAAA
+121.5% $9.5M
Trim TSLA
+0.9% -$768.1K
Trim VT
-25.8% -$945.4K
Trim VIG
-5.0% -$280.7K
Trim ARKK
-0.9% -$417.8K
Trim MTUM
-0.8% -$165.5K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 8.98% | +3.94% | +121.52% | |
| 2 | NPFE | Npf Core Equity ETF | ETF-Other | 5.64% | +5.64% | NEW | |
| 3 | JPLD | Jpmorgan LTD Duration ETF | ETF-Other | 4.07% | +4.07% | NEW | |
| 4 | BALT | Inn Defined Wealth Shield | ETF-Other | 2.48% | — | +0.08% | |
| 5 | WEA | Western Asset Premier Bond | Stock-Other | 2.03% | — | +0.85% | |
| 6 | TSLA | Tesla INC | Stock-Consumer Disc | 2.01% | -0.97% | +0.92% | |
| 7 | RDVI | Ft Vest Rising Dividend Achi | ETF-Other | 1.97% | — | +1.03% | |
| 8 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.92% | -0.64% | -5.02% | |
| 9 | AAPL | Apple INC | Stock-Tech | 1.81% | — | +5.31% | |
| 10 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.74% | -0.18% | +8.86% | |
| 11 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 1.69% | -0.50% | -0.76% | |
| 12 | VIGI | Vanguard Int Div App Indx Fd | ETF-Other | 1.60% | — | -0.51% | |
| 13 | ARKK | Ark Innovation ETF | ETF-Other | 1.46% | -0.62% | -0.89% | |
| 14 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 1.45% | — | -4.32% | |
| 15 | VT | Vanguard Tot World Stk ETF | ETF-Other | 1.31% | -0.92% | -25.82% | |
| 16 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 1.31% | -0.42% | -1.46% | |
| 17 | ARCC | Ares Capital CORP | Stock-Financials | 1.20% | — | +14.33% | |
| 18 | EPD | Enterprise Products Partners | Stock-Energy | 1.18% | -0.05% | — | |
| 19 | NVDA | Nvidia CORP | Stock-Tech | 1.16% | +0.10% | +45.19% | |
| 20 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 1.15% | -0.46% | -10.73% | |
| 21 | TAFI | AB Tax Aware Short Dur Muni | ETF-Other | 1.03% | — | -2.93% | |
| 22 | BXSL | Blackstone Secured Lending F | Stock-Financials | 1.02% | — | +17.23% | |
| 23 | DFP | Flaherty & Crumrine Dyn Pref | Stock-Other | 0.99% | — | -0.07% | |
| 24 | SFLR | Innovator Eqty Mgd Floor ETF | ETF-Other | 0.97% | — | -0.57% | |
| 25 | MSFT | Microsoft CORP | Stock-Tech | 0.92% | -0.43% | +9.80% | |
| 26 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.88% | — | +6.22% | |
| 27 | ALAI | Alger Ai Enable & Adopt ETF | ETF-Other | 0.87% | — | +3.96% | |
| 28 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 0.85% | — | -6.20% | |
| 29 | MSD | Morgan Stanley Emrg Mkt Debt | Stock-Other | 0.78% | — | +0.50% | |
| 30 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 0.78% | — | -3.33% | |
| 31 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.78% | -0.49% | -20.75% | |
| 32 | FNDE | Schwab Fndmntl Em Mrk Eq ETF | ETF-Other | 0.78% | — | -2.47% | |
| 33 | NIM | Nuveen Select Maturit Muni | Stock-Other | 0.75% | — | -1.49% | |
| 34 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.75% | -0.05% | +26.26% | |
| 35 | EEMV | Ishares Msci Emg Mkt Min Vol | ETF-Other | 0.75% | — | +1.14% | |
| 36 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.68% | — | -3.53% | |
| 37 | PRFZ | Inv Rafi US 1500 Sm-usd INC | ETF-Other | 0.67% | — | -1.78% | |
| 38 | SDVD | Ft Vest Smid Rising Dividend | ETF-Other | 0.66% | — | -0.03% | |
| 39 | HYT | Blackrock CORP Hi Yld | Stock-Other | 0.64% | — | +6.17% | |
| 40 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.59% | — | +0.27% | |
| 41 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.56% | -0.32% | -23.26% | |
| 42 | GBDC | Golub Capital Bdc INC | Stock-Financials | 0.55% | — | +6.66% | |
| 43 | MOTI | Vaneck Mstar Int Moat ETF | ETF-Other | 0.55% | — | +2.71% | |
| 44 | QFLR | Innovator Nasdaq-100 Mf ETF | ETF-Tech | 0.53% | — | -5.42% | |
| 45 | CGDV | Cap Group Dividend Value | ETF-Other | 0.53% | — | +8.45% | |
| 46 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 0.53% | — | -1.93% | |
| 47 | IIM | Invesco Value Municipal Inco | Stock-Other | 0.52% | — | -1.29% | |
| 48 | IGI | Western Asst Inv Gr Oppor Tr | Stock-Other | 0.51% | — | +1.74% | |
| 49 | DSU | Blackrock Debt Strategies | Stock-Other | 0.51% | — | +2.45% | |
| 50 | VKI | Invesco Adv Muni INC Tr Ii | Stock-Other | 0.51% | — | -0.34% |
Performance for Q3 2026
+2.9%
Performance Last 4 Quarters
+16.6%
Based on 70% of reported portfolio value with available pricing
Whipplewood Advisors, LLC's most significant position changes for 2026-03-31: New buy: Npf Core Equity ETF (NPFE); New buy: Jpmorgan LTD Duration ETF (JPLD); Sold out: Blue Owl Capital CORP (OBDC); New buy: Ares Management CORP - A (ARES); Sold out: Trinity Capital INC (TRIN).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JAAA | Janus Henderson Aaa Clo ETF | +3.9% | +121.52% | Add |
| 2 | TSM | Taiwan Semiconductor-sp Adr | +0.2% | +484.52% | Add |
| 3 | BX | Blackstone INC | +0.2% | +202.29% | Add |
| 4 | META | Meta Platforms Inc-class A | +0.2% | +1765.52% | Add |
| 5 | TSLX | Sixth Street Specialty Lendi | +0.1% | +177.55% | Add |
| 6 | NVDA | Nvidia CORP | +0.1% | +45.19% | Add |
| 7 | JNJ | Johnson & Johnson | +0.1% | +221.19% | Add |
| 8 | MCK | Mckesson CORP | +0.1% | +3400.00% | Add |
| 9 | SCHX | Schwab US Large-cap ETF | +0.1% | +1154.68% | Add |
| 10 | ASML | ASML Holding N.V. | +0.1% | +453.85% | Add |
| 11 | NVS | Novartis Ag-sponsored Adr | +0.1% | +1548.48% | Add |
| 12 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +146.63% | Add |
| 13 | JPM | Jpmorgan Chase & Co | +0.1% | +585.23% | Add |
| 14 | LIN | Linde plc | +0.1% | +13950.00% | Add |
| 15 | WDC | Western Digital CORP | +0.1% | +2495.00% | Add |
| 16 | CGBD | Carlyle Secured Lending INC | +0.1% | +99.39% | Add |
| 17 | CVX | Chevron CORP | +0.1% | +47.01% | Add |
| 18 | LRCX | Lam Research CORP | +0.1% | +49.20% | Add |
| 19 | V | Visa Inc-class A Shares | +0.1% | +109.37% | Add |
| 20 | AMZN | Amazon.com INC | 0% | +44.40% | Add |
| 21 | GOOG | Alphabet Inc-cl C | 0% | +49.31% | Add |
| 22 | HTGC | Hercules Capital INC | 0% | +66.07% | Add |
| 23 | EPD | Enterprise Products Partners | -0.1% | — | Unchanged |
| 24 | GOOGL | Alphabet Inc-cl A | -0.1% | +26.26% | Add |
| 25 | WSM | Williams-sonoma INC | -0.1% | -49.70% | Trim |
| 26 | VEA | Vanguard Ftse Developed ETF | -0.2% | +8.86% | Add |
| 27 | MCD | Mcdonald's CORP | -0.3% | -23.26% | Trim |
| 28 | OWL | Blue Owl Capital INC | -0.4% | -96.24% | Trim |
| 29 | JEPQ | JPM Nasdaq Equity Premium | -0.4% | -1.46% | Trim |
| 30 | MSFT | Microsoft CORP | -0.4% | +9.80% | Add |
| 31 | JEPI | Jpmorgan Equity Premium Inco | -0.5% | -10.73% | Trim |
| 32 | IVV | Ishares Core S&p 500 ETF | -0.5% | -20.75% | Trim |
| 33 | MTUM | Ishares Msci USA Momentum Fa | -0.5% | -0.76% | Trim |
| 34 | ARKK | Ark Innovation ETF | -0.6% | -0.89% | Trim |
| 35 | VIG | Vanguard Dividend Apprec ETF | -0.6% | -5.02% | Trim |
| 36 | VT | Vanguard Tot World Stk ETF | -0.9% | -25.82% | Trim |
| 37 | TSLA | Tesla INC | -1% | +0.92% | Add |
| 38 | NPFE | Npf Core Equity ETF | — | NEW | New buy |
| 39 | JPLD | Jpmorgan LTD Duration ETF | — | NEW | New buy |
| 40 | OBDC | Blue Owl Capital CORP | — | EXIT | Sold out |
| 41 | ARES | Ares Management CORP - A | — | NEW | New buy |
| 42 | TRIN | Trinity Capital INC | — | EXIT | Sold out |
| 43 | XMQTX | Blackrock Muniyield Qlty Ii | — | EXIT | Sold out |
| 44 | MQY | Blackrock Muniyield Quality | — | NEW | New buy |
| 45 | NCDL | Nuveen Churchill Direct Lend | — | EXIT | Sold out |
| 46 | MAIN | Main Street Capital CORP | — | NEW | New buy |
| 47 | CCAP | Crescent Capital Bdc INC | — | EXIT | Sold out |
| 48 | VONG | Vanguard Russell 1000 Growth | — | EXIT | Sold out |
| 49 | AZN | AstraZeneca PLC | — | NEW | New buy |
| 50 | COIN | Coinbase Global INC -class A | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-30 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-17 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-06 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-31 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-10 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-05 | 13F-HR | View on EDGAR |
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