CIK: 0001084469
Total reported value
$80.9M
Reporting period: 2013-12-31 · Number of holdings: 38
WESTON CAPITAL MANAGEMENT INC disclosed 38 holdings in its latest 13F filing for the period ending 2013-12-31, with total reported value of $80.9M and a quarterly turnover rate of 18.2%.
Browse other institutions with under $100M AUMBrowse other institutions starting with "W"
Weston Capital Management INC's disclosed holdings carry a Herfindahl concentration index of 0.085 — mathematically equivalent to about 12 equally-sized positions, well below its 38 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.52), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward initiating meaningfully larger new positions than it adds to existing ones (a 5.6 percentage-point tilt) — a pattern consistent with a more contrarian, new-idea-driven approach.
Sector classification currently covers about 43% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim BA
-34.8% -$1.5M
Trim 09254b109
-61.7% -$1.3M
Trim ERFGBP
-50.4% -$1.1M
Trim ABX
-15.5% -$497.0K
Trim 17275r102
-1.2% -$264.0K
Add 78467x109
-1.9% $1.3M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Spdr Dow Jones Indl Avrg ETF U | ETF-Other | 23.19% | +0.41% | -1.92% | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 7.35% | +0.35% | -1.40% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 6.81% | +0.22% | -0.82% | |
| 4 | BA | Boeing Co/the | Stock-Industrials | 5.72% | -2.25% | -34.79% | |
| 5 | ✓ | Cisco Systems, Inc. | Stock-Other | 5.70% | -0.66% | -1.20% | |
| 6 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 5.56% | +5.56% | NEW | |
| 7 | JNJ | Johnson & Johnson | Stock-Healthcare | 5.07% | -0.07% | -1.51% | |
| 8 | KO | Coca-cola Co/the | Stock-Consumer Staples | 3.86% | +0.07% | -1.49% | |
| 9 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 3.78% | +0.35% | -0.76% | |
| 10 | ✓ | Powershares Ftse Rafi US 1000 (prf) | Stock-Other | 3.35% | +0.13% | — | |
| 11 | ✓ | Merck & Co., Inc. | Stock-Other | 3.30% | -0.02% | — | |
| 12 | ✓ | Kinder Morgan, Inc. | Stock-Other | 3.13% | -0.18% | -1.19% | |
| 13 | ✓ | Exxon Mobil Corporation | Stock-Other | 2.55% | +0.26% | — | |
| 14 | ABX | Barrick Gold CORP | Stock-Financials | 2.46% | -0.79% | -15.50% | |
| 15 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 2.43% | +0.04% | — | |
| 16 | BGR | Blackrock Enrgy & Res Tr | Stock-Other | 1.83% | -0.26% | -1.75% | |
| 17 | ERFGBP | Enerplus CORP | Stock-Other | 1.57% | -1.47% | -50.36% | |
| 18 | ✓ | AbbVie Inc. | Stock-Other | 1.34% | +0.14% | — | |
| 19 | CVX | Chevron CORP | Stock-Energy | 1.01% | -0.03% | -0.27% | |
| 20 | ABT | Abbott Laboratories | Stock-Healthcare | 1.00% | +0.08% | — | |
| 21 | ✓ | Blackrock Real Asset Equity | Stock-Other | 0.94% | -1.73% | -61.68% | |
| 22 | ✓ | Blackrock Health Sciences Tr | Stock-Other | 0.87% | +0.01% | -2.09% | |
| 23 | ✓ | American Express Company | Stock-Other | 0.85% | +0.06% | — | |
| 24 | ✓ | Powershares Qqq Trust Ser 1 | Stock-Other | 0.82% | +0.04% | — | |
| 25 | USB | US Bancorp | Stock-Financials | 0.80% | +0.04% | — | |
| 26 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.76% | +0.06% | — | |
| 27 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.56% | -0.01% | -5.00% | |
| 28 | BAC | Bank Of America CORP | Stock-Financials | 0.48% | +0.03% | — | |
| 29 | IBM | Intl Business Machines CORP | Stock-Tech | 0.43% | -0.02% | -1.34% | |
| 30 | EPD | Enterprise Products Partners | Stock-Energy | 0.39% | — | -2.06% | |
| 31 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.38% | +0.04% | — | |
| 32 | MMM | 3m Co | Stock-Industrials | 0.38% | +0.04% | — | |
| 33 | ✓ | Calavo Growers INC | Stock-Other | 0.36% | -0.02% | — | |
| 34 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.30% | -0.01% | — | |
| 35 | AAPL | Apple INC | Stock-Tech | 0.30% | +0.03% | — | |
| 36 | ✓ | SPDR Gold Shares | Stock-Other | 0.28% | -0.04% | — | |
| 37 | ✓ | Wts Kinder Morgan INC Del Wt E | Stock-Other | 0.10% | -0.03% | — | |
| 38 | ✓ | Logic Devices Inc. | Stock-Other | — | — | — |
Not enough priced holdings yet to compute performance
Weston Capital Management INC's most significant position changes for 2013-12-31: New buy: Vanguard Ftse All-world Ex-u (VEU); Sold out: Amgen INC (AMGN); Trim: Boeing Co/the (BA) — shares -34.79%; Trim: Blackrock Real Asset Equity — shares -61.68%; Trim: Enerplus CORP (ERFGBP) — shares -50.36%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | Spdr Dow Jones Indl Avrg ETF U | +0.4% | -1.92% | Trim |
| 2 | MSFT | Microsoft CORP | +0.4% | -1.40% | Trim |
| 3 | AEP | American Electric Power Company, Inc. | +0.4% | -0.76% | Trim |
| 4 | ✓ | Exxon Mobil Corporation | +0.3% | — | Unchanged |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.2% | -0.82% | Trim |
| 6 | ✓ | AbbVie Inc. | +0.1% | — | Unchanged |
| 7 | ✓ | Powershares Ftse Rafi US 1000 (prf) | +0.1% | — | Unchanged |
| 8 | ABT | Abbott Laboratories | +0.1% | — | Unchanged |
| 9 | KO | Coca-cola Co/the | +0.1% | -1.49% | Trim |
| 10 | ✓ | American Express Company | +0.1% | — | Unchanged |
| 11 | BMY | Bristol-myers Squibb Co | +0.1% | — | Unchanged |
| 12 | PG | Procter & Gamble Co/the | 0% | — | Unchanged |
| 13 | ✓ | Powershares Qqq Trust Ser 1 | 0% | — | Unchanged |
| 14 | USB | US Bancorp | 0% | — | Unchanged |
| 15 | DIS | Walt Disney Co/the | 0% | — | Unchanged |
| 16 | MMM | 3m Co | 0% | — | Unchanged |
| 17 | BAC | Bank Of America CORP | 0% | — | Unchanged |
| 18 | AAPL | Apple INC | 0% | — | Unchanged |
| 19 | ✓ | Blackrock Health Sciences Tr | 0% | -2.09% | Trim |
| 20 | EPD | Enterprise Products Partners | — | -2.06% | Trim |
| 21 | ✓ | Logic Devices Inc. | — | — | Unchanged |
| 22 | VTI | Vanguard Total Stock Mkt ETF | 0% | -5.00% | Trim |
| 23 | SBUX | Starbucks CORP | 0% | — | Unchanged |
| 24 | ✓ | Merck & Co., Inc. | 0% | — | Unchanged |
| 25 | IBM | Intl Business Machines CORP | 0% | -1.34% | Trim |
| 26 | ✓ | Calavo Growers INC | 0% | — | Unchanged |
| 27 | CVX | Chevron CORP | 0% | -0.27% | Trim |
| 28 | ✓ | Wts Kinder Morgan INC Del Wt E | 0% | — | Unchanged |
| 29 | ✓ | SPDR Gold Shares | 0% | — | Unchanged |
| 30 | JNJ | Johnson & Johnson | -0.1% | -1.51% | Trim |
| 31 | ✓ | Kinder Morgan, Inc. | -0.2% | -1.19% | Trim |
| 32 | BGR | Blackrock Enrgy & Res Tr | -0.3% | -1.75% | Trim |
| 33 | ✓ | Cisco Systems, Inc. | -0.7% | -1.20% | Trim |
| 34 | ABX | Barrick Gold CORP | -0.8% | -15.50% | Trim |
| 35 | ERFGBP | Enerplus CORP | -1.5% | -50.36% | Trim |
| 36 | ✓ | Blackrock Real Asset Equity | -1.7% | -61.68% | Trim |
| 37 | BA | Boeing Co/the | -2.3% | -34.79% | Trim |
| 38 | VEU | Vanguard Ftse All-world Ex-u | — | NEW | New buy |
| 39 | AMGN | Amgen INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2013-12-31 | 2014-01-03 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-27 | Amendment | View on EDGAR |
| 2013-09-30 | 2013-11-26 | Amendment | View on EDGAR |
| 2013-09-30 | 2013-10-02 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-05 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001756283
Total reported value
$81.0M
94 stks
2022-09-30
Stale — no recent filing
AUM within 0.0% of this institution
CIK 0002093400
Total reported value
$81.0M
26 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001909251
Total reported value
$81.0M
81 stks
2022-09-30
Stale — no recent filing
AUM within 0.1% of this institution
Institutions with overlapping top holdings
CIK 0001166385
Total reported value
$368.6M
188 stks
2019-03-31
Stale — no recent filing
3 of the top 5 holdings overlap, including Boeing Co/the
CIK 0000014745
Total reported value
$400.4M
1,021 stks
2026-03-31
2 of the top 5 holdings overlap, including Ss Spdr S&p 500 ETF Trust-us
CIK 0000036966
Total reported value
$2.4B
2,094 stks
2026-03-31
2 of the top 5 holdings overlap, including Ss Spdr S&p 500 ETF Trust-us