CIK: 0001568303
Total reported value
$285.2M
Reporting period: 2026-03-31 · Number of holdings: 259
West Family Investments, Inc. disclosed 259 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $285.2M and a quarterly turnover rate of 46.8%.
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West Family Investments, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 33 equally-sized positions, well below its 259 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.60), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 67% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add SCHP
+12.7% $1.9M
Add TLT
+14.5% $1.7M
Trim MSFT
-39.7% -$8.2M
Add EQT
-2.8% $877.8K
Trim GOOGL
-45.2% -$6.9M
Trim NVDA
-39.5% -$8.7M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IAU | Ishares Gold Trust | ETF-Commodities | 11.94% | — | -8.96% | |
| 2 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 5.96% | +2.43% | +12.68% | |
| 3 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 5.84% | +2.33% | +14.47% | |
| 4 | NVDA | Nvidia CORP | Stock-Tech | 3.97% | -0.73% | -39.53% | |
| 5 | AAPL | Apple INC | Stock-Tech | 3.74% | -0.43% | -35.59% | |
| 6 | MBB | Ishares Mbs ETF | ETF-Other | 2.70% | — | — | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 2.48% | -1.12% | -39.66% | |
| 8 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.47% | -0.81% | -45.16% | |
| 9 | EQT | Eqt CORP | Stock-Energy | 2.31% | +0.97% | -2.83% | |
| 10 | EXE | Expand Energy CORP | Stock-Energy | 1.92% | — | — | |
| 11 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.90% | -0.32% | -36.39% | |
| 12 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 1.81% | -0.22% | -46.43% | |
| 13 | GDXJ | Vaneck Junior Gold Miners | ETF-Commodities | 1.45% | — | — | |
| 14 | AVGO | Broadcom INC | Stock-Tech | 1.30% | -0.27% | -38.07% | |
| 15 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.11% | -0.32% | -40.02% | |
| 16 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.94% | — | — | |
| 17 | TSLA | Tesla INC | Stock-Consumer Disc | 0.93% | -0.47% | -46.04% | |
| 18 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.92% | +0.06% | -24.52% | |
| 19 | LGO | Largo INC | Stock-Other | 0.86% | — | — | |
| 20 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.84% | — | -30.55% | |
| 21 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.83% | -0.29% | -41.74% | |
| 22 | XOM | Exxon Mobil CORP | Stock-Energy | 0.69% | -0.03% | -54.24% | |
| 23 | WMT | Walmart INC | Stock-Consumer Staples | 0.69% | -0.10% | -48.19% | |
| 24 | MU | Micron Technology INC | Stock-Tech | 0.62% | — | -19.81% | |
| 25 | CSCO | Cisco Systems INC | Stock-Tech | 0.61% | — | -25.27% | |
| 26 | V | Visa Inc-class A Shares | Stock-Financials | 0.61% | -0.11% | -34.08% | |
| 27 | CRSP | CRISPR Therapeutics AG | Stock-Healthcare | 0.59% | — | — | |
| 28 | CVS | Cvs Health CORP | Stock-Healthcare | 0.58% | — | -5.42% | |
| 29 | WM | Waste Management INC | Stock-Industrials | 0.55% | — | -12.98% | |
| 30 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.53% | — | -17.42% | |
| 31 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.52% | — | -13.82% | |
| 32 | CHT | Chunghwa Telecom Lt-spon Adr | Stock-Other | 0.52% | — | -15.14% | |
| 33 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.51% | — | -16.52% | |
| 34 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.51% | — | -10.61% | |
| 35 | MA | Mastercard INC - A | Stock-Financials | 0.51% | -0.14% | -40.26% | |
| 36 | AZN | AstraZeneca PLC | Stock-Healthcare | 0.49% | +0.49% | NEW | |
| 37 | ASML | ASML Holding N.V. | Stock-Tech | 0.45% | — | -44.65% | |
| 38 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.44% | -0.54% | -66.91% | |
| 39 | VZ | Verizon Communications INC | Stock-Comm Services | 0.44% | — | -1.70% | |
| 40 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.41% | -0.04% | -46.74% | |
| 41 | IBN | Icici Bank Ltd-spon Adr | Stock-Financials | 0.41% | — | -13.59% | |
| 42 | UMC | United Microelectron-sp Adr | Stock-Other | 0.39% | — | -17.86% | |
| 43 | ABBV | Abbvie INC | Stock-Healthcare | 0.37% | -0.12% | -46.40% | |
| 44 | SO | Southern Co/the | Stock-Utilities | 0.36% | — | +1.58% | |
| 45 | COR | Cencora INC | Stock-Healthcare | 0.36% | — | -14.67% | |
| 46 | ED | Consolidated Edison INC | Stock-Utilities | 0.36% | — | +0.60% | |
| 47 | LIN | Linde plc | Stock-Materials | 0.35% | — | -15.16% | |
| 48 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.34% | -0.09% | -36.08% | |
| 49 | CVX | Chevron CORP | Stock-Energy | 0.33% | — | -52.63% | |
| 50 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.33% | -0.08% | -51.24% |
Performance for Q3 2026
-1.2%
Performance Last 4 Quarters
+17.4%
Based on 80% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 259 | $285.2M | 47 | |
| 2025-12-31 | 351 | $425.9M | 100 | |
| 2025-09-30 | 377 | $444.8M | 0 | |
| 2025-06-30 | 368 | $383.2M | 0 | |
| 2025-03-31 | 272 | $265.5M | 100 | |
| 2024-12-31 | 284 | $287.0M | 0 | |
| 2024-09-30 | 293 | $293.7M | 0 | |
| 2024-06-30 | 252 | $333.5M | 0 | |
| 2024-03-31 | 259 | $322.3M | 0 | |
| 2023-12-31 | 236 | $295.3M | 0 | |
| 2023-09-30 | 227 | $286.7M | 0 | |
| 2023-06-30 | 235 | $257.2M | 0 | |
| 2023-03-31 | 200 | $252.5M | 0 | |
| 2022-12-31 | 234 | $293.0M | 0 | |
| 2022-09-30 | 220 | $238.2M | 0 | |
| 2022-06-30 | 226 | $251.6M | 0 | |
| 2022-03-31 | 292 | $351.8M | 0 | |
| 2021-12-31 | 317 | $363.4M | 0 | |
| 2021-09-30 | 318 | $335.7M | 0 | |
| 2021-06-30 | 343 | $369.4M | 0 | |
| 2021-03-31 | 79 | $274.4M | 57 | |
| 2020-12-31 | 120 | $328.4M | 61 | |
| 2020-09-30 | 92 | $266.5M | 100 | |
| 2020-06-30 | 90 | $413.7M | 63 | |
| 2020-03-31 | 90 | $251.2M | 63 | |
| 2019-12-31 | 90 | $413.7M | 14 | |
| 2019-09-30 | 79 | $402.5M | 8 | |
| 2019-06-30 | 82 | $397.4M | 5 | |
| 2019-03-31 | 87 | $399.9M | 100 | |
| 2018-12-31 | 90 | $386.7M | 0 | |
| 2018-09-30 | 89 | $422.5M | 18 | |
| 2018-06-30 | 85 | $405.5M | 11 | |
| 2018-03-31 | 85 | $378.2M | 18 | |
| 2017-12-31 | 91 | $389.2M | 100 | |
| 2017-09-30 | 89 | $826.9M | 71 | |
| 2017-06-30 | 100 | $456.3M | 24 | |
| 2017-03-31 | 91 | $520.0M | 18 | |
| 2016-12-31 | 113 | $567.7M | 19 | |
| 2016-09-30 | 109 | $538.5M | 12 | |
| 2016-06-30 | 118 | $548.5M | 25 | |
| 2016-03-31 | 121 | $609.8M | 49 | |
| 2015-12-31 | 116 | $389.8M | 36 | |
| 2015-09-30 | 113 | $483.8M | 29 | |
| 2015-06-30 | 110 | $470.9M | 33 | |
| 2015-03-31 | 115 | $487.5M | 16 | |
| 2014-12-31 | 111 | $507.7M | 12 | |
| 2014-09-30 | 106 | $478.8M | 10 | |
| 2014-06-30 | 105 | $482.5M | 11 | |
| 2014-03-31 | 105 | $456.9M | 16 | |
| 2013-12-31 | 107 | $434.8M | 20 | |
| 2013-09-30 | 100 | $394.8M | 10 | |
| 2013-06-30 | 105 | $377.6M | 0 |
West Family Investments, Inc.'s most significant position changes for 2026-03-31: Sold out: Heartflow INC (HTFL); Sold out: Astrazeneca Plc-spons Adr (AZNN); New buy: AstraZeneca PLC (AZN); Sold out: Alphabet Inc-cl C (GOOG); Sold out: Manulife Financial CORP (MFC).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SCHP | Schwab U.s. Tips ETF | +2.4% | +12.68% | Add |
| 2 | TLT | Ishares 20+ Year Treasury Bd | +2.3% | +14.47% | Add |
| 3 | EQT | Eqt CORP | +1% | -2.83% | Trim |
| 4 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | -24.52% | Trim |
| 5 | XOM | Exxon Mobil CORP | 0% | -54.24% | Trim |
| 6 | COST | Costco Wholesale CORP | 0% | -46.74% | Trim |
| 7 | BABA | Alibaba Group Holding-sp Adr | 0% | -31.20% | Trim |
| 8 | MCK | Mckesson CORP | -0.1% | -45.52% | Trim |
| 9 | IBM | Intl Business Machines CORP | -0.1% | -29.19% | Trim |
| 10 | GE | General Electric | -0.1% | -42.82% | Trim |
| 11 | NVS | Novartis Ag-sponsored Adr | -0.1% | -51.24% | Trim |
| 12 | PLTR | Palantir Technologies Inc-a | -0.1% | -36.08% | Trim |
| 13 | WFC | Wells Fargo & Co | -0.1% | -40.16% | Trim |
| 14 | WMT | Walmart INC | -0.1% | -48.19% | Trim |
| 15 | V | Visa Inc-class A Shares | -0.1% | -34.08% | Trim |
| 16 | ABBV | Abbvie INC | -0.1% | -46.40% | Trim |
| 17 | SHEL | Shell Plc-adr | -0.1% | -64.25% | Trim |
| 18 | SHOP | Shopify INC - Class A | -0.1% | -45.78% | Trim |
| 19 | BBVA | Banco Bilbao Vizcaya-sp Adr | -0.1% | -68.43% | Trim |
| 20 | GILD | Gilead Sciences INC | -0.1% | -61.81% | Trim |
| 21 | NVO | Novo-nordisk A/s-spons Adr | -0.1% | -64.53% | Trim |
| 22 | MA | Mastercard INC - A | -0.1% | -40.26% | Trim |
| 23 | AMD | Advanced Micro Devices | -0.1% | -61.52% | Trim |
| 24 | NFLX | Netflix INC | -0.2% | -57.07% | Trim |
| 25 | HSBC | Hsbc Holdings Plc-spons Adr | -0.2% | -58.99% | Trim |
| 26 | GS | Goldman Sachs Group INC | -0.2% | -68.10% | Trim |
| 27 | WIT | Wipro Ltd-adr | -0.2% | -58.44% | Trim |
| 28 | RSG | Republic Services INC | -0.2% | -64.45% | Trim |
| 29 | APH | Amphenol Corp-cl A | -0.2% | -66.00% | Trim |
| 30 | ABT | Abbott Laboratories | -0.2% | -76.71% | Trim |
| 31 | TSM | Taiwan Semiconductor-sp Adr | -0.2% | -46.43% | Trim |
| 32 | UNH | Unitedhealth Group INC | -0.3% | -78.34% | Trim |
| 33 | AVGO | Broadcom INC | -0.3% | -38.07% | Trim |
| 34 | LLY | Eli Lilly & Co | -0.3% | -41.74% | Trim |
| 35 | SAP | Sap Se-sponsored Adr | -0.3% | -71.08% | Trim |
| 36 | HDB | Hdfc Bank Ltd-adr | -0.3% | -73.70% | Trim |
| 37 | AMZN | Amazon.com INC | -0.3% | -36.39% | Trim |
| 38 | META | Meta Platforms Inc-class A | -0.3% | -40.02% | Trim |
| 39 | AAPL | Apple INC | -0.4% | -35.59% | Trim |
| 40 | TSLA | Tesla INC | -0.5% | -46.04% | Trim |
| 41 | JPM | Jpmorgan Chase & Co | -0.5% | -66.91% | Trim |
| 42 | NVDA | Nvidia CORP | -0.7% | -39.53% | Trim |
| 43 | GOOGL | Alphabet Inc-cl A | -0.8% | -45.16% | Trim |
| 44 | MSFT | Microsoft CORP | -1.1% | -39.66% | Trim |
| 45 | HTFL | Heartflow INC | — | EXIT | Sold out |
| 46 | AZNN | Astrazeneca Plc-spons Adr | — | EXIT | Sold out |
| 47 | AZN | AstraZeneca PLC | — | NEW | New buy |
| 48 | GOOG | Alphabet Inc-cl C | — | EXIT | Sold out |
| 49 | MFC | Manulife Financial CORP | — | EXIT | Sold out |
| 50 | ROP | Roper Technologies INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-07 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-11 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2026-02-10 | Amendment | View on EDGAR |
| 2025-09-30 | 2025-11-12 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-13 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-02 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-07 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-08 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-05 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-13 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-06 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-02 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-16 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-03 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-08 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2023-02-08 | Amendment | View on EDGAR |
| 2022-09-30 | 2022-11-04 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2023-02-08 | Amendment | View on EDGAR |
| 2022-06-30 | 2022-08-12 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-13 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-15 | Amendment | View on EDGAR |
| 2021-12-31 | 2022-02-15 | Amendment | View on EDGAR |
| 2021-12-31 | 2022-02-07 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2022-02-15 | Amendment | View on EDGAR |
| 2021-09-30 | 2022-02-15 | Amendment | View on EDGAR |
| 2021-09-30 | 2021-10-25 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2022-02-15 | Amendment | View on EDGAR |
| 2021-06-30 | 2021-08-12 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-12 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-16 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-12 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-12 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-08 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-14 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-13 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-08 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-13 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-05-13 | Amendment | View on EDGAR |
| 2018-12-31 | 2019-02-07 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-13 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-09 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-10 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-21 | Amendment | View on EDGAR |
| 2017-12-31 | 2018-02-12 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-13 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-03 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-03 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-13 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-12 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-12 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-11 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-10 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-13 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-14 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-13 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-14 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-10 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-12 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | Amendment | View on EDGAR |
| 2013-06-30 | 2013-08-13 | 13F-HR | View on EDGAR |
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