CIK: 0001559789
Total reported value
$1.7B
Reporting period: 2026-03-31 · Number of holdings: 653
Regal Investment Advisors LLC disclosed 653 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.7B and a quarterly turnover rate of 15.8%.
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Regal Investment Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.008 — mathematically equivalent to about 123 equally-sized positions, well below its 653 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.08), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 32% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim OEF
-77.1% -$13.6M
Add EFG
+969.4% $8.3M
Add GOVT
+162.4% $5.8M
Add VIXM
+661.4% $5.0M
Trim MSFT
+10.5% -$4.1M
Trim DYNF
-12.7% -$3.3M
Showing top 200 holdings (of 653 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.10% | +0.01% | +8.90% | |
| 2 | AAPL | Apple INC | Stock-Tech | 1.86% | -0.21% | -0.21% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.83% | -0.21% | -1.20% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.75% | -0.21% | -2.74% | |
| 5 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.61% | +0.03% | -5.93% | |
| 6 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.54% | — | +4.84% | |
| 7 | FTCS | First Trust Capital Strength | ETF-Other | 1.46% | — | +1.69% | |
| 8 | NVDA | Nvidia CORP | Stock-Tech | 1.34% | -0.15% | -0.33% | |
| 9 | VUG | Vanguard Growth ETF | ETF-Other | 1.33% | -0.13% | +5.64% | |
| 10 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 1.31% | +0.06% | +9.79% | |
| 11 | MSFT | Microsoft CORP | Stock-Tech | 1.29% | -0.29% | +10.53% | |
| 12 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.16% | — | -3.34% | |
| 13 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 1.16% | -0.13% | -6.93% | |
| 14 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.10% | — | +8.50% | |
| 15 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.02% | — | -7.51% | |
| 16 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.98% | +0.09% | -3.59% | |
| 17 | DYNF | Ishrs US E F R A Etf-usd INC | ETF-Other | 0.96% | -0.23% | -12.73% | |
| 18 | ABBV | Abbvie INC | Stock-Healthcare | 0.90% | — | -0.64% | |
| 19 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.88% | — | -0.00% | |
| 20 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.87% | — | +3.19% | |
| 21 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.87% | — | +5.98% | |
| 22 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 0.83% | — | -4.91% | |
| 23 | CVX | Chevron CORP | Stock-Energy | 0.78% | +0.22% | +6.89% | |
| 24 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.77% | — | +3.68% | |
| 25 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.74% | — | -2.39% | |
| 26 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.71% | — | -1.82% | |
| 27 | VZ | Verizon Communications INC | Stock-Comm Services | 0.66% | +0.15% | +8.69% | |
| 28 | MUB | Ishares National Muni Bond E | ETF-Other | 0.64% | — | +10.01% | |
| 29 | PWB | Invesco Large Cap Growth ETF | ETF-Large Cap & Growth | 0.63% | — | -0.99% | |
| 30 | PFE | Pfizer INC | Stock-Healthcare | 0.63% | +0.08% | +5.67% | |
| 31 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.62% | — | +0.09% | |
| 32 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.62% | — | +6.38% | |
| 33 | FV | First Trust Dw Focus 5 Fund | ETF-Other | 0.61% | — | +2.62% | |
| 34 | T | At&t INC | Stock-Comm Services | 0.60% | +0.09% | +4.02% | |
| 35 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 0.59% | -0.17% | -14.45% | |
| 36 | WMT | Walmart INC | Stock-Consumer Staples | 0.58% | — | -1.11% | |
| 37 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.57% | — | +7.88% | |
| 38 | MO | Altria Group INC | Stock-Consumer Staples | 0.57% | +0.05% | -1.36% | |
| 39 | PWV | Invesco Large Cap Value ETF | ETF-Large Cap & Growth | 0.55% | — | +1.09% | |
| 40 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 0.55% | +0.33% | +162.43% | |
| 41 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.54% | — | +1.00% | |
| 42 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.53% | — | +7.56% | |
| 43 | EMR | Emerson Electric Co | Stock-Industrials | 0.53% | — | +0.46% | |
| 44 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 0.53% | +0.48% | +969.39% | |
| 45 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 0.53% | — | +2.48% | |
| 46 | XOM | Exxon Mobil CORP | Stock-Energy | 0.51% | +0.19% | +18.04% | |
| 47 | MDT | Medtronic plc | Stock-Healthcare | 0.51% | — | +2.92% | |
| 48 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.49% | +0.08% | +18.04% | |
| 49 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.48% | — | +4.04% | |
| 50 | IBM | Intl Business Machines CORP | Stock-Tech | 0.48% | -0.10% | +5.93% |
Performance for Q3 2026
+3%
Performance Last 4 Quarters
+19%
Based on 76% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 653 | $1.7B | 16 | |
| 2025-12-31 | 584 | $1.7B | 17 | |
| 2025-09-30 | 516 | $1.5B | 31 | |
| 2025-06-30 | 481 | $1.3B | 0 | |
| 2025-03-31 | 460 | $1.2B | 100 | |
| 2024-12-31 | 465 | $1.3B | 0 | |
| 2024-09-30 | 500 | $1.4B | 0 | |
| 2024-06-30 | 570 | $1.5B | 0 | |
| 2024-03-31 | 582 | $1.5B | 0 | |
| 2023-12-31 | 544 | $1.3B | 0 | |
| 2023-09-30 | 499 | $1.2B | 0 | |
| 2023-06-30 | 514 | $1.2B | 0 | |
| 2023-03-31 | 517 | $1.1B | 0 | |
| 2022-12-31 | 492 | $1.0B | 0 | |
| 2022-09-30 | 480 | $948.0M | 0 | |
| 2022-06-30 | 498 | $960.6M | 0 | |
| 2022-03-31 | 528 | $1.1B | 0 | |
| 2021-12-31 | 535 | $1.1B | 0 | |
| 2021-09-30 | 526 | $1.0B | 0 | |
| 2021-06-30 | 527 | $996.9M | 18 | |
| 2021-03-31 | 28 | $98.7M | 100 | |
| 2020-12-31 | 468 | $884.5M | 100 | |
| 2020-09-30 | 28 | $84.6M | 100 | |
| 2020-06-30 | 330 | $545.5M | 100 | |
| 2020-03-31 | 27 | $68.1M | 100 | |
| 2019-12-31 | 344 | $555.9M | 15 | |
| 2019-09-30 | 318 | $512.4M | 14 | |
| 2019-06-30 | 317 | $513.2M | 18 | |
| 2019-03-31 | 355 | $491.9M | 24 | |
| 2018-12-31 | 333 | $456.4M | 35 | |
| 2018-09-30 | 319 | $475.0M | 55 | |
| 2018-06-30 | 257 | $329.3M | 45 | |
| 2018-03-31 | 311 | $452.5M | 18 | |
| 2017-12-31 | 286 | $448.7M | 21 | |
| 2017-09-30 | 279 | $428.7M | 22 | |
| 2017-06-30 | 261 | $403.7M | 28 | |
| 2017-03-31 | 262 | $383.3M | 23 | |
| 2016-12-31 | 244 | $361.7M | 29 | |
| 2016-09-30 | 259 | $352.5M | 19 | |
| 2016-06-30 | 246 | $363.8M | 26 | |
| 2016-03-31 | 245 | $369.2M | 42 | |
| 2015-12-31 | 264 | $385.6M | 35 | |
| 2015-09-30 | 1119 | $385.3M | 40 | |
| 2015-06-30 | 972 | $369.8M | 36 | |
| 2015-03-31 | 1006 | $404.8M | 33 | |
| 2014-12-31 | 943 | $373.0M | 42 | |
| 2014-09-30 | 967 | $330.9M | 35 | |
| 2014-06-30 | 931 | $280.8M | 71 | |
| 2014-03-31 | 909 | $236.2M | 65 | |
| 2013-12-31 | 841 | $174.7M | 48 | |
| 2013-09-30 | 907 | $171.2M | 52 | |
| 2013-06-30 | 960 | $181.1M | 0 |
Regal Investment Advisors LLC's most significant position changes for 2026-03-31: New buy: Ishares Def Industrials Act (IDEF); New buy: Ishares Lrg Cp Cr Act Etf-ui (BLCR); New buy: Zoom Communications INC (ZM); New buy: Ishares Msci International V (IVLU); Sold out: Global X S&p 500 Cove Call E (XYLD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | EFG | Ishares Msci Eafe Growth ETF | +0.5% | +969.39% | Add |
| 2 | GOVT | Ishares US Treasury Bond ETF | +0.3% | +162.43% | Add |
| 3 | VIXM | Proshares Vix Mid-term Fut | +0.3% | +661.37% | Add |
| 4 | CVX | Chevron CORP | +0.2% | +6.89% | Add |
| 5 | XOM | Exxon Mobil CORP | +0.2% | +18.04% | Add |
| 6 | SHV | Ishares 0-1 Year Treasury Bo | +0.2% | +175.92% | Add |
| 7 | VZ | Verizon Communications INC | +0.2% | +8.69% | Add |
| 8 | COST | Costco Wholesale CORP | +0.1% | +25.07% | Add |
| 9 | XLE | Ss Energy Select Sector | +0.1% | +10.49% | Add |
| 10 | JNJ | Johnson & Johnson | +0.1% | -3.59% | Trim |
| 11 | T | At&t INC | +0.1% | +4.02% | Add |
| 12 | SPMO | Invesco S&p 500 Momentum ETF | +0.1% | +84.49% | Add |
| 13 | PFE | Pfizer INC | +0.1% | +5.67% | Add |
| 14 | EEM | Ishares Msci Emerging Market | +0.1% | +18.04% | Add |
| 15 | BF-B | Brown-forman Corp-class B | +0.1% | +99.30% | Add |
| 16 | SLB | Slb LTD | +0.1% | +1.42% | Add |
| 17 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | +0.1% | +9.79% | Add |
| 18 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.1% | +76.52% | Add |
| 19 | ETR | Entergy CORP | +0.1% | +17.99% | Add |
| 20 | BSV | Vanguard Short-term Bond ETF | +0.1% | +18.91% | Add |
| 21 | MO | Altria Group INC | +0.1% | -1.36% | Trim |
| 22 | SCHD | Schwab US Dvd Equity ETF | 0% | -5.93% | Trim |
| 23 | IVV | Ishares Core S&p 500 ETF | 0% | +8.90% | Add |
| 24 | GSIE | Goldman Sachs Activebeta Int | -0.1% | -37.28% | Trim |
| 25 | SCHG | Schwab US Large-cap Growth | -0.1% | -8.98% | Trim |
| 26 | TLH | Ishares 10-20 Year Treasury | -0.1% | -13.06% | Trim |
| 27 | IBM | Intl Business Machines CORP | -0.1% | +5.93% | Add |
| 28 | MGK | Vanguard Mega Cap Growth ETF | -0.1% | -74.53% | Trim |
| 29 | EMB | Ishares Jp Morgan Usd Emergi | -0.1% | -59.78% | Trim |
| 30 | IVE | Ishares S&p 500 Value ETF | -0.1% | -6.93% | Trim |
| 31 | VUG | Vanguard Growth ETF | -0.1% | +5.64% | Add |
| 32 | IAU | Ishares Gold Trust | -0.2% | -49.01% | Trim |
| 33 | NVDA | Nvidia CORP | -0.2% | -0.33% | Trim |
| 34 | GSLC | Goldman Activebeta US Lc ETF | -0.2% | -14.45% | Trim |
| 35 | ITA | Ishares U.s. Aerospace & Def | -0.2% | -91.99% | Trim |
| 36 | MU | Micron Technology INC | -0.2% | -78.40% | Trim |
| 37 | QQQ | Invesco Qqq Trust Series 1 | -0.2% | -1.20% | Trim |
| 38 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.2% | -2.74% | Trim |
| 39 | AAPL | Apple INC | -0.2% | -0.21% | Trim |
| 40 | DYNF | Ishrs US E F R A Etf-usd INC | -0.2% | -12.73% | Trim |
| 41 | MSFT | Microsoft CORP | -0.3% | +10.53% | Add |
| 42 | OEF | Ishares S&p 100 ETF | -0.8% | -77.11% | Trim |
| 43 | IDEF | Ishares Def Industrials Act | — | NEW | New buy |
| 44 | BLCR | Ishares Lrg Cp Cr Act Etf-ui | — | NEW | New buy |
| 45 | ZM | Zoom Communications INC | — | NEW | New buy |
| 46 | IVLU | Ishares Msci International V | — | NEW | New buy |
| 47 | XYLD | Global X S&p 500 Cove Call E | — | EXIT | Sold out |
| 48 | SPYI | Neos S&p 500 High Income ETF | — | NEW | New buy |
| 49 | MAR | Marriott International -cl A | — | NEW | New buy |
| 50 | IGV | Ishares Expanded Tech-softwa | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-14 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-17 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-13 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-11 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-12 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-13 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-12 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-15 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-15 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-13 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-11 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-11 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-03-01 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-15 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-09 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-09 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-10 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-05 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-09 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-12 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-12 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-13 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-03 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-12 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-29 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-15 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-26 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-09 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-04 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-05 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-10 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-25 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-06 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-08 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-10 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-12 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-06 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-27 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-05 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-16 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-08 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-12 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-23 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-30 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-11 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2015-02-17 | Amendment | View on EDGAR |
| 2014-06-30 | 2014-08-15 | Amendment | View on EDGAR |
| 2014-06-30 | 2014-08-04 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2015-02-17 | Amendment | View on EDGAR |
| 2014-03-31 | 2014-04-18 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2015-02-17 | Amendment | View on EDGAR |
| 2013-12-31 | 2014-02-06 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-12 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-19 | 13F-HR | View on EDGAR |
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