CIK: 0000743127
Total reported value
$7.8B
Reporting period: 2026-03-31 · Number of holdings: 960
PINNACLE ASSOCIATES LTD disclosed 960 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $7.8B and a quarterly turnover rate of 14.2%.
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Pinnacle Associates LTD's disclosed holdings carry a Herfindahl concentration index of 0.010 — mathematically equivalent to about 99 equally-sized positions, well below its 960 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.95), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 47% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add JNJ
-0.4% $60.4M
Trim MSFT
+0.5% -$47.6M
Trim NVDA
-7.7% -$26.5M
Trim AAPL
-0.8% -$24.8M
Trim AVGO
-1.6% -$18.9M
Add UCTT
-4.4% $15.8M
Showing top 200 holdings (of 960 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JNJ | Johnson & Johnson | Stock-Healthcare | 5.19% | +0.78% | -0.44% | |
| 2 | AAPL | Apple INC | Stock-Tech | 3.99% | -0.31% | -0.81% | |
| 3 | NVDA | Nvidia CORP | Stock-Tech | 2.15% | -0.34% | -7.67% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 2.04% | -0.61% | +0.51% | |
| 5 | AVGO | Broadcom INC | Stock-Tech | 1.79% | -0.24% | -1.57% | |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.59% | -0.12% | -2.51% | |
| 7 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.56% | -0.19% | -2.27% | |
| 8 | VB | Vanguard Small-cap ETF | ETF-Other | 1.54% | — | +1.26% | |
| 9 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.52% | — | +3.85% | |
| 10 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.46% | -0.07% | +0.91% | |
| 11 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.43% | -0.13% | +1.73% | |
| 12 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.28% | -0.13% | -1.39% | |
| 13 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.26% | -0.14% | -1.50% | |
| 14 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.20% | — | +1.65% | |
| 15 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.20% | -0.10% | +5.56% | |
| 16 | MU | Micron Technology INC | Stock-Tech | 1.14% | -0.10% | -22.60% | |
| 17 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 1.06% | — | +0.54% | |
| 18 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.05% | — | +1.26% | |
| 19 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 1.02% | — | +3.99% | |
| 20 | CAT | Caterpillar INC | Stock-Industrials | 1.01% | +0.19% | -0.91% | |
| 21 | MS | Morgan Stanley | Stock-Financials | 0.95% | -0.08% | -0.52% | |
| 22 | COHR | Coherent CORP | Stock-Tech | 0.89% | +0.09% | -13.74% | |
| 23 | REGN | Regeneron Pharmaceuticals | Stock-Healthcare | 0.82% | — | -1.47% | |
| 24 | LRCX | Lam Research CORP | Stock-Tech | 0.79% | — | -24.11% | |
| 25 | WMT | Walmart INC | Stock-Consumer Staples | 0.77% | +0.07% | -0.60% | |
| 26 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.75% | +0.15% | +8.85% | |
| 27 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.73% | -0.13% | -0.45% | |
| 28 | CSCO | Cisco Systems INC | Stock-Tech | 0.70% | — | -0.75% | |
| 29 | V | Visa Inc-class A Shares | Stock-Financials | 0.69% | -0.10% | +0.59% | |
| 30 | LITE | Lumentum Holdings INC | Stock-Tech | 0.68% | +0.12% | -37.23% | |
| 31 | GLNG | Golar LNG Limited | Stock-Energy | 0.65% | +0.17% | -6.44% | |
| 32 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.64% | — | -2.80% | |
| 33 | HD | Home Depot INC | Stock-Consumer Disc | 0.64% | — | +0.31% | |
| 34 | AXP | American Express Co | Stock-Financials | 0.62% | -0.14% | -0.98% | |
| 35 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.58% | +0.07% | +1.01% | |
| 36 | ETN | Eaton Corporation plc | Stock-Industrials | 0.57% | — | -0.29% | |
| 37 | RTX | Rtx CORP | Stock-Industrials | 0.57% | — | -0.08% | |
| 38 | BAC | Bank Of America CORP | Stock-Financials | 0.55% | -0.08% | -1.58% | |
| 39 | LASR | Nlight INC | Stock-Other | 0.55% | +0.13% | -14.53% | |
| 40 | RCL | Royal Caribbean Cruises Ltd. | Stock-Consumer Disc | 0.54% | — | -6.69% | |
| 41 | XOM | Exxon Mobil CORP | Stock-Energy | 0.53% | +0.15% | -0.30% | |
| 42 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.52% | — | +5.32% | |
| 43 | ABBV | Abbvie INC | Stock-Healthcare | 0.52% | — | +10.53% | |
| 44 | CVX | Chevron CORP | Stock-Energy | 0.51% | +0.13% | -1.02% | |
| 45 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.51% | — | -1.13% | |
| 46 | BLK | Blackrock INC | Stock-Financials | 0.50% | — | -0.60% | |
| 47 | C | Citigroup INC | Stock-Financials | 0.49% | — | -0.76% | |
| 48 | GLW | Corning INC | Stock-Tech | 0.47% | +0.15% | -6.12% | |
| 49 | IBM | Intl Business Machines CORP | Stock-Tech | 0.46% | -0.07% | +5.67% | |
| 50 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.46% | — | +0.08% |
Performance for Q3 2026
+4%
Performance Last 4 Quarters
+36%
Based on 73% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 960 | $7.8B | 14 | |
| 2025-12-31 | 936 | $7.8B | 12 | |
| 2025-09-30 | 868 | $7.5B | 29 | |
| 2025-06-30 | 850 | $6.9B | 0 | |
| 2025-03-31 | 828 | $6.8B | 100 | |
| 2024-12-31 | 837 | $7.4B | 0 | |
| 2024-09-30 | 836 | $5.9B | 0 | |
| 2024-06-30 | 818 | $6.4B | 0 | |
| 2024-03-31 | 840 | $6.3B | 0 | |
| 2023-12-31 | 854 | $5.9B | 0 | |
| 2023-09-30 | 849 | $5.4B | 0 | |
| 2023-06-30 | 852 | $5.8B | 0 | |
| 2023-03-31 | 770 | $4.9B | 0 | |
| 2022-12-31 | 758 | $4.6B | 0 | |
| 2022-09-30 | 739 | $4.4B | 0 | |
| 2022-06-30 | 746 | $4.6B | 0 | |
| 2022-03-31 | 786 | $5.6B | 0 | |
| 2021-12-31 | 790 | $5.8B | 0 | |
| 2021-09-30 | 761 | $5.4B | 0 | |
| 2021-06-30 | 764 | $5.5B | 97 | |
| 2021-03-31 | 733 | $5.2B | 18 | |
| 2020-12-31 | 703 | $4.9B | 23 | |
| 2020-09-30 | 677 | $4.2B | 17 | |
| 2020-06-30 | 675 | $4.1B | 43 | |
| 2020-03-31 | 654 | $3.3B | 42 | |
| 2019-12-31 | 711 | $4.6B | 17 | |
| 2019-09-30 | 704 | $4.2B | 15 | |
| 2019-06-30 | 704 | $4.3B | 14 | |
| 2019-03-31 | 712 | $4.4B | 19 | |
| 2018-12-31 | 684 | $3.9B | 26 | |
| 2018-09-30 | 704 | $4.8B | 16 | |
| 2018-06-30 | 696 | $4.9B | 21 | |
| 2018-03-31 | 678 | $5.1B | 16 | |
| 2017-12-31 | 680 | $5.2B | 14 | |
| 2017-09-30 | 667 | $5.4B | 14 | |
| 2017-06-30 | 674 | $5.2B | 18 | |
| 2017-03-31 | 655 | $5.2B | 17 | |
| 2016-12-31 | 635 | $5.0B | 18 | |
| 2016-09-30 | 635 | $5.0B | 16 | |
| 2016-06-30 | 637 | $4.6B | 19 | |
| 2016-03-31 | 623 | $4.7B | 20 | |
| 2015-12-31 | 646 | $4.8B | 24 | |
| 2015-09-30 | 644 | $4.5B | 24 | |
| 2015-06-30 | 655 | $5.4B | 16 | |
| 2015-03-31 | 646 | $5.4B | 17 | |
| 2014-12-31 | 648 | $5.1B | 21 | |
| 2014-09-30 | 624 | $4.9B | 17 | |
| 2014-06-30 | 613 | $5.1B | 15 | |
| 2014-03-31 | 599 | $5.1B | 15 | |
| 2013-12-31 | 593 | $5.1B | 16 | |
| 2013-09-30 | 571 | $4.8B | 16 | |
| 2013-06-30 | 546 | $4.4B | 0 |
Pinnacle Associates LTD's most significant position changes for 2026-03-31: New buy: Tweedy Browne Insdr+valu ETF (COPY); Sold out: Tegna INC (TGNA); New buy: Antero Resources CORP (AR); Trim: Johnson & Johnson (JNJ) — shares -0.44%; Add: Microsoft CORP (MSFT) — shares +0.51%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JNJ | Johnson & Johnson | +0.8% | -0.44% | Trim |
| 2 | UCTT | Ultra Clean Holdings INC | +0.2% | -4.43% | Trim |
| 3 | CAT | Caterpillar INC | +0.2% | -0.91% | Trim |
| 4 | GLNG | Golar LNG Limited | +0.2% | -6.44% | Trim |
| 5 | XOM | Exxon Mobil CORP | +0.2% | -0.30% | Trim |
| 6 | GLW | Corning INC | +0.2% | -6.12% | Trim |
| 7 | MRK | Merck & Co. INC. | +0.2% | +8.85% | Add |
| 8 | ICHR | Ichor Holdings, Ltd. | +0.1% | -8.61% | Trim |
| 9 | CVX | Chevron CORP | +0.1% | -1.02% | Trim |
| 10 | LASR | Nlight INC | +0.1% | -14.53% | Trim |
| 11 | LITE | Lumentum Holdings INC | +0.1% | -37.23% | Trim |
| 12 | BE | Bloom Energy Corp- A | +0.1% | -11.30% | Trim |
| 13 | HELO | Jpmorgan Hedged Equity ETF | +0.1% | +105.14% | Add |
| 14 | AMAT | Applied Materials INC | +0.1% | -2.67% | Trim |
| 15 | VLO | Valero Energy CORP | +0.1% | -2.09% | Trim |
| 16 | COHR | Coherent CORP | +0.1% | -13.74% | Trim |
| 17 | AEIS | Advanced Energy Industries | +0.1% | -11.09% | Trim |
| 18 | GMOI | Gmo International Value ETF | +0.1% | +19.47% | Add |
| 19 | WMT | Walmart INC | +0.1% | -0.60% | Trim |
| 20 | SCHD | Schwab US Dvd Equity ETF | +0.1% | +1.01% | Add |
| 21 | UNH | Unitedhealth Group INC | -0.1% | -36.14% | Trim |
| 22 | QQQ | Invesco Qqq Trust Series 1 | -0.1% | +0.91% | Add |
| 23 | IBM | Intl Business Machines CORP | -0.1% | +5.67% | Add |
| 24 | TRMB | Trimble INC | -0.1% | -8.58% | Trim |
| 25 | XYL | Xylem INC | -0.1% | -4.97% | Trim |
| 26 | BAC | Bank Of America CORP | -0.1% | -1.58% | Trim |
| 27 | MS | Morgan Stanley | -0.1% | -0.52% | Trim |
| 28 | QCOM | Qualcomm INC | -0.1% | -33.07% | Trim |
| 29 | CVLT | Commvault Systems INC | -0.1% | -3.63% | Trim |
| 30 | META | Meta Platforms Inc-class A | -0.1% | +5.56% | Add |
| 31 | V | Visa Inc-class A Shares | -0.1% | +0.59% | Add |
| 32 | MU | Micron Technology INC | -0.1% | -22.60% | Trim |
| 33 | BX | Blackstone INC | -0.1% | -0.14% | Trim |
| 34 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | -2.51% | Trim |
| 35 | GOOGL | Alphabet Inc-cl A | -0.1% | -1.39% | Trim |
| 36 | KVUE | Kenvue INC | -0.1% | -94.93% | Trim |
| 37 | AMZN | Amazon.com INC | -0.1% | +1.73% | Add |
| 38 | LLY | Eli Lilly & Co | -0.1% | -0.45% | Trim |
| 39 | AXP | American Express Co | -0.1% | -0.98% | Trim |
| 40 | GOOG | Alphabet Inc-cl C | -0.1% | -1.50% | Trim |
| 41 | ORCL | Oracle CORP | -0.1% | -0.25% | Trim |
| 42 | FDN | First Trust Dj Internet Ind | -0.2% | -59.72% | Trim |
| 43 | JPM | Jpmorgan Chase & Co | -0.2% | -2.27% | Trim |
| 44 | AVGO | Broadcom INC | -0.2% | -1.57% | Trim |
| 45 | AAPL | Apple INC | -0.3% | -0.81% | Trim |
| 46 | NVDA | Nvidia CORP | -0.3% | -7.67% | Trim |
| 47 | MSFT | Microsoft CORP | -0.6% | +0.51% | Add |
| 48 | COPY | Tweedy Browne Insdr+valu ETF | — | NEW | New buy |
| 49 | TGNA | Tegna INC | — | EXIT | Sold out |
| 50 | AR | Antero Resources CORP | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-22 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-05 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-13 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-04 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-06 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-14 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-25 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-30 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-26 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-19 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-24 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-27 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-05 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-01 | Amendment | View on EDGAR |
| 2022-12-31 | 2023-01-25 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-01 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-02 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-05 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-02 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-19 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-02 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-12 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-26 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-23 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-14 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-13 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-03 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-08 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-05 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-10 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-05 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-13 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-08 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-11 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-12 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-13 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-09 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-10 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-10 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-15 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-13 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-11 | Amendment | View on EDGAR |
| 2015-12-31 | 2016-02-09 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-10 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-12 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-15 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-12 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-12 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-14 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-12 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-13 | 13F-HR | View on EDGAR |
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