OTA Financial Group L.P. Investment Portfolio — 13F Data

CIK: 0001317346

Sector-focusedLong-term holder

Total reported value

$143.2M

Reporting period: 2023-06-30 · Number of holdings: 7

OTA Financial Group L.P. disclosed 7 holdings in its latest 13F filing for the period ending 2023-06-30, with total reported value of $143.2M and a quarterly turnover rate of 0.0%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "O"

Personality snowflake

Concentration: 0
Portfolio Stability: 0
Momentum/Contrarian: 50
Sector conviction: 100
Diversification: 14
Sizing Uniformity: —

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

No holding changes this quarter

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OXY-WS	Occidental Petroleum-cw27	Stock-Other	45.22%	—	+207.12%
2	BKNG	Booking Holdings INC	Stock-Consumer Disc	32.06%	—	—
3	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	14.29%	—	—
4	✓	Scilex Holding Co	Stock-Other	4.02%	—	-0.39%
5	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	3.56%	—	—
6	LBRDK	Liberty Broadband-c	Stock-Comm Services	0.59%	—	-67.20%
7	✓	Biora Therapeutics INC	Stock-Other	0.26%	—	—

Portfolio Performance

Performance for Q3 2026

—

Performance Last 4 Quarters

—

Based on 0 months of available history

Based on 36% of reported portfolio value with available pricing

Stdev: —
Beta: —
Alpha: —
Max Drawdown: —
Annualized Perf: —
Batting Avg vs S&P: —
Sortino: —
Stutzer: —
Treynor: —
Sterling: —
Calmar: —
Information Ratio: —
Tracking Error: —
Stdev Down: —
Winning Months %: —
Losing Months %: —
Best 12 Months: —
Worst 12 Months: —
Efficiency Ratio: —
Sharpe: —
Stdev Sectors: +23.6%
Skewness: —
Kurtosis: —
Upside Potential: —

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2023-06-30	7	$143.2M	0	1OXY-WS 2BKNG 3BRK-B Top holdings2023-06-30 1.OXY-WS 2.BKNG 3.BRK-B 4.80880W 5.GOOGL 6.LBRDK 7.74319F
2023-03-31	46	$113.6M	0	1BIL 2OXY-WS 3MSFT Top holdings2023-03-31 1.BIL 2.OXY-WS 3.MSFT 4.META 5.80880W 6.GOOG 7.YRI 8.LBRDK 9.TYG 10.SCHW
2022-12-31	70	$100.3M	0	1OXY-WS 2PHYS 3BTX Top holdings2022-12-31 1.OXY-WS 2.PHYS 3.BTX 4.SJI 8.75 04-01-24 5.LBRDK 6.AGG 7.TYG 8.NTG 9.KYN 10.ECAT
2022-09-30	105	$116.5M	0	1OXY-WS 2PHYS 3EXEEZ Top holdings2022-09-30 1.OXY-WS 2.PHYS 3.EXEEZ 4.EXEEW 5.SCHZ 6.SJI 8.75 04-01-24 7.SJNK 8.GOOG 9.BTX 10.IGIB
2022-06-30	93	$208.8M	0	1OXY-WS 2PSLV 3SCHZ Top holdings2022-06-30 1.OXY-WS 2.PSLV 3.SCHZ 4.BND 5.SJI 8.75 04-01-24 6.PHYS 7.LBRDK 8.83587F 9.PSTHUSD 10.DREUSD
2022-03-31	97	$157.0M	0	1OXY-WS 2AVTR 6.25 05-15-22 A 3AGG Top holdings2022-03-31 1.OXY-WS 2.AVTR 6.25 05-15-22 A 3.AGG 4.HYG 5.83587F 6.VCSH 7.KYN 8.PAA 9.SJNK 10.VCIT
2021-12-31	82	$146.3M	0	1AVTR 6.25 05-15-22 A 2EXEEW 3PSLV Top holdings2021-12-31 1.AVTR 6.25 05-15-22 A 2.EXEEW 3.PSLV 4.NEE 4.872 09-01-22 5.PHYS 6.AGG 7.VCIT 8.886029 9.OXY-WS 10.HYG
2021-09-30	70	$83.0M	0	1BND 2OXY-WS 3PSLV Top holdings2021-09-30 1.BND 2.OXY-WS 3.PSLV 4.PHYS 5.RIOT 6.EXEEZ 7.PAA 8.PSTHUSD 9.IUSB 10.HYG
2021-06-30	95	$90.2M	100	1OXY-WS 2RIOT 3BND Top holdings2021-06-30 1.OXY-WS 2.RIOT 3.BND 4.WRI 5.MTB 6.PAYO 7.VER 8.PHYS 9.36258Q 10.PAA
2021-03-31	60	$125.1M	100	1GOOG 2RIOT 3PHYS Top holdings2021-03-31 1.GOOG 2.RIOT 3.PHYS 4.BND 5.OXY-WS 6.PAA 7.APOEUR 8.NBLXUSD 9.NVTA1EUR 10.34619R
2020-12-31	58	$151.2M	100	1AGG 2GOOG 3SCHZ Top holdings2020-12-31 1.AGG 2.GOOG 3.SCHZ 4.LBRDK 5.CEF 6.UA 7.TCF 8.LM03 9.GHIVUSD 10.GIX1EUR
2020-09-30	63	$107.8M	100	1CEF 2VCIT 3BND Top holdings2020-09-30 1.CEF 2.VCIT 3.BND 4.VSLR 5.SCHZ 6.LM03 7.LBRDK 8.LSXMKUSD 9.LEN-B 10.HYG
2020-06-30	38	$88.3M	100	1VCIT 2AGG 3LEN-B Top holdings2020-06-30 1.VCIT 2.AGG 3.LEN-B 4.PSLV 5.PHYS 6.LBRDK 7.LM03 8.LSXMKUSD 9.PAGP 10.654110
2020-03-31	42	$80.2M	100	1GOOG 2LSXMKUSD 3GLIBAEUR Top holdings2020-03-31 1.GOOG 2.LSXMKUSD 3.GLIBAEUR 4.LM03 5.LEN-B 6.MS 7.GLD 8.SCHZ 9.989701 10.SJNK
2019-12-31	54	$149.7M	100	10268742GOOG 3CEF Top holdings2019-12-31 1.026874 2.GOOG 3.CEF 4.LSXMKUSD 5.ZION 6.CHTR 7.RDS-A 8.PAA 9.LM03 10.PHYS
2019-09-30	47	$121.5M	100	10268742LBRDK 3PHYS Top holdings2019-09-30 1.026874 2.LBRDK 3.PHYS 4.PSLV 5.RDS-A 6.CEF 7.LM03 8.ZION 9.867914 10.LSXMKUSD
2019-06-30	48	$128.3M	100	1GOOGL 2PHYS3026874 Top holdings2019-06-30 1.GOOGL 2.PHYS 3.026874 4.CHTR 5.BPYPN 6.LSXMKUSD 7.QTS 6.5 PERP B 8.ZION 9.LM03 10.CEF
2019-03-31	36	$116.6M	100	1GOOGL 2BPYPN 3CHTR Top holdings2019-03-31 1.GOOGL 2.BPYPN 3.CHTR 4.AABAUSD 5.LSXMKUSD 6.QTS 6.5 PERP B 7.DD 8.CUZ 9.867914 10.FIS
2018-12-31	62	$212.6M	65	1BAC27523443PSLV Top holdings2018-12-31 1.BAC 2.752344 3.PSLV 4.QTS 6.5 PERP B 5.LM03 6.LSXMKUSD 7.QNDX 8.55264U 9.PHYS 10.CSFLUSD
2018-09-30	56	$241.6M	8	1BAC 2JCPB 3PSLV Top holdings2018-09-30 1.BAC 2.JCPB 3.PSLV 4.CEF 5.LBRDK 6.LM03 7.ZION 8.PHYS 9.LSXMKUSD 10.XXI
2018-06-30	65	$261.3M	59	1BAC 2JCPB 3PSLV Top holdings2018-06-30 1.BAC 2.JCPB 3.PSLV 4.CEF 5.LBRDK 6.96949L 7.LM03 8.ZION 9.PHYS 10.74978Q
2018-03-31	59	$297.2M	100	1BAC 2JCPB 3GOOG Top holdings2018-03-31 1.BAC 2.JCPB 3.GOOG 4.PHYS 5.CEF 6.693475 7.CHTR 8.PSLV 9.LEXEA 10.74978Q
2017-12-31	62	$253.7M	100	1JCPB 2BAC 3LBRDK Top holdings2017-12-31 1.JCPB 2.BAC 3.LBRDK 4.TMUS 5.GOOGL 6.026874 7.PHYS 8.PSLV 9.USA 10.GAB
2017-09-30	54	$181.3M	74	1TMUS 5.5 12-15-17 2BAC3026874 Top holdings2017-09-30 1.TMUS 5.5 12-15-17 2.BAC 3.026874 4.JCPB 5.ARNC 5.375 10-01-17 6.CHTR 7.PHYS 8.ROK 9.026874 10.139794
2017-06-30	54	$152.1M	5	1TMUS 5.5 12-15-17 2BAC3026874 Top holdings2017-06-30 1.TMUS 5.5 12-15-17 2.BAC 3.026874 4.ARNC 5.375 10-01-17 5.POT1EUR 6.JCPB 7.LM03 8.DUK 9.751452 10.UL
2017-03-31	58	$159.5M	100	1TMUS 5.5 12-15-17 2BAC3026874 Top holdings2017-03-31 1.TMUS 5.5 12-15-17 2.BAC 3.026874 4.ARNC 5.375 10-01-17 5.POT1EUR 6.742962 7.JCPB 8.LM03 9.DUK 10.751452
2016-12-31	54	$191.2M	100	1TMUS 5.5 12-15-1726934753JCPB Top holdings2016-12-31 1.TMUS 5.5 12-15-17 2.693475 3.JCPB 4.BAC 5.USA 6.026874 7.LSXMKUSD 8.WFC 9.LBRDK 10.PHYS
2016-09-30	46	$110.3M	100	1JCPB 2CCI 4.5 11-01-16 A 3APD Top holdings2016-09-30 1.JCPB 2.CCI 4.5 11-01-16 A 3.APD 4.693475 5.USA 6.751452 7.UA 8.984332 9.200340 10.WFC
2016-06-30	71	$130.8M	100	1NEE 5.799 09-01-16 2JCPB 3LM03 Top holdings2016-06-30 1.NEE 5.799 09-01-16 2.JCPB 3.LM03 4.751452 5.LSXMKUSD 6.UA 7.VGR V2.5 01-15-19 8.STRZ 9.G91442 10.WFC
2016-03-31	55	$57.6M	100	1JCPB27514523DUK Top holdings2016-03-31 1.JCPB 2.751452 3.DUK 4.CI 5.13342B 6.FTR 11.125 06-29-18 A 7.USA 8.00817Y 9.07177M 10.HE
2015-12-31	37	$41.6M	100	17514522WMB 3CI Top holdings2015-12-31 1.751452 2.WMB 3.CI 4.TMUS 5.5 12-15-17 5.88732J 6.USA 7.04269X 8.HE 9.USA 10.00817Y
2015-06-30	75	$141.3M	100	1SPY 2OCR 4 06-15-33 B 3NEE 5.889 09-01-15 Top holdings2015-06-30 1.SPY 2.OCR 4 06-15-33 B 3.NEE 5.889 09-01-15 4.HA 5 03-15-16 5.GILD 1.625 05-01-16 D 6.751452 7.37045V 8.25490A 9.88732J 10.89674K
2015-03-31	61	$186.4M	100	1JBLU 5.5 10-15-38 B 2NEE 5.889 09-01-15 3OCR 4 06-15-33 B Top holdings2015-03-31 1.JBLU 5.5 10-15-38 B 2.NEE 5.889 09-01-15 3.OCR 4 06-15-33 B 4.RTX 7.5 08-01-15 5.751452 6.25490A 7.37045V 8.HE 9.REG 10.481130
2014-12-31	75	$141.3M	100	1SPY 2OCR 4 06-15-33 B 3NEE 5.889 09-01-15 Top holdings2014-12-31 1.SPY 2.OCR 4 06-15-33 B 3.NEE 5.889 09-01-15 4.HA 5 03-15-16 5.GILD 1.625 05-01-16 D 6.751452 7.37045V 8.25490A 9.88732J 10.89674K
2014-09-30	61	$75.4M	100	1OCR 4 06-15-33 B 2PHYS388732J Top holdings2014-09-30 1.OCR 4 06-15-33 B 2.PHYS 3.88732J 4.GM 5.EPR 5.75 PERP C 6.KMI 7.RDS-A 8.T 9.GWR 5 10-01-15 10.G2554F
2014-03-31	63	$104.8M	100	1GT 5.875 04-01-14 2OCR 4 06-15-33 B 3AROC 4.25 06-15-14 Top holdings2014-03-31 1.GT 5.875 04-01-14 2.OCR 4 06-15-33 B 3.AROC 4.25 06-15-14 4.RDS-A 5.GM 6.EPR 5.75 PERP C 7.EFG 8.88732J 9.PHYS 10.UNUSD
2013-12-31	114	$159.5M	97	1BFH 4.75 05-15-14 2GM 3PHYS Top holdings2013-12-31 1.BFH 4.75 05-15-14 2.GM 3.PHYS 4.OCR 4 06-15-33 B 5.GT 5.875 04-01-14 6.RDS-A 7.EPR 5.75 PERP C 8.37045V 9.PSLV 10.37045V
2013-09-30	71	$178.5M	100	1BFH 4.75 05-15-14 2TER 4.5 03-15-14 TER337045V Top holdings2013-09-30 1.BFH 4.75 05-15-14 2.TER 4.5 03-15-14 TER 3.37045V 4.PHYS 5.GT 5.875 04-01-14 6.VWO 7.EEM 8.GM 4.75 12-01-13 B 9.SLV 10.37045V
2013-06-30	78	$217.6M	0	1BFH 4.75 05-15-14 2HRI 5.25 06-01-14 3TER 4.5 03-15-14 TER Top holdings2013-06-30 1.BFH 4.75 05-15-14 2.HRI 5.25 06-01-14 3.TER 4.5 03-15-14 TER 4.PHYS 5.65248E 6.OCR 4 06-15-33 B 7.NWS 8.23130A 9.DXJ 10.APA 6 08-01-13 D

Holding changes this quarter

Position changes disclosed by OTA Financial Group L.P. for the quarter ending 2023-06-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action

Filing History

Period	Filed	Type	EDGAR
2023-06-30	2023-08-17	13F-HR	View on EDGAR
2023-03-31	2023-05-04	13F-HR	View on EDGAR
2022-12-31	2023-02-09	13F-HR	View on EDGAR
2022-09-30	2022-10-17	13F-HR	View on EDGAR
2022-06-30	2022-07-15	13F-HR	View on EDGAR
2022-03-31	2022-04-19	13F-HR	View on EDGAR
2021-12-31	2022-01-28	13F-HR	View on EDGAR
2021-09-30	2021-10-12	13F-HR	View on EDGAR
2021-06-30	2021-07-28	13F-HR	View on EDGAR
2021-03-31	2021-04-14	13F-HR	View on EDGAR
2020-12-31	2021-01-20	13F-HR	View on EDGAR
2020-09-30	2020-10-28	13F-HR	View on EDGAR
2020-06-30	2020-07-16	13F-HR	View on EDGAR
2020-03-31	2020-04-16	Amendment	View on EDGAR
2020-03-31	2020-04-15	13F-HR	View on EDGAR
2019-12-31	2020-01-21	13F-HR	View on EDGAR
2019-09-30	2019-10-28	13F-HR	View on EDGAR
2019-06-30	2019-07-22	13F-HR	View on EDGAR
2019-03-31	2019-05-20	Amendment	View on EDGAR
2019-03-31	2019-04-15	13F-HR	View on EDGAR
2018-12-31	2019-01-24	13F-HR	View on EDGAR
2018-09-30	2018-10-19	13F-HR	View on EDGAR
2018-06-30	2018-07-16	13F-HR	View on EDGAR
2018-03-31	2018-04-19	13F-HR	View on EDGAR
2017-12-31	2018-02-22	13F-HR	View on EDGAR
2017-09-30	2017-10-25	Amendment	View on EDGAR
2017-09-30	2017-10-20	13F-HR	View on EDGAR
2017-06-30	2017-07-14	13F-HR	View on EDGAR
2017-03-31	2017-04-28	13F-HR	View on EDGAR
2016-12-31	2017-02-02	13F-HR	View on EDGAR
2016-09-30	2016-10-27	13F-HR	View on EDGAR
2016-06-30	2016-08-05	13F-HR	View on EDGAR
2016-03-31	2016-05-27	13F-HR	View on EDGAR
2015-12-31	2016-02-05	13F-HR	View on EDGAR
2015-06-30	2015-07-17	13F-HR	View on EDGAR
2015-03-31	2015-05-11	13F-HR	View on EDGAR
2014-12-31	2015-02-12	13F-HR	View on EDGAR
2014-09-30	2014-11-13	13F-HR	View on EDGAR
2014-03-31	2014-04-30	13F-HR	View on EDGAR
2013-12-31	2014-02-12	13F-HR	View on EDGAR
2013-09-30	2013-11-12	13F-HR	View on EDGAR
2013-06-30	2013-08-14	13F-HR	View on EDGAR

FAQ

What is OTA Financial Group L.P. and what type of investor is it?

OTA Financial Group L.P. is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-06-30), the firm manages a tracked equity portfolio valued at approximately $143.2M, spread across 7 disclosed positions.

What are OTA Financial Group L.P.'s largest equity positions?

Based on the latest 13F filing, OTA Financial Group L.P.'s top holdings by market value are: 1. Occidental Petroleum-cw27 (OXY-WS) — $64.7M (45.2%) 2. Booking Holdings INC (BKNG) — $45.9M (32.1%) 3. Berkshire Hathaway Inc-cl B (BRK-B) — $20.5M (14.3%) 4. Scilex Holding Co — $5.8M (4.0%) 5. Alphabet Inc-cl A (GOOGL) — $5.1M (3.6%)

What changes did OTA Financial Group L.P. make in its most recent portfolio filing?

No notable portfolio changes were recorded for OTA Financial Group L.P. in the most recent quarter. Holdings appear to have remained relatively stable.

What sectors does OTA Financial Group L.P. focus on?

OTA Financial Group L.P. is concentrated in the following sectors based on its current disclosed equity portfolio: • Consumer Discretionary: 64.2% • Financials: 28.6% • Communication Services: 7.1%

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OTA Financial Group L.P. Investment Portfolio — 13F Data

CIK: 0001317346

Sector-focusedLong-term holder

Total reported value

$143.2M

Reporting period: 2023-06-30 · Number of holdings: 7

OTA Financial Group L.P. disclosed 7 holdings in its latest 13F filing for the period ending 2023-06-30, with total reported value of $143.2M and a quarterly turnover rate of 0.0%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "O"

Personality snowflake

Concentration: 0
Portfolio Stability: 0
Momentum/Contrarian: 50
Sector conviction: 100
Diversification: 14
Sizing Uniformity: —

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Recent moves

No holding changes this quarter

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	OXY-WS	Occidental Petroleum-cw27	Stock-Other	45.22%	—	+207.12%
2	BKNG	Booking Holdings INC	Stock-Consumer Disc	32.06%	—	—
3	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	14.29%	—	—
4	✓	Scilex Holding Co	Stock-Other	4.02%	—	-0.39%
5	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	3.56%	—	—
6	LBRDK	Liberty Broadband-c	Stock-Comm Services	0.59%	—	-67.20%
7	✓	Biora Therapeutics INC	Stock-Other	0.26%	—	—

Portfolio Performance

Performance for Q3 2026

—

Performance Last 4 Quarters

—

Based on 0 months of available history

Based on 36% of reported portfolio value with available pricing

Stdev: —
Beta: —
Alpha: —
Max Drawdown: —
Annualized Perf: —
Batting Avg vs S&P: —
Sortino: —
Stutzer: —
Treynor: —
Sterling: —
Calmar: —
Information Ratio: —
Tracking Error: —
Stdev Down: —
Winning Months %: —
Losing Months %: —
Best 12 Months: —
Worst 12 Months: —
Efficiency Ratio: —
Sharpe: —
Stdev Sectors: +23.6%
Skewness: —
Kurtosis: —
Upside Potential: —

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2023-06-30	7	$143.2M	0	1OXY-WS 2BKNG 3BRK-B Top holdings2023-06-30 1.OXY-WS 2.BKNG 3.BRK-B 4.80880W 5.GOOGL 6.LBRDK 7.74319F
2023-03-31	46	$113.6M	0	1BIL 2OXY-WS 3MSFT Top holdings2023-03-31 1.BIL 2.OXY-WS 3.MSFT 4.META 5.80880W 6.GOOG 7.YRI 8.LBRDK 9.TYG 10.SCHW
2022-12-31	70	$100.3M	0	1OXY-WS 2PHYS 3BTX Top holdings2022-12-31 1.OXY-WS 2.PHYS 3.BTX 4.SJI 8.75 04-01-24 5.LBRDK 6.AGG 7.TYG 8.NTG 9.KYN 10.ECAT
2022-09-30	105	$116.5M	0	1OXY-WS 2PHYS 3EXEEZ Top holdings2022-09-30 1.OXY-WS 2.PHYS 3.EXEEZ 4.EXEEW 5.SCHZ 6.SJI 8.75 04-01-24 7.SJNK 8.GOOG 9.BTX 10.IGIB
2022-06-30	93	$208.8M	0	1OXY-WS 2PSLV 3SCHZ Top holdings2022-06-30 1.OXY-WS 2.PSLV 3.SCHZ 4.BND 5.SJI 8.75 04-01-24 6.PHYS 7.LBRDK 8.83587F 9.PSTHUSD 10.DREUSD
2022-03-31	97	$157.0M	0	1OXY-WS 2AVTR 6.25 05-15-22 A 3AGG Top holdings2022-03-31 1.OXY-WS 2.AVTR 6.25 05-15-22 A 3.AGG 4.HYG 5.83587F 6.VCSH 7.KYN 8.PAA 9.SJNK 10.VCIT
2021-12-31	82	$146.3M	0	1AVTR 6.25 05-15-22 A 2EXEEW 3PSLV Top holdings2021-12-31 1.AVTR 6.25 05-15-22 A 2.EXEEW 3.PSLV 4.NEE 4.872 09-01-22 5.PHYS 6.AGG 7.VCIT 8.886029 9.OXY-WS 10.HYG
2021-09-30	70	$83.0M	0	1BND 2OXY-WS 3PSLV Top holdings2021-09-30 1.BND 2.OXY-WS 3.PSLV 4.PHYS 5.RIOT 6.EXEEZ 7.PAA 8.PSTHUSD 9.IUSB 10.HYG
2021-06-30	95	$90.2M	100	1OXY-WS 2RIOT 3BND Top holdings2021-06-30 1.OXY-WS 2.RIOT 3.BND 4.WRI 5.MTB 6.PAYO 7.VER 8.PHYS 9.36258Q 10.PAA
2021-03-31	60	$125.1M	100	1GOOG 2RIOT 3PHYS Top holdings2021-03-31 1.GOOG 2.RIOT 3.PHYS 4.BND 5.OXY-WS 6.PAA 7.APOEUR 8.NBLXUSD 9.NVTA1EUR 10.34619R
2020-12-31	58	$151.2M	100	1AGG 2GOOG 3SCHZ Top holdings2020-12-31 1.AGG 2.GOOG 3.SCHZ 4.LBRDK 5.CEF 6.UA 7.TCF 8.LM03 9.GHIVUSD 10.GIX1EUR
2020-09-30	63	$107.8M	100	1CEF 2VCIT 3BND Top holdings2020-09-30 1.CEF 2.VCIT 3.BND 4.VSLR 5.SCHZ 6.LM03 7.LBRDK 8.LSXMKUSD 9.LEN-B 10.HYG
2020-06-30	38	$88.3M	100	1VCIT 2AGG 3LEN-B Top holdings2020-06-30 1.VCIT 2.AGG 3.LEN-B 4.PSLV 5.PHYS 6.LBRDK 7.LM03 8.LSXMKUSD 9.PAGP 10.654110
2020-03-31	42	$80.2M	100	1GOOG 2LSXMKUSD 3GLIBAEUR Top holdings2020-03-31 1.GOOG 2.LSXMKUSD 3.GLIBAEUR 4.LM03 5.LEN-B 6.MS 7.GLD 8.SCHZ 9.989701 10.SJNK
2019-12-31	54	$149.7M	100	10268742GOOG 3CEF Top holdings2019-12-31 1.026874 2.GOOG 3.CEF 4.LSXMKUSD 5.ZION 6.CHTR 7.RDS-A 8.PAA 9.LM03 10.PHYS
2019-09-30	47	$121.5M	100	10268742LBRDK 3PHYS Top holdings2019-09-30 1.026874 2.LBRDK 3.PHYS 4.PSLV 5.RDS-A 6.CEF 7.LM03 8.ZION 9.867914 10.LSXMKUSD
2019-06-30	48	$128.3M	100	1GOOGL 2PHYS3026874 Top holdings2019-06-30 1.GOOGL 2.PHYS 3.026874 4.CHTR 5.BPYPN 6.LSXMKUSD 7.QTS 6.5 PERP B 8.ZION 9.LM03 10.CEF
2019-03-31	36	$116.6M	100	1GOOGL 2BPYPN 3CHTR Top holdings2019-03-31 1.GOOGL 2.BPYPN 3.CHTR 4.AABAUSD 5.LSXMKUSD 6.QTS 6.5 PERP B 7.DD 8.CUZ 9.867914 10.FIS
2018-12-31	62	$212.6M	65	1BAC27523443PSLV Top holdings2018-12-31 1.BAC 2.752344 3.PSLV 4.QTS 6.5 PERP B 5.LM03 6.LSXMKUSD 7.QNDX 8.55264U 9.PHYS 10.CSFLUSD
2018-09-30	56	$241.6M	8	1BAC 2JCPB 3PSLV Top holdings2018-09-30 1.BAC 2.JCPB 3.PSLV 4.CEF 5.LBRDK 6.LM03 7.ZION 8.PHYS 9.LSXMKUSD 10.XXI
2018-06-30	65	$261.3M	59	1BAC 2JCPB 3PSLV Top holdings2018-06-30 1.BAC 2.JCPB 3.PSLV 4.CEF 5.LBRDK 6.96949L 7.LM03 8.ZION 9.PHYS 10.74978Q
2018-03-31	59	$297.2M	100	1BAC 2JCPB 3GOOG Top holdings2018-03-31 1.BAC 2.JCPB 3.GOOG 4.PHYS 5.CEF 6.693475 7.CHTR 8.PSLV 9.LEXEA 10.74978Q
2017-12-31	62	$253.7M	100	1JCPB 2BAC 3LBRDK Top holdings2017-12-31 1.JCPB 2.BAC 3.LBRDK 4.TMUS 5.GOOGL 6.026874 7.PHYS 8.PSLV 9.USA 10.GAB
2017-09-30	54	$181.3M	74	1TMUS 5.5 12-15-17 2BAC3026874 Top holdings2017-09-30 1.TMUS 5.5 12-15-17 2.BAC 3.026874 4.JCPB 5.ARNC 5.375 10-01-17 6.CHTR 7.PHYS 8.ROK 9.026874 10.139794
2017-06-30	54	$152.1M	5	1TMUS 5.5 12-15-17 2BAC3026874 Top holdings2017-06-30 1.TMUS 5.5 12-15-17 2.BAC 3.026874 4.ARNC 5.375 10-01-17 5.POT1EUR 6.JCPB 7.LM03 8.DUK 9.751452 10.UL
2017-03-31	58	$159.5M	100	1TMUS 5.5 12-15-17 2BAC3026874 Top holdings2017-03-31 1.TMUS 5.5 12-15-17 2.BAC 3.026874 4.ARNC 5.375 10-01-17 5.POT1EUR 6.742962 7.JCPB 8.LM03 9.DUK 10.751452
2016-12-31	54	$191.2M	100	1TMUS 5.5 12-15-1726934753JCPB Top holdings2016-12-31 1.TMUS 5.5 12-15-17 2.693475 3.JCPB 4.BAC 5.USA 6.026874 7.LSXMKUSD 8.WFC 9.LBRDK 10.PHYS
2016-09-30	46	$110.3M	100	1JCPB 2CCI 4.5 11-01-16 A 3APD Top holdings2016-09-30 1.JCPB 2.CCI 4.5 11-01-16 A 3.APD 4.693475 5.USA 6.751452 7.UA 8.984332 9.200340 10.WFC
2016-06-30	71	$130.8M	100	1NEE 5.799 09-01-16 2JCPB 3LM03 Top holdings2016-06-30 1.NEE 5.799 09-01-16 2.JCPB 3.LM03 4.751452 5.LSXMKUSD 6.UA 7.VGR V2.5 01-15-19 8.STRZ 9.G91442 10.WFC
2016-03-31	55	$57.6M	100	1JCPB27514523DUK Top holdings2016-03-31 1.JCPB 2.751452 3.DUK 4.CI 5.13342B 6.FTR 11.125 06-29-18 A 7.USA 8.00817Y 9.07177M 10.HE
2015-12-31	37	$41.6M	100	17514522WMB 3CI Top holdings2015-12-31 1.751452 2.WMB 3.CI 4.TMUS 5.5 12-15-17 5.88732J 6.USA 7.04269X 8.HE 9.USA 10.00817Y
2015-06-30	75	$141.3M	100	1SPY 2OCR 4 06-15-33 B 3NEE 5.889 09-01-15 Top holdings2015-06-30 1.SPY 2.OCR 4 06-15-33 B 3.NEE 5.889 09-01-15 4.HA 5 03-15-16 5.GILD 1.625 05-01-16 D 6.751452 7.37045V 8.25490A 9.88732J 10.89674K
2015-03-31	61	$186.4M	100	1JBLU 5.5 10-15-38 B 2NEE 5.889 09-01-15 3OCR 4 06-15-33 B Top holdings2015-03-31 1.JBLU 5.5 10-15-38 B 2.NEE 5.889 09-01-15 3.OCR 4 06-15-33 B 4.RTX 7.5 08-01-15 5.751452 6.25490A 7.37045V 8.HE 9.REG 10.481130
2014-12-31	75	$141.3M	100	1SPY 2OCR 4 06-15-33 B 3NEE 5.889 09-01-15 Top holdings2014-12-31 1.SPY 2.OCR 4 06-15-33 B 3.NEE 5.889 09-01-15 4.HA 5 03-15-16 5.GILD 1.625 05-01-16 D 6.751452 7.37045V 8.25490A 9.88732J 10.89674K
2014-09-30	61	$75.4M	100	1OCR 4 06-15-33 B 2PHYS388732J Top holdings2014-09-30 1.OCR 4 06-15-33 B 2.PHYS 3.88732J 4.GM 5.EPR 5.75 PERP C 6.KMI 7.RDS-A 8.T 9.GWR 5 10-01-15 10.G2554F
2014-03-31	63	$104.8M	100	1GT 5.875 04-01-14 2OCR 4 06-15-33 B 3AROC 4.25 06-15-14 Top holdings2014-03-31 1.GT 5.875 04-01-14 2.OCR 4 06-15-33 B 3.AROC 4.25 06-15-14 4.RDS-A 5.GM 6.EPR 5.75 PERP C 7.EFG 8.88732J 9.PHYS 10.UNUSD
2013-12-31	114	$159.5M	97	1BFH 4.75 05-15-14 2GM 3PHYS Top holdings2013-12-31 1.BFH 4.75 05-15-14 2.GM 3.PHYS 4.OCR 4 06-15-33 B 5.GT 5.875 04-01-14 6.RDS-A 7.EPR 5.75 PERP C 8.37045V 9.PSLV 10.37045V
2013-09-30	71	$178.5M	100	1BFH 4.75 05-15-14 2TER 4.5 03-15-14 TER337045V Top holdings2013-09-30 1.BFH 4.75 05-15-14 2.TER 4.5 03-15-14 TER 3.37045V 4.PHYS 5.GT 5.875 04-01-14 6.VWO 7.EEM 8.GM 4.75 12-01-13 B 9.SLV 10.37045V
2013-06-30	78	$217.6M	0	1BFH 4.75 05-15-14 2HRI 5.25 06-01-14 3TER 4.5 03-15-14 TER Top holdings2013-06-30 1.BFH 4.75 05-15-14 2.HRI 5.25 06-01-14 3.TER 4.5 03-15-14 TER 4.PHYS 5.65248E 6.OCR 4 06-15-33 B 7.NWS 8.23130A 9.DXJ 10.APA 6 08-01-13 D

Holding changes this quarter

Position changes disclosed by OTA Financial Group L.P. for the quarter ending 2023-06-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action

Filing History

Period	Filed	Type	EDGAR
2023-06-30	2023-08-17	13F-HR	View on EDGAR
2023-03-31	2023-05-04	13F-HR	View on EDGAR
2022-12-31	2023-02-09	13F-HR	View on EDGAR
2022-09-30	2022-10-17	13F-HR	View on EDGAR
2022-06-30	2022-07-15	13F-HR	View on EDGAR
2022-03-31	2022-04-19	13F-HR	View on EDGAR
2021-12-31	2022-01-28	13F-HR	View on EDGAR
2021-09-30	2021-10-12	13F-HR	View on EDGAR
2021-06-30	2021-07-28	13F-HR	View on EDGAR
2021-03-31	2021-04-14	13F-HR	View on EDGAR
2020-12-31	2021-01-20	13F-HR	View on EDGAR
2020-09-30	2020-10-28	13F-HR	View on EDGAR
2020-06-30	2020-07-16	13F-HR	View on EDGAR
2020-03-31	2020-04-16	Amendment	View on EDGAR
2020-03-31	2020-04-15	13F-HR	View on EDGAR
2019-12-31	2020-01-21	13F-HR	View on EDGAR
2019-09-30	2019-10-28	13F-HR	View on EDGAR
2019-06-30	2019-07-22	13F-HR	View on EDGAR
2019-03-31	2019-05-20	Amendment	View on EDGAR
2019-03-31	2019-04-15	13F-HR	View on EDGAR
2018-12-31	2019-01-24	13F-HR	View on EDGAR
2018-09-30	2018-10-19	13F-HR	View on EDGAR
2018-06-30	2018-07-16	13F-HR	View on EDGAR
2018-03-31	2018-04-19	13F-HR	View on EDGAR
2017-12-31	2018-02-22	13F-HR	View on EDGAR
2017-09-30	2017-10-25	Amendment	View on EDGAR
2017-09-30	2017-10-20	13F-HR	View on EDGAR
2017-06-30	2017-07-14	13F-HR	View on EDGAR
2017-03-31	2017-04-28	13F-HR	View on EDGAR
2016-12-31	2017-02-02	13F-HR	View on EDGAR
2016-09-30	2016-10-27	13F-HR	View on EDGAR
2016-06-30	2016-08-05	13F-HR	View on EDGAR
2016-03-31	2016-05-27	13F-HR	View on EDGAR
2015-12-31	2016-02-05	13F-HR	View on EDGAR
2015-06-30	2015-07-17	13F-HR	View on EDGAR
2015-03-31	2015-05-11	13F-HR	View on EDGAR
2014-12-31	2015-02-12	13F-HR	View on EDGAR
2014-09-30	2014-11-13	13F-HR	View on EDGAR
2014-03-31	2014-04-30	13F-HR	View on EDGAR
2013-12-31	2014-02-12	13F-HR	View on EDGAR
2013-09-30	2013-11-12	13F-HR	View on EDGAR
2013-06-30	2013-08-14	13F-HR	View on EDGAR

FAQ

What is OTA Financial Group L.P. and what type of investor is it?

What are OTA Financial Group L.P.'s largest equity positions?

What changes did OTA Financial Group L.P. make in its most recent portfolio filing?

No notable portfolio changes were recorded for OTA Financial Group L.P. in the most recent quarter. Holdings appear to have remained relatively stable.

What sectors does OTA Financial Group L.P. focus on?