CIK: 0001037763
Total reported value
$252.1M
Reporting period: 2025-09-30 · Number of holdings: 613
OPTIMUM INVESTMENT ADVISORS disclosed 613 holdings in its latest 13F filing for the period ending 2025-09-30, with total reported value of $252.1M and a quarterly turnover rate of 24.1%.
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Optimum Investment Advisors's disclosed holdings carry a Herfindahl concentration index of 0.022 — mathematically equivalent to about 45 equally-sized positions, well below its 613 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.55), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 56% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add NVDA
-3.5% $6.0M
Trim UNH
-1.0% -$1.3M
Add AVGO
0.0% $2.2M
Add ORCL
-0.8% $2.0M
Add FIX
+3.3% $1.6M
Add GOOG
-0.6% $2.0M
Showing top 200 holdings (of 613 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 8.64% | -0.43% | -0.73% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 6.21% | +1.69% | -3.46% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 6.12% | +0.02% | +0.62% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 3.34% | +0.40% | -1.10% | |
| 5 | VGT | Vanguard Info Tech ETF | ETF-Tech | 2.79% | +0.35% | -3.51% | |
| 6 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.24% | +0.53% | -0.62% | |
| 7 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 2.14% | — | — | |
| 8 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.91% | +0.14% | — | |
| 9 | AVGO | Broadcom INC | Stock-Tech | 1.80% | +0.71% | — | |
| 10 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.66% | — | +2.48% | |
| 11 | ORCL | Oracle CORP | Stock-Tech | 1.61% | +0.65% | -0.84% | |
| 12 | GLD | Spdr Gold Shares | ETF-Commodities | 1.61% | +0.14% | +7.58% | |
| 13 | MUNI | Pimco Intermediate Municipal | ETF-Other | 1.56% | — | — | |
| 14 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.49% | +0.09% | -2.39% | |
| 15 | ABBV | Abbvie INC | Stock-Healthcare | 1.22% | -0.12% | — | |
| 16 | WMT | Walmart INC | Stock-Consumer Staples | 1.11% | -0.03% | — | |
| 17 | MA | Mastercard INC - A | Stock-Financials | 1.08% | — | — | |
| 18 | BBVA | Banco Bilbao Vizcaya-sp Adr | Stock-Financials | 1.05% | +0.17% | — | |
| 19 | FIX | Comfort Systems USA INC | Stock-Industrials | 1.01% | +0.56% | +3.35% | |
| 20 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.98% | -0.82% | -1.01% | |
| 21 | RTX | Rtx CORP | Stock-Industrials | 0.84% | +0.03% | -0.31% | |
| 22 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.81% | — | -1.68% | |
| 23 | GEV | GE Vernova INC | Stock-Industrials | 0.79% | +0.33% | +0.31% | |
| 24 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.78% | +0.18% | +0.99% | |
| 25 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.77% | -0.04% | -6.89% | |
| 26 | GS | Goldman Sachs Group INC | Stock-Financials | 0.77% | +0.11% | -2.59% | |
| 27 | CAT | Caterpillar INC | Stock-Industrials | 0.76% | +0.12% | -0.25% | |
| 28 | CSCO | Cisco Systems INC | Stock-Tech | 0.70% | — | — | |
| 29 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.66% | — | -0.61% | |
| 30 | GGN | Gamco Glbl Gold Ntrl Res INC | Stock-Other | 0.62% | +0.06% | +8.05% | |
| 31 | GILD | Gilead Sciences INC | Stock-Healthcare | 0.62% | — | — | |
| 32 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.60% | — | — | |
| 33 | QCOM | Qualcomm INC | Stock-Tech | 0.60% | — | -0.17% | |
| 34 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 0.55% | — | — | |
| 35 | PWR | Quanta Services INC | Stock-Industrials | 0.55% | +0.14% | -5.66% | |
| 36 | HACK | Amplify Cybersecurity ETF | ETF-Other | 0.53% | +0.01% | -1.23% | |
| 37 | NVMI | Nova Ltd. | Stock-Other | 0.52% | +0.09% | -4.65% | |
| 38 | LRCX | Lam Research CORP | Stock-Tech | 0.52% | +0.20% | — | |
| 39 | NML | Neuberger Energy Infrastruct | Stock-Other | 0.50% | — | +1.62% | |
| 40 | DHI | Dr Horton INC | Stock-Consumer Disc | 0.49% | +0.05% | — | |
| 41 | V | Visa Inc-class A Shares | Stock-Financials | 0.46% | — | -5.64% | |
| 42 | EPD | Enterprise Products Partners | Stock-Energy | 0.43% | — | — | |
| 43 | MCK | Mckesson CORP | Stock-Healthcare | 0.43% | — | — | |
| 44 | PHYS | Sprott Physical Gold Trust | Stock-Other | 0.42% | — | — | |
| 45 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.42% | — | — | |
| 46 | NFLX | Netflix INC | Stock-Comm Services | 0.42% | — | — | |
| 47 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.41% | — | -4.51% | |
| 48 | ITW | Illinois Tool Works | Stock-Industrials | 0.40% | — | — | |
| 49 | SHW | Sherwin-williams Co/the | Stock-Materials | 0.40% | — | -1.71% | |
| 50 | ICE | Intercontinental Exchange In | Stock-Financials | 0.39% | — | -1.26% |
Performance for Q3 2026
+3%
Performance Last 4 Quarters
+27.1%
Based on 83% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2025-09-30 | 613 | $252.1M | 24 | |
| 2025-06-30 | 614 | $230.3M | 0 | |
| 2025-03-31 | 639 | $212.4M | 100 | |
| 2024-12-31 | 618 | $226.6M | 0 | |
| 2024-09-30 | 638 | $231.3M | 0 | |
| 2024-06-30 | 637 | $222.8M | 0 | |
| 2024-03-31 | 640 | $217.7M | 0 | |
| 2023-12-31 | 639 | $198.8M | 0 | |
| 2023-09-30 | 723 | $195.3M | 0 | |
| 2023-06-30 | 714 | $204.2M | 0 | |
| 2023-03-31 | 738 | $190.8M | 0 | |
| 2022-12-31 | 761 | $184.6M | 0 | |
| 2022-09-30 | 841 | $185.9M | 0 | |
| 2022-06-30 | 862 | $199.8M | 0 | |
| 2022-03-31 | 850 | $237.4M | 0 | |
| 2021-12-31 | 842 | $256.8M | 0 | |
| 2021-09-30 | 848 | $237.3M | 0 | |
| 2021-06-30 | 917 | $320.6M | 100 | |
| 2021-03-31 | 936 | $341.8M | 13 | |
| 2020-12-31 | 895 | $329.5M | 16 | |
| 2020-09-30 | 896 | $298.0M | 15 | |
| 2020-06-30 | 891 | $287.2M | 23 | |
| 2020-03-31 | 898 | $243.9M | 37 | |
| 2019-12-31 | 958 | $337.0M | 15 | |
| 2019-09-30 | 1006 | $316.8M | 16 | |
| 2019-06-30 | 947 | $308.3M | 13 | |
| 2019-03-31 | 1012 | $304.7M | 26 | |
| 2018-12-31 | 979 | $290.8M | 28 | |
| 2018-09-30 | 1066 | $361.8M | 12 | |
| 2018-06-30 | 1082 | $347.1M | 19 | |
| 2018-03-31 | 1031 | $340.3M | 19 | |
| 2017-12-31 | 311 | $314.4M | 13 | |
| 2017-09-30 | 298 | $298.6M | 13 | |
| 2017-06-30 | 294 | $289.0M | 11 | |
| 2017-03-31 | 286 | $282.2M | 13 | |
| 2016-12-31 | 275 | $265.8M | 20 | |
| 2016-09-30 | 287 | $266.1M | 15 | |
| 2016-06-30 | 275 | $257.9M | 15 | |
| 2016-03-31 | 267 | $254.1M | 19 | |
| 2015-12-31 | 276 | $258.5M | 18 | |
| 2015-09-30 | 273 | $247.5M | 33 | |
| 2015-03-31 | 1112 | $315.9M | 18 | |
| 2014-12-31 | 1132 | $311.4M | 21 | |
| 2014-09-30 | 1066 | $301.6M | 12 | |
| 2014-06-30 | 934 | $308.8M | 19 | |
| 2014-03-31 | 754 | $266.2M | 11 | |
| 2013-12-31 | 762 | $265.8M | 14 | |
| 2013-09-30 | 736 | $243.8M | 0 |
Optimum Investment Advisors's most significant position changes for 2025-09-30: New buy: Nuscale Power CORP (SMR); New buy: Parsons CORP (PSN); Trim: Nvidia CORP (NVDA) — shares -3.46%; Trim: Unitedhealth Group INC (UNH) — shares -1.01%; Trim: Broadcom INC (AVGO) — shares 0.00%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | +1.7% | -3.46% | Trim |
| 2 | AVGO | Broadcom INC | +0.7% | — | Trim |
| 3 | ORCL | Oracle CORP | +0.7% | -0.84% | Trim |
| 4 | FIX | Comfort Systems USA INC | +0.6% | +3.35% | Add |
| 5 | GOOG | Alphabet Inc-cl C | +0.5% | -0.62% | Trim |
| 6 | MSFT | Microsoft CORP | +0.4% | -1.10% | Trim |
| 7 | VGT | Vanguard Info Tech ETF | +0.4% | -3.51% | Trim |
| 8 | GEV | GE Vernova INC | +0.3% | +0.31% | Add |
| 9 | UBER | Uber Technologies INC | +0.2% | +9.89% | Add |
| 10 | LRCX | Lam Research CORP | +0.2% | — | Add |
| 11 | GOOGL | Alphabet Inc-cl A | +0.2% | +0.99% | Trim |
| 12 | BBVA | Banco Bilbao Vizcaya-sp Adr | +0.2% | — | Unchanged |
| 13 | RGLD | Royal Gold INC | +0.2% | +1720.00% | Add |
| 14 | IESC | Ies Holdings INC | +0.2% | — | Add |
| 15 | META | Meta Platforms Inc-class A | +0.1% | — | Add |
| 16 | GLD | Spdr Gold Shares | +0.1% | +7.58% | Add |
| 17 | PWR | Quanta Services INC | +0.1% | -5.66% | Trim |
| 18 | TEVA | Teva Pharmaceutical-sp Adr | +0.1% | +7281.25% | Add |
| 19 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +3.49% | Add |
| 20 | CAT | Caterpillar INC | +0.1% | -0.25% | Trim |
| 21 | GS | Goldman Sachs Group INC | +0.1% | -2.59% | Trim |
| 22 | AMD | Advanced Micro Devices | +0.1% | +0.17% | Add |
| 23 | D | Dominion Energy INC | +0.1% | +7.82% | Add |
| 24 | CQQQ | Invesco China Technology ETF | +0.1% | +137.62% | Add |
| 25 | JPM | Jpmorgan Chase & Co | +0.1% | -2.39% | Trim |
| 26 | NVMI | Nova Ltd. | +0.1% | -4.65% | Trim |
| 27 | BSCR | Invesco Bulletshares 2027 Cb | +0.1% | +59.14% | Add |
| 28 | ANET | Arista Networks INC | +0.1% | +41.86% | Add |
| 29 | SGDM | Sprott Gold Miners ETF | +0.1% | +10.31% | Add |
| 30 | APH | Amphenol Corp-cl A | +0.1% | — | Trim |
| 31 | GGN | Gamco Glbl Gold Ntrl Res INC | +0.1% | +8.05% | Add |
| 32 | MEDP | Medpace Holdings INC | +0.1% | — | Unchanged |
| 33 | DHI | Dr Horton INC | +0.1% | — | Unchanged |
| 34 | VEA | Vanguard Ftse Developed ETF | 0% | +3.83% | Add |
| 35 | RTX | Rtx CORP | 0% | -0.31% | Trim |
| 36 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +0.62% | Trim |
| 37 | HACK | Amplify Cybersecurity ETF | 0% | -1.23% | Add |
| 38 | AMZN | Amazon.com INC | — | +2.48% | Add |
| 39 | WMT | Walmart INC | 0% | — | Trim |
| 40 | IWM | Ishares Russell 2000 ETF | 0% | -6.89% | Trim |
| 41 | ABBV | Abbvie INC | -0.1% | — | Trim |
| 42 | ADBE | Adobe INC | -0.2% | -17.72% | Trim |
| 43 | BMY | Bristol-myers Squibb Co | -0.2% | -9.12% | Trim |
| 44 | VTI | Vanguard Total Stock Mkt ETF | -0.2% | — | Trim |
| 45 | UPS | United Parcel Service-cl B | -0.3% | -3.03% | Trim |
| 46 | FISV | Fiserv INC | -0.3% | -7.54% | Trim |
| 47 | AAPL | Apple INC | -0.4% | -0.73% | Trim |
| 48 | UNH | Unitedhealth Group INC | -0.8% | -1.01% | Trim |
| 49 | SMR | Nuscale Power CORP | — | NEW | New buy |
| 50 | PSN | Parsons CORP | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2025-09-30 | 2025-10-21 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-31 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-30 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-11 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-16 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-12 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-11 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-08 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-13 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-03 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-03 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-05 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-24 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-12 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-08 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-03-17 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-22 | Amendment | View on EDGAR |
| 2021-09-30 | 2021-10-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-02 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-15 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-21 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-06 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-16 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-21 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-22 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-17 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-29 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-03 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-04 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-05 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-10-05 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-09 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-16 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-21 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-14 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-15 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-05-15 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-16 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-25 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-12 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-11 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-16 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-18 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-12 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-17 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-09-03 | Amendment | View on EDGAR |
| 2014-06-30 | 2014-09-03 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-01 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-10 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
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