CIK: 0000763848
Total reported value
$2.2B
Reporting period: 2020-09-30 · Number of holdings: 152
NWQ INVESTMENT MANAGEMENT COMPANY, LLC disclosed 152 holdings in its latest 13F filing for the period ending 2020-09-30, with total reported value of $2.2B and a quarterly turnover rate of 50.4%.
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Nwq Investment Management Company, LLC's disclosed holdings carry a Herfindahl concentration index of 0.013 — mathematically equivalent to about 79 equally-sized positions, well below its 152 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.96), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 28% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add NVT
+101.5% $14.6M
Add GSK
+3.6% -$3.5M
Add FISV
+36.6% $9.7M
Add SKMEUR
-3.7% $4.6M
Add CMCSA
-7.7% $4.0M
Add ETR
+47.5% $9.8M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GSK | GSK plc ADRhedged | Stock-Healthcare | 3.45% | +0.78% | +3.64% | |
| 2 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 3.28% | — | -3.93% | |
| 3 | ORCL | Oracle CORP | Stock-Tech | 2.66% | — | -8.19% | |
| 4 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.28% | — | -5.54% | |
| 5 | C | Citigroup INC | Stock-Financials | 2.21% | +0.25% | -1.06% | |
| 6 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 2.07% | +0.67% | -7.65% | |
| 7 | 6D8 | Dupont De Nemours INC | Stock-Other | 2.01% | — | -7.72% | |
| 8 | SKMEUR | Sk Telecom Co Ltd-spon Adr | Stock-Other | 1.99% | +0.67% | -3.73% | |
| 9 | ELV | Elevance Health INC | Stock-Healthcare | 1.86% | — | -4.93% | |
| 10 | AXS | AXIS Capital Holdings Limited | Stock-Financials | 1.51% | — | +1.83% | |
| 11 | GD | General Dynamics CORP | Stock-Industrials | 1.46% | — | +2.17% | |
| 12 | GM | General Motors Co | Stock-Consumer Disc | 1.45% | — | -6.89% | |
| 13 | WMT | Walmart INC | Stock-Consumer Staples | 1.44% | — | -7.09% | |
| 14 | BIO | Bio-rad Laboratories-a | Stock-Healthcare | 1.44% | — | -12.33% | |
| 15 | FISV | Fiserv INC | Stock-Other | 1.43% | +0.69% | +36.57% | |
| 16 | NVT | nVent Electric plc | Stock-Industrials | 1.39% | +0.85% | +101.50% | |
| 17 | MDT | Medtronic plc | Stock-Healthcare | 1.38% | +1.38% | NEW | |
| 18 | AZNN | Astrazeneca Plc-spons Adr | Stock-Other | 1.38% | — | -12.30% | |
| 19 | DOX | Amdocs Limited | Stock-Tech | 1.32% | — | -4.19% | |
| 20 | RNR | RenaissanceRe Holdings Ltd. | Stock-Financials | 1.31% | +0.20% | -11.90% | |
| 21 | GEN | Gen Digital INC | Stock-Tech | 1.30% | — | +0.52% | |
| 22 | TM | Toyota Motor CORP -spon Adr | Stock-Consumer Disc | 1.30% | — | -2.55% | |
| 23 | AAP | Advance Auto Parts INC | Stock-Consumer Disc | 1.28% | — | -7.01% | |
| 24 | ATVIEUR | Activision Blizzard INC | Stock-Comm Services | 1.26% | -0.09% | -35.38% | |
| 25 | ETR | Entergy CORP | Stock-Utilities | 1.25% | +0.65% | +47.50% | |
| 26 | CNP | Centerpoint Energy INC | Stock-Utilities | 1.22% | — | -7.22% | |
| 27 | BAC | Bank Of America CORP | Stock-Financials | 1.15% | -0.16% | -15.82% | |
| 28 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.13% | — | -11.95% | |
| 29 | CSCO | Cisco Systems INC | Stock-Tech | 1.11% | +0.44% | +44.81% | |
| 30 | CVX | Chevron CORP | Stock-Energy | 1.11% | +0.11% | +2.20% | |
| 31 | VSAT | Viasat INC | Stock-Tech | 1.09% | +0.41% | +33.49% | |
| 32 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.09% | — | -7.20% | |
| 33 | STX | Seagate Technology Holdings plc | Stock-Tech | 1.08% | — | +12.67% | |
| 34 | HRUSD | Healthcare Realty Trust INC | Stock-Other | 1.08% | +0.62% | +68.42% | |
| 35 | AVGO | Broadcom INC | Stock-Tech | 1.05% | — | -22.16% | |
| 36 | UBS | UBS Group AG | Stock-Financials | 1.04% | — | -2.68% | |
| 37 | DFSEUR | Discover Financial Services | Stock-Other | 1.03% | — | -7.22% | |
| 38 | TT | Trane Technologies plc | Stock-Industrials | 1.03% | — | -19.89% | |
| 39 | HES | Hess CORP | Stock-Other | 1.01% | +0.56% | +108.63% | |
| 40 | GL | Globe Life INC | Stock-Financials | 0.99% | — | -6.50% | |
| 41 | STT | State Street CORP | Stock-Financials | 0.98% | — | -7.04% | |
| 42 | DGX | Quest Diagnostics INC | Stock-Healthcare | 0.97% | — | -7.07% | |
| 43 | BIDU | Baidu INC - Spon Adr | Stock-Comm Services | 0.95% | — | +4.51% | |
| 44 | ETN | Eaton Corporation plc | Stock-Industrials | 0.91% | — | -7.76% | |
| 45 | FHN | First Horizon CORP | Stock-Financials | 0.89% | — | -4.18% | |
| 46 | XIFR | Xplr Infrastructure LP | Stock-Utilities | 0.89% | +0.89% | NEW | |
| 47 | TAK | Takeda Pharmaceutic-sp Adr | Stock-Healthcare | 0.86% | — | -6.86% | |
| 48 | R6C2 | Royal Dutch Shell-spon Adr-b | Stock-Other | 0.86% | +0.03% | -4.39% | |
| 49 | EVRG | Evergy INC | Stock-Utilities | 0.84% | +0.84% | NEW | |
| 50 | TSN | Tyson Foods Inc-cl A | Stock-Consumer Staples | 0.83% | +0.83% | NEW |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2020-09-30 | 152 | $2.2B | 50 | |
| 2020-06-30 | 155 | $3.0B | 56 | |
| 2020-03-31 | 156 | $2.5B | 72 | |
| 2019-12-31 | 160 | $4.0B | 29 | |
| 2019-09-30 | 155 | $4.1B | 28 | |
| 2019-06-30 | 150 | $4.4B | 22 | |
| 2019-03-31 | 150 | $4.6B | 33 | |
| 2018-12-31 | 149 | $4.2B | 37 | |
| 2018-09-30 | 155 | $5.0B | 26 | |
| 2018-06-30 | 160 | $5.6B | 27 | |
| 2018-03-31 | 178 | $6.2B | 35 | |
| 2017-12-31 | 199 | $7.7B | 28 | |
| 2017-09-30 | 196 | $8.2B | 41 | |
| 2017-06-30 | 194 | $7.2B | 24 | |
| 2017-03-31 | 188 | $7.6B | 23 | |
| 2016-12-31 | 210 | $7.4B | 29 | |
| 2016-09-30 | 193 | $6.9B | 35 | |
| 2016-06-30 | 152 | $5.8B | 25 | |
| 2016-03-31 | 145 | $6.4B | 21 | |
| 2015-12-31 | 151 | $6.5B | 22 | |
| 2015-09-30 | 158 | $6.5B | 23 | |
| 2015-06-30 | 148 | $7.2B | 25 | |
| 2015-03-31 | 155 | $8.0B | 30 | |
| 2014-12-31 | 172 | $8.3B | 33 | |
| 2014-09-30 | 178 | $9.1B | 27 | |
| 2014-06-30 | 177 | $9.9B | 28 | |
| 2014-03-31 | 164 | $11.4B | 18 | |
| 2013-12-31 | 163 | $11.4B | 22 | |
| 2013-09-30 | 160 | $10.5B | 20 | |
| 2013-06-30 | 152 | $11.5B | 0 |
Nwq Investment Management Company, LLC's most significant position changes for 2020-09-30: Sold out: Royal Caribbean Cruises Ltd. (RCL); Sold out: Firstenergy CORP (FE); New buy: Medtronic plc (MDT); New buy: Xplr Infrastructure LP (XIFR); Sold out: Incyte CORP (INCY).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NVT | nVent Electric plc | +0.9% | +101.50% | Add |
| 2 | GSK | GSK plc ADRhedged | +0.8% | +3.64% | Add |
| 3 | FISV | Fiserv INC | +0.7% | +36.57% | Add |
| 4 | SKMEUR | Sk Telecom Co Ltd-spon Adr | +0.7% | -3.73% | Trim |
| 5 | CMCSA | Comcast Corp-class A | +0.7% | -7.65% | Trim |
| 6 | ETR | Entergy CORP | +0.7% | +47.50% | Add |
| 7 | HRUSD | Healthcare Realty Trust INC | +0.6% | +68.42% | Add |
| 8 | LINTA 3.75 02-15-30 | Liberty Interactive LLC | +0.6% | — | Unchanged |
| 9 | HES | Hess CORP | +0.6% | +108.63% | Add |
| 10 | CSCO | Cisco Systems INC | +0.4% | +44.81% | Add |
| 11 | SFM | Sprouts Farmers Market INC | +0.4% | +1503.75% | Add |
| 12 | VSAT | Viasat INC | +0.4% | +33.49% | Add |
| 13 | C | Citigroup INC | +0.3% | -1.06% | Trim |
| 14 | RNR | RenaissanceRe Holdings Ltd. | +0.2% | -11.90% | Trim |
| 15 | CVX | Chevron CORP | +0.1% | +2.20% | Add |
| 16 | AON | Aon plc | +0.1% | -21.50% | Trim |
| 17 | FLEX | Flex Ltd. | +0.1% | -1.76% | Trim |
| 18 | R6C2 | Royal Dutch Shell-spon Adr-b | 0% | -4.39% | Trim |
| 19 | PWR | Quanta Services INC | — | -45.34% | Trim |
| 20 | WAL | Western Alliance Bancorp | — | -2.93% | Trim |
| 21 | LIVN | LivaNova PLC | -0.1% | -50.16% | Trim |
| 22 | ATVIEUR | Activision Blizzard INC | -0.1% | -35.38% | Trim |
| 23 | VST | Vistra CORP | -0.1% | -38.74% | Trim |
| 24 | KNX | Knight-swift Transportation | -0.1% | -48.11% | Trim |
| 25 | BAC | Bank Of America CORP | -0.2% | -15.82% | Trim |
| 26 | FMS | Fresenius Medical Care-adr | -0.2% | -3.40% | Trim |
| 27 | TER | Teradyne INC | -0.5% | -94.91% | Trim |
| 28 | RCL | Royal Caribbean Cruises Ltd. | — | EXIT | Sold out |
| 29 | FE | Firstenergy CORP | — | EXIT | Sold out |
| 30 | MDT | Medtronic plc | — | NEW | New buy |
| 31 | XIFR | Xplr Infrastructure LP | — | NEW | New buy |
| 32 | INCY | Incyte CORP | — | EXIT | Sold out |
| 33 | EVRG | Evergy INC | — | NEW | New buy |
| 34 | TSN | Tyson Foods Inc-cl A | — | NEW | New buy |
| 35 | WBA | Walgreens Boots Alliance INC | — | EXIT | Sold out |
| 36 | ORI | Old Republic Intl CORP | — | EXIT | Sold out |
| 37 | NFG | National Fuel Gas Co | — | NEW | New buy |
| 38 | RXNEUR | Rexnord CORP | — | NEW | New buy |
| 39 | TXNM | Txnm Energy INC | — | NEW | New buy |
| 40 | 0VVB | Paramount Global-class B | — | EXIT | Sold out |
| 41 | HSBC | Hsbc Holdings Plc-spons Adr | — | EXIT | Sold out |
| 42 | ENTG | Entegris INC | — | EXIT | Sold out |
| 43 | FLS | Flowserve CORP | — | NEW | New buy |
| 44 | VSH | Vishay Intertechnology INC | — | NEW | New buy |
| 45 | CNA | Cna Financial CORP | — | EXIT | Sold out |
| 46 | NOVEUR | National Oilwell Varco INC | — | NEW | New buy |
| 47 | SHOO | Steven Madden LTD | — | NEW | New buy |
| 48 | TSEM | Tower Semiconductor Ltd. | — | NEW | New buy |
| 49 | HNI | Hni CORP | — | EXIT | Sold out |
| 50 | NPEUR | Neenah INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2020-09-30 | 2020-11-16 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-14 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-14 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-14 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2020-02-13 | Amendment | View on EDGAR |
| 2019-09-30 | 2019-11-14 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-14 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-14 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-14 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-14 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-14 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-14 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-14 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-14 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-14 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-15 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-14 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-12 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-12 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-12 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-16 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-14 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-14 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | Amendment | View on EDGAR |
| 2014-03-31 | 2014-05-14 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-14 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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