CIK: 0001781948
Total reported value
$155.1M
Reporting period: 2026-03-31 · Number of holdings: 38
Legend Financial Advisors, Inc. disclosed 38 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $155.1M and a quarterly turnover rate of 19.3%.
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Legend Financial Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.059 — mathematically equivalent to about 17 equally-sized positions, well below its 38 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.13), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.6 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 6% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim COPX
-46.3% -$5.0M
Add DJP
-3.1% $1.9M
Add VO
+19.7% $1.6M
Trim XME
-28.6% -$2.4M
Add VIOV
+2.0% $593.1K
Add FNDX
+0.1% $250.5K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IAU | Ishares Gold Trust | ETF-Commodities | 9.98% | +0.42% | -9.71% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 9.32% | +0.12% | +1.31% | |
| 3 | SOXX | Ishares Semiconductor ETF | ETF-Other | 9.17% | +0.32% | -10.89% | |
| 4 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 6.87% | +0.57% | +0.05% | |
| 5 | VIOV | Vanguard S&p Small-cap 600 V | ETF-Other | 6.55% | +0.76% | +2.05% | |
| 6 | VO | Vanguard Mid-cap ETF | ETF-Other | 6.55% | +1.36% | +19.71% | |
| 7 | DJP | Ipath Bloomberg Commodity In | ETF-Commodities | 6.19% | +1.51% | -3.06% | |
| 8 | LCR | Leuthold Core ETF | ETF-Other | 6.05% | +0.33% | +1.56% | |
| 9 | IAK | Ishares U.s. Insurance ETF | ETF-Other | 4.59% | +0.09% | +1.74% | |
| 10 | XME | Ss Spdr S&p Metals Mining | ETF-Other | 4.59% | -1.20% | -28.59% | |
| 11 | IDMO | Invesco S&p International De | ETF-Other | 4.42% | +0.42% | +5.26% | |
| 12 | COPX | Global X Copper Miners ETF | ETF-Other | 4.33% | -2.78% | -46.26% | |
| 13 | ARB | Altshares Merger Arbitrage | ETF-Other | 3.54% | +0.38% | +4.20% | |
| 14 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 2.07% | +0.56% | +24.51% | |
| 15 | XLE | Ss Energy Select Sector | ETF-Other | 1.74% | +0.55% | +0.32% | |
| 16 | AAPL | Apple INC | Stock-Tech | 1.69% | -0.12% | -5.60% | |
| 17 | MOD | Modine Manufacturing Co | Stock-Consumer Disc | 1.28% | +0.50% | -4.34% | |
| 18 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.07% | -0.08% | -3.00% | |
| 19 | PAAS | Pan American Silver CORP | Stock-Materials | 1.00% | +0.10% | -0.74% | |
| 20 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.98% | +0.03% | +1.31% | |
| 21 | INTC | Intel CORP | Stock-Tech | 0.79% | +0.16% | -1.59% | |
| 22 | DLO | DLocal Limited | Stock-Other | 0.70% | +0.70% | NEW | |
| 23 | EVR | Evercore INC - A | Stock-Financials | 0.62% | -0.04% | +0.06% | |
| 24 | FSLR | First Solar INC | Stock-Tech | 0.62% | -0.14% | +0.52% | |
| 25 | CRDO | Credo Technology Group Holding Ltd | Stock-Tech | 0.59% | +0.59% | NEW | |
| 26 | B | Barrick Mining CORP | Stock-Materials | 0.59% | -0.39% | -39.75% | |
| 27 | CPA | Copa Holdings, S.A. | Stock-Other | 0.59% | — | -0.66% | |
| 28 | FRDM | Freedom 100 Emeging Mrkt ETF | ETF-Other | 0.55% | +0.55% | NEW | |
| 29 | TBBK | Bancorp Inc/the | Stock-Other | 0.47% | -0.08% | +0.58% | |
| 30 | NMIH | Nmi Holdings INC | Stock-Financials | 0.45% | -0.01% | +0.33% | |
| 31 | ALV | Autoliv INC | Stock-Consumer Disc | 0.44% | -0.02% | +0.50% | |
| 32 | V | Visa Inc-class A Shares | Stock-Financials | 0.36% | -0.03% | — | |
| 33 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.29% | -0.17% | -34.79% | |
| 34 | FISV | Fiserv INC | Stock-Other | 0.25% | -0.03% | — | |
| 35 | PPL | Ppl CORP | Stock-Utilities | 0.21% | +0.21% | NEW | |
| 36 | NEE | Nextera Energy INC | Stock-Utilities | 0.19% | +0.04% | — | |
| 37 | DCI | Donaldson Co INC | Stock-Industrials | 0.17% | — | — | |
| 38 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.16% | -0.01% | — |
Performance for Q3 2026
+1.5%
Performance Last 4 Quarters
+41.2%
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 38 | $155.1M | 19 | |
| 2025-12-31 | 37 | $165.1M | 5 | |
| 2025-09-30 | 39 | $163.1M | 31 | |
| 2025-06-30 | 171 | $150.5M | 0 | |
| 2025-03-31 | 37 | $136.1M | 100 | |
| 2024-12-31 | 267 | $141.7M | 0 | |
| 2024-09-30 | 157 | $144.9M | 0 | |
| 2024-06-30 | 292 | $140.9M | 0 | |
| 2024-03-31 | 185 | $138.0M | 0 | |
| 2023-12-31 | 193 | $124.4M | 0 | |
| 2023-09-30 | 188 | $117.2M | 0 | |
| 2023-06-30 | 238 | $119.8M | 0 | |
| 2023-03-31 | 230 | $119.1M | 0 | |
| 2022-12-31 | 4595 | $114.4M | 0 | |
| 2022-09-30 | 4247 | $106.4M | 0 | |
| 2022-06-30 | 31 | $96.8M | 0 | |
| 2022-03-31 | 39 | $157.4M | 0 | |
| 2021-12-31 | 41 | $143.4M | 0 | |
| 2021-09-30 | 39 | $157.4M | 0 | |
| 2021-06-30 | 37 | $155.4M | 16 | |
| 2021-03-31 | 15 | $13.2M | 100 | |
| 2020-12-31 | 28 | $123.4M | 15 | |
| 2020-09-30 | 29 | $126.4M | 42 | |
| 2020-06-30 | 29 | $159.0M | 64 | |
| 2020-03-31 | 29 | $111.4M | 100 | |
| 2019-12-31 | 30 | $117.1M | 17 | |
| 2019-09-30 | 33 | $117.7M | 6 | |
| 2019-06-30 | 34 | $113.5M | 45 | |
| 2019-03-31 | 34 | $91.1M | 72 | |
| 2018-12-31 | 27 | $68.2M | 0 |
Legend Financial Advisors, Inc.'s most significant position changes for 2026-03-31: Sold out: Invesco S&p 500 Equal Weight (RSPD); New buy: DLocal Limited (DLO); New buy: Credo Technology Group Holding Ltd (CRDO); New buy: Freedom 100 Emeging Mrkt ETF (FRDM); Sold out: Corebridge Financial INC (CRBG).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DJP | Ipath Bloomberg Commodity In | +1.5% | -3.06% | Trim |
| 2 | VO | Vanguard Mid-cap ETF | +1.4% | +19.71% | Add |
| 3 | VIOV | Vanguard S&p Small-cap 600 V | +0.8% | +2.05% | Add |
| 4 | FNDX | Schwab Fndmntl US Lrg Co ETF | +0.6% | +0.05% | Add |
| 5 | SPSM | Ss Spdr P S&p 600 Small Cap | +0.6% | +24.51% | Add |
| 6 | XLE | Ss Energy Select Sector | +0.6% | +0.32% | Add |
| 7 | MOD | Modine Manufacturing Co | +0.5% | -4.34% | Trim |
| 8 | IAU | Ishares Gold Trust | +0.4% | -9.71% | Trim |
| 9 | IDMO | Invesco S&p International De | +0.4% | +5.26% | Add |
| 10 | ARB | Altshares Merger Arbitrage | +0.4% | +4.20% | Add |
| 11 | LCR | Leuthold Core ETF | +0.3% | +1.56% | Add |
| 12 | SOXX | Ishares Semiconductor ETF | +0.3% | -10.89% | Trim |
| 13 | INTC | Intel CORP | +0.2% | -1.59% | Trim |
| 14 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | +1.31% | Add |
| 15 | PAAS | Pan American Silver CORP | +0.1% | -0.74% | Trim |
| 16 | IAK | Ishares U.s. Insurance ETF | +0.1% | +1.74% | Add |
| 17 | NEE | Nextera Energy INC | 0% | — | Unchanged |
| 18 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | +1.31% | Add |
| 19 | CPA | Copa Holdings, S.A. | — | -0.66% | Trim |
| 20 | DCI | Donaldson Co INC | — | — | Unchanged |
| 21 | NMIH | Nmi Holdings INC | 0% | +0.33% | Add |
| 22 | JPM | Jpmorgan Chase & Co | 0% | — | Unchanged |
| 23 | ALV | Autoliv INC | 0% | +0.50% | Add |
| 24 | V | Visa Inc-class A Shares | 0% | — | Unchanged |
| 25 | FISV | Fiserv INC | 0% | — | Unchanged |
| 26 | EVR | Evercore INC - A | 0% | +0.06% | Add |
| 27 | AMZN | Amazon.com INC | -0.1% | -3.00% | Trim |
| 28 | TBBK | Bancorp Inc/the | -0.1% | +0.58% | Add |
| 29 | AAPL | Apple INC | -0.1% | -5.60% | Trim |
| 30 | FSLR | First Solar INC | -0.1% | +0.52% | Add |
| 31 | SCHG | Schwab US Large-cap Growth | -0.2% | -34.79% | Trim |
| 32 | B | Barrick Mining CORP | -0.4% | -39.75% | Trim |
| 33 | XME | Ss Spdr S&p Metals Mining | -1.2% | -28.59% | Trim |
| 34 | COPX | Global X Copper Miners ETF | -2.8% | -46.26% | Trim |
| 35 | RSPD | Invesco S&p 500 Equal Weight | — | EXIT | Sold out |
| 36 | DLO | DLocal Limited | — | NEW | New buy |
| 37 | CRDO | Credo Technology Group Holding Ltd | — | NEW | New buy |
| 38 | FRDM | Freedom 100 Emeging Mrkt ETF | — | NEW | New buy |
| 39 | CRBG | Corebridge Financial INC | — | EXIT | Sold out |
| 40 | PPL | Ppl CORP | — | NEW | New buy |
| 41 | LLY | Eli Lilly & Co | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-24 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-23 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-04 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-16 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-14 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-07 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-18 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-26 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-17 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-31 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-13 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-09 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-26 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-30 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-18 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-08 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-12 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-14 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-02 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-17 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-16 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-12 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-18 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-15 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-20 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-12-23 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-13 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-08-08 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-08-08 | 13F-HR | View on EDGAR |
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