Joseph P. Lucia & Associates, LLC — AI-Powered 13F Analysis

CIK: 0001775391

Diversified strategyMomentum followerSector-focused

Total reported value

$279.7M

Reporting period: 2026-03-31 · Number of holdings: 169

Joseph P. Lucia & Associates, LLC disclosed 169 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $279.7M and a quarterly turnover rate of 11.5%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "J"

Personality snowflake

Concentration: 6.83
Portfolio Stability: 11.53
Momentum/Contrarian: 100
Sector conviction: 93.32
Diversification: 100
Sizing Uniformity: 86.23

Joseph P. Lucia & Associates, LLC's disclosed holdings carry a Herfindahl concentration index of 0.017 — mathematically equivalent to about 59 equally-sized positions, well below its 169 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 1.38), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 18% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Add XLE
+11.9%　$1.7M
Add EMB
+674.9%　$1.4M
Trim AAPL
-2.6%　-$1.2M
Trim SCHG
-1.6%　-$908.9K
Add SCHD
+5.3%　$851.0K
Add GPIX
+143.7%　$778.2K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SMH	Vaneck Semiconductor ETF	ETF-Other	4.93%	+0.18%	-1.67%
2	AAPL	Apple INC	Stock-Tech	4.20%	-0.46%	-2.62%
3	NVDA	Nvidia CORP	Stock-Tech	3.47%	-0.21%	+1.53%
4	SCHB	Schwab US Broad Market ETF	ETF-Other	3.05%	—	+3.40%
5	NOBL	Proshares S&p 500 Dividend A	ETF-Large Cap & Growth	2.96%	—	-1.19%
6	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.74%	—	+2.91%
7	AMZN	Amazon.com INC	Stock-Consumer Disc	2.70%	-0.25%	+2.28%
8	BINC	Ishares Flex I A Etf-usd INC	ETF-Other	2.52%	+0.22%	+12.41%
9	SCHG	Schwab US Large-cap Growth	ETF-Other	2.36%	-0.35%	-1.59%
10	RSPT	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	2.35%	—	-1.53%
11	AGG	Ishares Core U.s. Aggregate	ETF-Other	2.06%	+0.25%	+15.91%
12	XLK	Ss Technology Select Sector	ETF-Tech	2.04%	-0.25%	-2.45%
13	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	2.02%	—	+2.62%
14	SCHD	Schwab US Dvd Equity ETF	ETF-Other	2.02%	+0.29%	+5.29%
15	RSPF	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	2.01%	-0.24%	-1.04%
16	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	2.00%	+0.18%	+10.40%
17	XLE	Ss Energy Select Sector	ETF-Other	1.72%	+0.59%	+11.95%
18	DVY	Ishares Select Dividend ETF	ETF-Other	1.70%	+0.10%	-0.25%
19	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	1.67%	+0.08%	+7.14%
20	JEPI	Jpmorgan Equity Premium Inco	ETF-Other	1.57%	—	+0.82%
21	XLF	Ss Financial Select Sector	ETF-Other	1.45%	-0.17%	+0.28%
22	HACK	Amplify Cybersecurity ETF	ETF-Other	1.22%	-0.12%	-1.94%
23	RSPH	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	1.22%	-0.11%	-2.47%
24	BIV	Vanguard Intermediate-term B	ETF-Other	1.09%	—	-1.11%
25	XLV	Ss Health Care Select Sector	ETF-Other	1.08%	—	+3.00%
26	RSPG	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	1.02%	+0.26%	-1.78%
27	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	1.00%	+0.22%	+34.77%
28	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.98%	+0.20%	+17.73%
29	RSPN	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	0.98%	—	-0.89%
30	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.94%	—	-0.36%
31	META	Meta Platforms Inc-class A	Stock-Comm Services	0.94%	-0.16%	-0.89%
32	SCHX	Schwab US Large-cap ETF	ETF-Other	0.92%	—	-1.49%
33	VB	Vanguard Small-cap ETF	ETF-Other	0.92%	—	-0.19%
34	XLB	Ss Materials Select Sector	ETF-Other	0.91%	+0.21%	+19.03%
35	VOT	Vanguard Mid-cap Growth ETF	ETF-Other	0.89%	-0.12%	-4.06%
36	SCHA	Schwab US Small-cap ETF	ETF-Other	0.87%	—	-2.11%
37	SDOG	Alps Sector Dividend Dogs	ETF-Other	0.87%	—	-1.62%
38	FTSD	Franklin Short Duration U.s.	ETF-Other	0.84%	—	-1.86%
39	XLI	Ss Industrial Select Sector	ETF-Other	0.81%	—	+1.38%
40	QYLD	Global X Nasd 100 Cov Call	ETF-Other	0.78%	—	+3.61%
41	SCHM	Schwab US Mid Cap ETF	ETF-Other	0.76%	—	-1.22%
42	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.74%	—	+2.52%
43	AVUV	Avantis US Small Cap Value	ETF-Small Cap	0.74%	+0.07%	+2.86%
44	JEPQ	JPM Nasdaq Equity Premium	ETF-Tech	0.71%	—	+4.87%
45	SOXX	Ishares Semiconductor ETF	ETF-Other	0.67%	—	+2.98%
46	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.63%	-0.09%	-11.98%
47	APRW	Allinzim US Eq Bfr20 Apr-usd	ETF-Other	0.61%	—	-0.73%
48	JANW	Alianzim US Eq Bfr20 Jan-usd	ETF-Other	0.58%	—	+6.93%
49	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.57%	+0.49%	+674.85%
50	PFXF	Vaneck Pref Sec X-financials	ETF-Other	0.54%	—	-2.41%

1–50 of 169

Portfolio Performance

Performance for Q3 2026

+4.6%

Performance Last 4 Quarters

+20.4%

Based on 87% of reported portfolio value with available pricing

Stdev: +12.2%
Beta: +0.92
Alpha: -0.4%
Max Drawdown: -7.7%
Annualized Perf: +17.2%
Batting Avg vs S&P: +38.9%
Sortino: +2.88
Stutzer: +0.4
Treynor: +0.18
Sterling: +1.05
Calmar: +2.24
Information Ratio: -0.81
Tracking Error: +2.2%
Stdev Down: +5.8%
Winning Months %: +63.9%
Losing Months %: +36.1%
Best 12 Months: +34.1%
Worst 12 Months: +6.8%
Efficiency Ratio: +0.55
Sharpe: +1.36
Stdev Sectors: +14.9%
Skewness: +0.16
Kurtosis: -0.41
Upside Potential: +4.6

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	169	$279.7M	12	1SMH 2AAPL 3NVDA Top holdings2026-03-31 1.SMH 2.AAPL 3.NVDA 4.SCHB 5.NOBL 6.SPY 7.AMZN 8.BINC 9.SCHG 10.RSPT
2025-12-31	166	$277.3M	13	1SMH 2AAPL 3NVDA Top holdings2025-12-31 1.SMH 2.AAPL 3.NVDA 4.SCHB 5.NOBL 6.AMZN 7.SPY 8.SCHG 9.RSPT 10.BINC
2025-09-30	161	$265.1M	23	1SMH 2AAPL 3NVDA Top holdings2025-09-30 1.SMH 2.AAPL 3.NVDA 4.SCHB 5.NOBL 6.AMZN 7.SCHG 8.SPY 9.RSPT 10.XLK
2025-06-30	151	$244.4M	0	1SMH 2AAPL 3NOBL Top holdings2025-06-30 1.SMH 2.AAPL 3.NOBL 4.NVDA 5.SCHB 6.AMZN 7.SCHG 8.SPY 9.RSPT 10.RSPF
2025-03-31	140	$218.8M	100	1AAPL 2NOBL 3SMH Top holdings2025-03-31 1.AAPL 2.NOBL 3.SMH 4.SCHB 5.AMZN 6.SCHG 7.RSPF 8.RSPT 9.NVDA 10.SPY
2024-12-31	146	$225.0M	0	1AAPL 2SMH 3SCHB Top holdings2024-12-31 1.AAPL 2.SMH 3.SCHB 4.NOBL 5.AMZN 6.NVDA 7.SCHG 8.RSPT 9.RSPF 10.XLK
2024-09-30	136	$217.1M	0	1AAPL 2SMH 3NOBL Top holdings2024-09-30 1.AAPL 2.SMH 3.NOBL 4.SCHB 5.RSPT 6.AMZN 7.SCHG 8.RSPF 9.XLK 10.NVDA
2024-06-30	123	$195.2M	0	1SMH 2AAPL 3NOBL Top holdings2024-06-30 1.SMH 2.AAPL 3.NOBL 4.RSPT 5.SCHB 6.AMZN 7.SCHG 8.XLK 9.NVDA 10.RSPF
2024-03-31	122	$186.7M	0	1SMH 2NOBL 3AAPL Top holdings2024-03-31 1.SMH 2.NOBL 3.AAPL 4.RSPT 5.SCHB 6.AMZN 7.XLK 8.RSPF 9.SCHG 10.DVY
2023-12-31	117	$160.7M	0	1AAPL 2NOBL 3SMH Top holdings2023-12-31 1.AAPL 2.NOBL 3.SMH 4.RSPT 5.XLK 6.RSPF 7.DVY 8.AMZN 9.SCHG 10.SCHD
2023-09-30	109	$143.0M	0	1AAPL 2NOBL 3SMH Top holdings2023-09-30 1.AAPL 2.NOBL 3.SMH 4.RSPT 5.RSPF 6.DVY 7.XLK 8.SCHG 9.AMZN 10.SCHD
2023-06-30	117	$149.4M	0	1AAPL 2NOBL 3RSPT Top holdings2023-06-30 1.AAPL 2.NOBL 3.RSPT 4.SMH 5.DVY 6.RSPF 7.XLK 8.SCHG 9.AMZN 10.RSPH
2023-03-31	119	$143.6M	0	1AAPL 2NOBL 3DVY Top holdings2023-03-31 1.AAPL 2.NOBL 3.DVY 4.RSPT 5.RSPF 6.SMH 7.XLK 8.RSPH 9.SCHG 10.SCHP
2022-12-31	114	$133.5M	0	1DVY 2AAPL 3RSPF Top holdings2022-12-31 1.DVY 2.AAPL 3.RSPF 4.NOBL 5.RSPT 6.RSPH 7.SMH 8.SCHP 9.SCHD 10.XLK
2022-09-30	107	$127.4M	0	1DVY 2AAPL 3RSPF Top holdings2022-09-30 1.DVY 2.AAPL 3.RSPF 4.RSPT 5.FLOT 6.NOBL 7.SCHP 8.SMH 9.XLK 10.RSPH
2022-06-30	485	$141.7M	0	1DVY 2RSPF 3RSPT Top holdings2022-06-30 1.DVY 2.RSPF 3.RSPT 4.AAPL 5.SCHP 6.FLOT 7.NOBL 8.XLK 9.SMH 10.RSPH
2022-03-31	484	$164.4M	0	1RSPF 2RSPT 3AAPL Top holdings2022-03-31 1.RSPF 2.RSPT 3.AAPL 4.SCHP 5.DVY 6.SMH 7.SCHG 8.XLK 9.HACKUSD 10.RSPH
2021-12-31	127	$157.3M	0	1RSPT 2RSPF 3AAPL Top holdings2021-12-31 1.RSPT 2.RSPF 3.AAPL 4.SCHP 5.SMH 6.XLK 7.SCHG 8.RSPH 9.HACKUSD 10.NOBL
2021-09-30	610	$168.8M	0	1RSPT 2TSLA 3RSPF Top holdings2021-09-30 1.RSPT 2.TSLA 3.RSPF 4.SCHP 5.SCHG 6.XLK 7.AAPL 8.SMH 9.RSPH 10.BAB
2021-06-30	604	$167.4M	100	1RSPT 2TSLA 3SCHP Top holdings2021-06-30 1.RSPT 2.TSLA 3.SCHP 4.RSPF 5.XLK 6.SCHG 7.SMH 8.AAPL 9.RSPH 10.BAB
2021-03-31	597	$224.2M	54	1SNOW 2RSPT 3TSLA Top holdings2021-03-31 1.SNOW 2.RSPT 3.TSLA 4.SCHP 5.RSPF 6.SCHG 7.XLK 8.SMH 9.BAB 10.AAPL
2020-12-31	518	$143.3M	31	1TSLA 2RSPT 3SCHP Top holdings2020-12-31 1.TSLA 2.RSPT 3.SCHP 4.XLK 5.AAPL 6.BAB 7.SCHG 8.RSPF 9.SMH 10.RSPH
2020-09-30	94	$107.1M	25	1TSLA 2RSPT 3BAB Top holdings2020-09-30 1.TSLA 2.RSPT 3.BAB 4.SCHP 5.XLK 6.SCHG 7.AAPL 8.PFF 9.RSPF 10.RSPH
2020-06-30	510	$111.2M	28	1TSLA 2RSPT 3BAB Top holdings2020-06-30 1.TSLA 2.RSPT 3.BAB 4.SCHP 5.XLK 6.RSPF 7.SCHG 8.PFF 9.RSPH 10.AAPL
2020-03-31	476	$89.9M	31	1BAB 2SCHP 3RSPT Top holdings2020-03-31 1.BAB 2.SCHP 3.RSPT 4.PFF 5.XLK 6.RSPF 7.RSPH 8.HACKUSD 9.SCHG 10.TSLA
2019-12-31	481	$110.0M	18	1PFF 2RSPT 3RSPF Top holdings2019-12-31 1.PFF 2.RSPT 3.RSPF 4.BAB 5.SCHP 6.SCHA 7.SCHG 8.XLK 9.KRE 10.HACKUSD
2019-09-30	486	$97.1M	10	1PFF 2RSPT 3RSPF Top holdings2019-09-30 1.PFF 2.RSPT 3.RSPF 4.SCHP 5.SCHA 6.SCHG 7.XLK 8.BAB 9.KRE 10.HACKUSD
2019-06-30	478	$95.3M	100	1RSPT 2SCHA 3PFF Top holdings2019-06-30 1.RSPT 2.SCHA 3.PFF 4.RSPF 5.SCHP 6.SCHG 7.HACKUSD 8.KRE 9.XLK 10.SCHM
2019-03-31	4951	$1.3B	0	1DHY 2RSPF 3HACKUSD Top holdings2019-03-31 1.DHY 2.RSPF 3.HACKUSD 4.KIO 5.PFF 6.SCHP 7.CFMS 8.SOCL 9.SCHM 10.SCHA

Holding changes this quarter

Joseph P. Lucia & Associates, LLC's most significant position changes for 2026-03-31: New buy: First Eagle Overseas Eq ETF (FEOE); New buy: Vaneck Gold Miners ETF (GDX); Sold out: Medtronic plc (MDT); New buy: Vertiv Holdings Co-a (VRT); New buy: Global X Uranium ETF (URA).

Position changes disclosed by Joseph P. Lucia & Associates, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	XLE	Ss Energy Select Sector	+0.6%	+11.95%	Add
2	EMB	Ishares Jp Morgan Usd Emergi	+0.5%	+674.85%	Add
3	SCHD	Schwab US Dvd Equity ETF	+0.3%	+5.29%	Add
4	GPIX	Gldm SA S&p 500 Pr In Etf-us	+0.3%	+143.74%	Add
5	RSPG	Invesco S&p 500 Equal Weight	+0.3%	-1.78%	Trim
6	AGG	Ishares Core U.s. Aggregate	+0.3%	+15.91%	Add
7	BINC	Ishares Flex I A Etf-usd INC	+0.2%	+12.41%	Add
8	VOO	Vanguard S&p 500 ETF	+0.2%	+34.77%	Add
9	XLB	Ss Materials Select Sector	+0.2%	+19.03%	Add
10	XLU	St Sr Utl Sl Se Spdr Etf-usd	+0.2%	+17.73%	Add
11	SMH	Vaneck Semiconductor ETF	+0.2%	-1.67%	Trim
12	RSP	Invesco S&p 500 Equal Weight	+0.2%	+10.40%	Add
13	XOM	Exxon Mobil CORP	+0.2%	+53.95%	Add
14	FEBW	Alianzim US Eq Bfr20 Feb-usd	+0.2%	+95.10%	Add
15	DVY	Ishares Select Dividend ETF	+0.1%	-0.25%	Trim
16	DBP	Invesco Db Precious Metals F	+0.1%	+74.99%	Add
17	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+0.1%	+7.14%	Add
18	GLD	Spdr Gold Shares	+0.1%	+23.14%	Add
19	AVUV	Avantis US Small Cap Value	+0.1%	+2.86%	Add
20	IBM	Intl Business Machines CORP	-0.1%	-0.50%	Trim
21	HAE	Haemonetics Corp/mass	-0.1%	-16.67%	Trim
22	BTC	Grayscale Bitcoin Mini ETF	-0.1%	-3.32%	Trim
23	TLT	Ishares 20+ Year Treasury Bd	-0.1%	-11.98%	Trim
24	PNQI	Invesco Nasdaq Internet ETF	-0.1%	-6.20%	Trim
25	SOCL	Global X Social Media ETF	-0.1%	-3.51%	Trim
26	RSPH	Invesco S&p 500 Equal Weight	-0.1%	-2.47%	Trim
27	VOT	Vanguard Mid-cap Growth ETF	-0.1%	-4.06%	Trim
28	HACK	Amplify Cybersecurity ETF	-0.1%	-1.94%	Trim
29	WCLD	Wisdomtree Cloud Computing	-0.1%	-24.21%	Trim
30	MSFT	Microsoft CORP	-0.1%	-4.30%	Trim
31	META	Meta Platforms Inc-class A	-0.2%	-0.89%	Trim
32	GBTC	Grayscale Bitcoin Trust ETF	-0.2%	-9.24%	Trim
33	XLF	Ss Financial Select Sector	-0.2%	+0.28%	Add
34	NVDA	Nvidia CORP	-0.2%	+1.53%	Add
35	RSPF	Invesco S&p 500 Equal Weight	-0.2%	-1.04%	Trim
36	XLK	Ss Technology Select Sector	-0.3%	-2.45%	Trim
37	AMZN	Amazon.com INC	-0.3%	+2.28%	Add
38	SCHG	Schwab US Large-cap Growth	-0.4%	-1.59%	Trim
39	AAPL	Apple INC	-0.5%	-2.62%	Trim
40	FEOE	First Eagle Overseas Eq ETF	—	NEW	New buy
41	GDX	Vaneck Gold Miners ETF	—	NEW	New buy
42	MDT	Medtronic plc	—	EXIT	Sold out
43	VRT	Vertiv Holdings Co-a	—	NEW	New buy
44	URA	Global X Uranium ETF	—	NEW	New buy
45	TSM	Taiwan Semiconductor-sp Adr	—	NEW	New buy
46	C	Citigroup INC	—	NEW	New buy
47	ZAP	Gx US Electrification ETF	—	NEW	New buy
48	BAC	Bank Of America CORP	—	EXIT	Sold out
49	APH	Amphenol Corp-cl A	—	NEW	New buy
50	PAVE	Global X US Infrastructure	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-05-15	13F-HR	View on EDGAR
2025-12-31	2026-01-28	13F-HR	View on EDGAR
2025-09-30	2025-10-20	13F-HR	View on EDGAR
2025-06-30	2025-08-04	13F-HR	View on EDGAR
2025-03-31	2025-05-14	13F-HR	View on EDGAR
2024-12-31	2025-01-22	13F-HR	View on EDGAR
2024-09-30	2024-10-23	13F-HR	View on EDGAR
2024-06-30	2024-07-24	13F-HR	View on EDGAR
2024-03-31	2024-05-03	13F-HR	View on EDGAR
2023-12-31	2024-01-29	13F-HR	View on EDGAR
2023-09-30	2023-10-30	13F-HR	View on EDGAR
2023-06-30	2023-07-21	13F-HR	View on EDGAR
2023-03-31	2023-05-02	13F-HR	View on EDGAR
2022-12-31	2023-02-13	13F-HR	View on EDGAR
2022-09-30	2022-10-28	13F-HR	View on EDGAR
2022-06-30	2022-07-26	13F-HR	View on EDGAR
2022-03-31	2022-04-19	13F-HR	View on EDGAR
2021-12-31	2022-02-04	13F-HR	View on EDGAR
2021-09-30	2021-10-13	13F-HR	View on EDGAR
2021-06-30	2021-07-27	13F-HR	View on EDGAR
2021-03-31	2021-04-23	13F-HR	View on EDGAR
2020-12-31	2021-01-29	13F-HR	View on EDGAR
2020-09-30	2020-10-20	13F-HR	View on EDGAR
2020-06-30	2020-07-10	13F-HR	View on EDGAR
2020-03-31	2020-04-22	13F-HR	View on EDGAR
2019-12-31	2020-01-23	13F-HR	View on EDGAR
2019-09-30	2019-10-15	13F-HR	View on EDGAR
2019-06-30	2019-07-23	13F-HR	View on EDGAR
2019-03-31	2019-05-02	13F-HR	View on EDGAR

FAQ

What is Joseph P. Lucia & Associates, LLC and what type of investor is it?

Joseph P. Lucia & Associates, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $279.7M, spread across 169 disclosed positions.

What are Joseph P. Lucia & Associates, LLC's largest equity positions?

Based on the latest 13F filing, Joseph P. Lucia & Associates, LLC's top holdings by market value are: 1. Vaneck Semiconductor ETF (SMH) — $13.8M (4.9%) 2. Apple INC (AAPL) — $11.8M (4.2%) 3. Nvidia CORP (NVDA) — $9.7M (3.5%) 4. Schwab US Broad Market ETF (SCHB) — $8.5M (3.0%) 5. Proshares S&p 500 Dividend A (NOBL) — $8.3M (3.0%)

What changes did Joseph P. Lucia & Associates, LLC make in its most recent portfolio filing?

In the latest reported quarter, Joseph P. Lucia & Associates, LLC made 50 notable position adjustments: 9 new positions were initiated, 19 existing holdings were added to, 20 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: First Eagle Overseas Eq ETF (FEOE); New buy: Vaneck Gold Miners ETF (GDX); Sold out: Medtronic plc (MDT); New buy: Vertiv Holdings Co-a (VRT); New buy: Global X Uranium ETF (URA)

What sectors does Joseph P. Lucia & Associates, LLC focus on?

Joseph P. Lucia & Associates, LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 50.4% • Consumer Discretionary: 16.4% • Communication Services: 15.3% • Financials: 5.0% • Energy: 4.4% • Industrials: 4.2%

Peer Institutions

Institutions with a similar AUM

Pivotal bioVenture Partners Investment Advisor LLC

CIK 0001844645

Total reported value

$279.8M

13 stks

2026-03-31

Concentration63.3

Portfolio Stability23.7

Sector conviction100.0

AUM within 0.0% of this institution

View detail

Hall Capital Management Co INC

CIK 0001122490

Total reported value

$279.8M

107 stks

2026-03-31

Concentration12.7

Portfolio Stability15.5

Sector conviction43.3

AUM within 0.0% of this institution

View detail

Veracity Capital LLC

CIK 0001811005

Total reported value

$279.9M

201 stks

2026-03-31

Concentration17.9

Portfolio Stability24.7

Sector conviction53.5

AUM within 0.1% of this institution

View detail

Similar Holdings Style

Institutions with overlapping top holdings

Mitchell Sinkler & Starr/pa

CIK 0001048921

Total reported value

$216.6M

143 stks

2026-03-31

Concentration7.9

Portfolio Stability11.8

Sector conviction45.0

3 of the top 5 holdings overlap, including Apple INC

View detail

Strategic Advisors LLC

CIK 0001569119

Total reported value

$602.2M

183 stks

2026-03-31

Concentration9.4

Portfolio Stability13.6

Sector conviction53.8

3 of the top 5 holdings overlap, including Apple INC

View detail

Pegasus Asset Management, Inc.

CIK 0001729049

Total reported value

$312.8M

67 stks

2026-03-31

Concentration14.3

Portfolio Stability17.6

Sector conviction57.0

3 of the top 5 holdings overlap, including Schwab US Broad Market ETF

View detail

Joseph P. Lucia & Associates, LLC — AI-Powered 13F Analysis

CIK: 0001775391

Diversified strategyMomentum followerSector-focused

Total reported value

$279.7M

Reporting period: 2026-03-31 · Number of holdings: 169

Joseph P. Lucia & Associates, LLC disclosed 169 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $279.7M and a quarterly turnover rate of 11.5%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "J"

Personality snowflake

Concentration: 6.83
Portfolio Stability: 11.53
Momentum/Contrarian: 100
Sector conviction: 93.32
Diversification: 100
Sizing Uniformity: 86.23

Position sizes vary widely across the portfolio (a coefficient of variation of 1.38), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Recent moves

Add XLE
+11.9%　$1.7M
Add EMB
+674.9%　$1.4M
Trim AAPL
-2.6%　-$1.2M
Trim SCHG
-1.6%　-$908.9K
Add SCHD
+5.3%　$851.0K
Add GPIX
+143.7%　$778.2K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SMH	Vaneck Semiconductor ETF	ETF-Other	4.93%	+0.18%	-1.67%
2	AAPL	Apple INC	Stock-Tech	4.20%	-0.46%	-2.62%
3	NVDA	Nvidia CORP	Stock-Tech	3.47%	-0.21%	+1.53%
4	SCHB	Schwab US Broad Market ETF	ETF-Other	3.05%	—	+3.40%
5	NOBL	Proshares S&p 500 Dividend A	ETF-Large Cap & Growth	2.96%	—	-1.19%
6	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.74%	—	+2.91%
7	AMZN	Amazon.com INC	Stock-Consumer Disc	2.70%	-0.25%	+2.28%
8	BINC	Ishares Flex I A Etf-usd INC	ETF-Other	2.52%	+0.22%	+12.41%
9	SCHG	Schwab US Large-cap Growth	ETF-Other	2.36%	-0.35%	-1.59%
10	RSPT	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	2.35%	—	-1.53%
11	AGG	Ishares Core U.s. Aggregate	ETF-Other	2.06%	+0.25%	+15.91%
12	XLK	Ss Technology Select Sector	ETF-Tech	2.04%	-0.25%	-2.45%
13	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	2.02%	—	+2.62%
14	SCHD	Schwab US Dvd Equity ETF	ETF-Other	2.02%	+0.29%	+5.29%
15	RSPF	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	2.01%	-0.24%	-1.04%
16	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	2.00%	+0.18%	+10.40%
17	XLE	Ss Energy Select Sector	ETF-Other	1.72%	+0.59%	+11.95%
18	DVY	Ishares Select Dividend ETF	ETF-Other	1.70%	+0.10%	-0.25%
19	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	1.67%	+0.08%	+7.14%
20	JEPI	Jpmorgan Equity Premium Inco	ETF-Other	1.57%	—	+0.82%
21	XLF	Ss Financial Select Sector	ETF-Other	1.45%	-0.17%	+0.28%
22	HACK	Amplify Cybersecurity ETF	ETF-Other	1.22%	-0.12%	-1.94%
23	RSPH	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	1.22%	-0.11%	-2.47%
24	BIV	Vanguard Intermediate-term B	ETF-Other	1.09%	—	-1.11%
25	XLV	Ss Health Care Select Sector	ETF-Other	1.08%	—	+3.00%
26	RSPG	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	1.02%	+0.26%	-1.78%
27	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	1.00%	+0.22%	+34.77%
28	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.98%	+0.20%	+17.73%
29	RSPN	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	0.98%	—	-0.89%
30	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.94%	—	-0.36%
31	META	Meta Platforms Inc-class A	Stock-Comm Services	0.94%	-0.16%	-0.89%
32	SCHX	Schwab US Large-cap ETF	ETF-Other	0.92%	—	-1.49%
33	VB	Vanguard Small-cap ETF	ETF-Other	0.92%	—	-0.19%
34	XLB	Ss Materials Select Sector	ETF-Other	0.91%	+0.21%	+19.03%
35	VOT	Vanguard Mid-cap Growth ETF	ETF-Other	0.89%	-0.12%	-4.06%
36	SCHA	Schwab US Small-cap ETF	ETF-Other	0.87%	—	-2.11%
37	SDOG	Alps Sector Dividend Dogs	ETF-Other	0.87%	—	-1.62%
38	FTSD	Franklin Short Duration U.s.	ETF-Other	0.84%	—	-1.86%
39	XLI	Ss Industrial Select Sector	ETF-Other	0.81%	—	+1.38%
40	QYLD	Global X Nasd 100 Cov Call	ETF-Other	0.78%	—	+3.61%
41	SCHM	Schwab US Mid Cap ETF	ETF-Other	0.76%	—	-1.22%
42	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.74%	—	+2.52%
43	AVUV	Avantis US Small Cap Value	ETF-Small Cap	0.74%	+0.07%	+2.86%
44	JEPQ	JPM Nasdaq Equity Premium	ETF-Tech	0.71%	—	+4.87%
45	SOXX	Ishares Semiconductor ETF	ETF-Other	0.67%	—	+2.98%
46	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.63%	-0.09%	-11.98%
47	APRW	Allinzim US Eq Bfr20 Apr-usd	ETF-Other	0.61%	—	-0.73%
48	JANW	Alianzim US Eq Bfr20 Jan-usd	ETF-Other	0.58%	—	+6.93%
49	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.57%	+0.49%	+674.85%
50	PFXF	Vaneck Pref Sec X-financials	ETF-Other	0.54%	—	-2.41%

1–50 of 169

Portfolio Performance

Performance for Q3 2026

+4.6%

Performance Last 4 Quarters

+20.4%

Based on 87% of reported portfolio value with available pricing

Stdev: +12.2%
Beta: +0.92
Alpha: -0.4%
Max Drawdown: -7.7%
Annualized Perf: +17.2%
Batting Avg vs S&P: +38.9%
Sortino: +2.88
Stutzer: +0.4
Treynor: +0.18
Sterling: +1.05
Calmar: +2.24
Information Ratio: -0.81
Tracking Error: +2.2%
Stdev Down: +5.8%
Winning Months %: +63.9%
Losing Months %: +36.1%
Best 12 Months: +34.1%
Worst 12 Months: +6.8%
Efficiency Ratio: +0.55
Sharpe: +1.36
Stdev Sectors: +14.9%
Skewness: +0.16
Kurtosis: -0.41
Upside Potential: +4.6

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	169	$279.7M	12	1SMH 2AAPL 3NVDA Top holdings2026-03-31 1.SMH 2.AAPL 3.NVDA 4.SCHB 5.NOBL 6.SPY 7.AMZN 8.BINC 9.SCHG 10.RSPT
2025-12-31	166	$277.3M	13	1SMH 2AAPL 3NVDA Top holdings2025-12-31 1.SMH 2.AAPL 3.NVDA 4.SCHB 5.NOBL 6.AMZN 7.SPY 8.SCHG 9.RSPT 10.BINC
2025-09-30	161	$265.1M	23	1SMH 2AAPL 3NVDA Top holdings2025-09-30 1.SMH 2.AAPL 3.NVDA 4.SCHB 5.NOBL 6.AMZN 7.SCHG 8.SPY 9.RSPT 10.XLK
2025-06-30	151	$244.4M	0	1SMH 2AAPL 3NOBL Top holdings2025-06-30 1.SMH 2.AAPL 3.NOBL 4.NVDA 5.SCHB 6.AMZN 7.SCHG 8.SPY 9.RSPT 10.RSPF
2025-03-31	140	$218.8M	100	1AAPL 2NOBL 3SMH Top holdings2025-03-31 1.AAPL 2.NOBL 3.SMH 4.SCHB 5.AMZN 6.SCHG 7.RSPF 8.RSPT 9.NVDA 10.SPY
2024-12-31	146	$225.0M	0	1AAPL 2SMH 3SCHB Top holdings2024-12-31 1.AAPL 2.SMH 3.SCHB 4.NOBL 5.AMZN 6.NVDA 7.SCHG 8.RSPT 9.RSPF 10.XLK
2024-09-30	136	$217.1M	0	1AAPL 2SMH 3NOBL Top holdings2024-09-30 1.AAPL 2.SMH 3.NOBL 4.SCHB 5.RSPT 6.AMZN 7.SCHG 8.RSPF 9.XLK 10.NVDA
2024-06-30	123	$195.2M	0	1SMH 2AAPL 3NOBL Top holdings2024-06-30 1.SMH 2.AAPL 3.NOBL 4.RSPT 5.SCHB 6.AMZN 7.SCHG 8.XLK 9.NVDA 10.RSPF
2024-03-31	122	$186.7M	0	1SMH 2NOBL 3AAPL Top holdings2024-03-31 1.SMH 2.NOBL 3.AAPL 4.RSPT 5.SCHB 6.AMZN 7.XLK 8.RSPF 9.SCHG 10.DVY
2023-12-31	117	$160.7M	0	1AAPL 2NOBL 3SMH Top holdings2023-12-31 1.AAPL 2.NOBL 3.SMH 4.RSPT 5.XLK 6.RSPF 7.DVY 8.AMZN 9.SCHG 10.SCHD
2023-09-30	109	$143.0M	0	1AAPL 2NOBL 3SMH Top holdings2023-09-30 1.AAPL 2.NOBL 3.SMH 4.RSPT 5.RSPF 6.DVY 7.XLK 8.SCHG 9.AMZN 10.SCHD
2023-06-30	117	$149.4M	0	1AAPL 2NOBL 3RSPT Top holdings2023-06-30 1.AAPL 2.NOBL 3.RSPT 4.SMH 5.DVY 6.RSPF 7.XLK 8.SCHG 9.AMZN 10.RSPH
2023-03-31	119	$143.6M	0	1AAPL 2NOBL 3DVY Top holdings2023-03-31 1.AAPL 2.NOBL 3.DVY 4.RSPT 5.RSPF 6.SMH 7.XLK 8.RSPH 9.SCHG 10.SCHP
2022-12-31	114	$133.5M	0	1DVY 2AAPL 3RSPF Top holdings2022-12-31 1.DVY 2.AAPL 3.RSPF 4.NOBL 5.RSPT 6.RSPH 7.SMH 8.SCHP 9.SCHD 10.XLK
2022-09-30	107	$127.4M	0	1DVY 2AAPL 3RSPF Top holdings2022-09-30 1.DVY 2.AAPL 3.RSPF 4.RSPT 5.FLOT 6.NOBL 7.SCHP 8.SMH 9.XLK 10.RSPH
2022-06-30	485	$141.7M	0	1DVY 2RSPF 3RSPT Top holdings2022-06-30 1.DVY 2.RSPF 3.RSPT 4.AAPL 5.SCHP 6.FLOT 7.NOBL 8.XLK 9.SMH 10.RSPH
2022-03-31	484	$164.4M	0	1RSPF 2RSPT 3AAPL Top holdings2022-03-31 1.RSPF 2.RSPT 3.AAPL 4.SCHP 5.DVY 6.SMH 7.SCHG 8.XLK 9.HACKUSD 10.RSPH
2021-12-31	127	$157.3M	0	1RSPT 2RSPF 3AAPL Top holdings2021-12-31 1.RSPT 2.RSPF 3.AAPL 4.SCHP 5.SMH 6.XLK 7.SCHG 8.RSPH 9.HACKUSD 10.NOBL
2021-09-30	610	$168.8M	0	1RSPT 2TSLA 3RSPF Top holdings2021-09-30 1.RSPT 2.TSLA 3.RSPF 4.SCHP 5.SCHG 6.XLK 7.AAPL 8.SMH 9.RSPH 10.BAB
2021-06-30	604	$167.4M	100	1RSPT 2TSLA 3SCHP Top holdings2021-06-30 1.RSPT 2.TSLA 3.SCHP 4.RSPF 5.XLK 6.SCHG 7.SMH 8.AAPL 9.RSPH 10.BAB
2021-03-31	597	$224.2M	54	1SNOW 2RSPT 3TSLA Top holdings2021-03-31 1.SNOW 2.RSPT 3.TSLA 4.SCHP 5.RSPF 6.SCHG 7.XLK 8.SMH 9.BAB 10.AAPL
2020-12-31	518	$143.3M	31	1TSLA 2RSPT 3SCHP Top holdings2020-12-31 1.TSLA 2.RSPT 3.SCHP 4.XLK 5.AAPL 6.BAB 7.SCHG 8.RSPF 9.SMH 10.RSPH
2020-09-30	94	$107.1M	25	1TSLA 2RSPT 3BAB Top holdings2020-09-30 1.TSLA 2.RSPT 3.BAB 4.SCHP 5.XLK 6.SCHG 7.AAPL 8.PFF 9.RSPF 10.RSPH
2020-06-30	510	$111.2M	28	1TSLA 2RSPT 3BAB Top holdings2020-06-30 1.TSLA 2.RSPT 3.BAB 4.SCHP 5.XLK 6.RSPF 7.SCHG 8.PFF 9.RSPH 10.AAPL
2020-03-31	476	$89.9M	31	1BAB 2SCHP 3RSPT Top holdings2020-03-31 1.BAB 2.SCHP 3.RSPT 4.PFF 5.XLK 6.RSPF 7.RSPH 8.HACKUSD 9.SCHG 10.TSLA
2019-12-31	481	$110.0M	18	1PFF 2RSPT 3RSPF Top holdings2019-12-31 1.PFF 2.RSPT 3.RSPF 4.BAB 5.SCHP 6.SCHA 7.SCHG 8.XLK 9.KRE 10.HACKUSD
2019-09-30	486	$97.1M	10	1PFF 2RSPT 3RSPF Top holdings2019-09-30 1.PFF 2.RSPT 3.RSPF 4.SCHP 5.SCHA 6.SCHG 7.XLK 8.BAB 9.KRE 10.HACKUSD
2019-06-30	478	$95.3M	100	1RSPT 2SCHA 3PFF Top holdings2019-06-30 1.RSPT 2.SCHA 3.PFF 4.RSPF 5.SCHP 6.SCHG 7.HACKUSD 8.KRE 9.XLK 10.SCHM
2019-03-31	4951	$1.3B	0	1DHY 2RSPF 3HACKUSD Top holdings2019-03-31 1.DHY 2.RSPF 3.HACKUSD 4.KIO 5.PFF 6.SCHP 7.CFMS 8.SOCL 9.SCHM 10.SCHA

Holding changes this quarter

Position changes disclosed by Joseph P. Lucia & Associates, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	XLE	Ss Energy Select Sector	+0.6%	+11.95%	Add
2	EMB	Ishares Jp Morgan Usd Emergi	+0.5%	+674.85%	Add
3	SCHD	Schwab US Dvd Equity ETF	+0.3%	+5.29%	Add
4	GPIX	Gldm SA S&p 500 Pr In Etf-us	+0.3%	+143.74%	Add
5	RSPG	Invesco S&p 500 Equal Weight	+0.3%	-1.78%	Trim
6	AGG	Ishares Core U.s. Aggregate	+0.3%	+15.91%	Add
7	BINC	Ishares Flex I A Etf-usd INC	+0.2%	+12.41%	Add
8	VOO	Vanguard S&p 500 ETF	+0.2%	+34.77%	Add
9	XLB	Ss Materials Select Sector	+0.2%	+19.03%	Add
10	XLU	St Sr Utl Sl Se Spdr Etf-usd	+0.2%	+17.73%	Add
11	SMH	Vaneck Semiconductor ETF	+0.2%	-1.67%	Trim
12	RSP	Invesco S&p 500 Equal Weight	+0.2%	+10.40%	Add
13	XOM	Exxon Mobil CORP	+0.2%	+53.95%	Add
14	FEBW	Alianzim US Eq Bfr20 Feb-usd	+0.2%	+95.10%	Add
15	DVY	Ishares Select Dividend ETF	+0.1%	-0.25%	Trim
16	DBP	Invesco Db Precious Metals F	+0.1%	+74.99%	Add
17	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+0.1%	+7.14%	Add
18	GLD	Spdr Gold Shares	+0.1%	+23.14%	Add
19	AVUV	Avantis US Small Cap Value	+0.1%	+2.86%	Add
20	IBM	Intl Business Machines CORP	-0.1%	-0.50%	Trim
21	HAE	Haemonetics Corp/mass	-0.1%	-16.67%	Trim
22	BTC	Grayscale Bitcoin Mini ETF	-0.1%	-3.32%	Trim
23	TLT	Ishares 20+ Year Treasury Bd	-0.1%	-11.98%	Trim
24	PNQI	Invesco Nasdaq Internet ETF	-0.1%	-6.20%	Trim
25	SOCL	Global X Social Media ETF	-0.1%	-3.51%	Trim
26	RSPH	Invesco S&p 500 Equal Weight	-0.1%	-2.47%	Trim
27	VOT	Vanguard Mid-cap Growth ETF	-0.1%	-4.06%	Trim
28	HACK	Amplify Cybersecurity ETF	-0.1%	-1.94%	Trim
29	WCLD	Wisdomtree Cloud Computing	-0.1%	-24.21%	Trim
30	MSFT	Microsoft CORP	-0.1%	-4.30%	Trim
31	META	Meta Platforms Inc-class A	-0.2%	-0.89%	Trim
32	GBTC	Grayscale Bitcoin Trust ETF	-0.2%	-9.24%	Trim
33	XLF	Ss Financial Select Sector	-0.2%	+0.28%	Add
34	NVDA	Nvidia CORP	-0.2%	+1.53%	Add
35	RSPF	Invesco S&p 500 Equal Weight	-0.2%	-1.04%	Trim
36	XLK	Ss Technology Select Sector	-0.3%	-2.45%	Trim
37	AMZN	Amazon.com INC	-0.3%	+2.28%	Add
38	SCHG	Schwab US Large-cap Growth	-0.4%	-1.59%	Trim
39	AAPL	Apple INC	-0.5%	-2.62%	Trim
40	FEOE	First Eagle Overseas Eq ETF	—	NEW	New buy
41	GDX	Vaneck Gold Miners ETF	—	NEW	New buy
42	MDT	Medtronic plc	—	EXIT	Sold out
43	VRT	Vertiv Holdings Co-a	—	NEW	New buy
44	URA	Global X Uranium ETF	—	NEW	New buy
45	TSM	Taiwan Semiconductor-sp Adr	—	NEW	New buy
46	C	Citigroup INC	—	NEW	New buy
47	ZAP	Gx US Electrification ETF	—	NEW	New buy
48	BAC	Bank Of America CORP	—	EXIT	Sold out
49	APH	Amphenol Corp-cl A	—	NEW	New buy
50	PAVE	Global X US Infrastructure	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-05-15	13F-HR	View on EDGAR
2025-12-31	2026-01-28	13F-HR	View on EDGAR
2025-09-30	2025-10-20	13F-HR	View on EDGAR
2025-06-30	2025-08-04	13F-HR	View on EDGAR
2025-03-31	2025-05-14	13F-HR	View on EDGAR
2024-12-31	2025-01-22	13F-HR	View on EDGAR
2024-09-30	2024-10-23	13F-HR	View on EDGAR
2024-06-30	2024-07-24	13F-HR	View on EDGAR
2024-03-31	2024-05-03	13F-HR	View on EDGAR
2023-12-31	2024-01-29	13F-HR	View on EDGAR
2023-09-30	2023-10-30	13F-HR	View on EDGAR
2023-06-30	2023-07-21	13F-HR	View on EDGAR
2023-03-31	2023-05-02	13F-HR	View on EDGAR
2022-12-31	2023-02-13	13F-HR	View on EDGAR
2022-09-30	2022-10-28	13F-HR	View on EDGAR
2022-06-30	2022-07-26	13F-HR	View on EDGAR
2022-03-31	2022-04-19	13F-HR	View on EDGAR
2021-12-31	2022-02-04	13F-HR	View on EDGAR
2021-09-30	2021-10-13	13F-HR	View on EDGAR
2021-06-30	2021-07-27	13F-HR	View on EDGAR
2021-03-31	2021-04-23	13F-HR	View on EDGAR
2020-12-31	2021-01-29	13F-HR	View on EDGAR
2020-09-30	2020-10-20	13F-HR	View on EDGAR
2020-06-30	2020-07-10	13F-HR	View on EDGAR
2020-03-31	2020-04-22	13F-HR	View on EDGAR
2019-12-31	2020-01-23	13F-HR	View on EDGAR
2019-09-30	2019-10-15	13F-HR	View on EDGAR
2019-06-30	2019-07-23	13F-HR	View on EDGAR
2019-03-31	2019-05-02	13F-HR	View on EDGAR