CIK: 0001427271
Total reported value
$521.3M
Reporting period: 2016-06-30 · Number of holdings: 1060
Investors Capital Advisory Services disclosed 1060 holdings in its latest 13F filing for the period ending 2016-06-30, with total reported value of $521.3M and a quarterly turnover rate of 16.7%.
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Investors Capital Advisory Services's disclosed holdings carry a Herfindahl concentration index of 0.004 — mathematically equivalent to about 251 equally-sized positions, well below its 1060 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.36), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 27% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim VNQ
-79.9% -$2.5M
Add DBEF
+97.9% $2.2M
Add REI
+24.3% $1.6M
Trim AAPL
+3.6% -$876.0K
Trim MA
-0.2% -$562.0K
Trim 73935A104
-8.9% -$549.0K
Showing top 200 holdings (of 1060 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 1.68% | -0.23% | +3.63% | |
| 2 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.47% | — | -1.47% | |
| 3 | T | At&t INC | Stock-Comm Services | 1.47% | +0.04% | -3.67% | |
| 4 | MA | Mastercard INC - A | Stock-Financials | 1.43% | -0.16% | -0.23% | |
| 5 | XLV | Ss Health Care Select Sector | ETF-Other | 1.02% | +0.05% | +2.70% | |
| 6 | MO | Altria Group INC | Stock-Consumer Staples | 0.97% | — | -3.19% | |
| 7 | ✓ | Stock-Other | 0.92% | -0.14% | -8.91% | ||
| 8 | XOM | Exxon Mobil CORP | Stock-Energy | 0.92% | +0.09% | +2.17% | |
| 9 | XLK | Ss Technology Select Sector | ETF-Tech | 0.87% | — | +0.65% | |
| 10 | VZ | Verizon Communications INC | Stock-Comm Services | 0.86% | — | +0.05% | |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.86% | — | -6.79% | |
| 12 | DBEF | Xtrackers Msci Eafe Hedged E | ETF-Other | 0.85% | +0.39% | +97.92% | |
| 13 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.81% | — | +0.35% | |
| 14 | PFE | Pfizer INC | Stock-Healthcare | 0.79% | +0.10% | +1.08% | |
| 15 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.77% | — | -5.95% | |
| 16 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 0.75% | — | +4.59% | |
| 17 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.68% | — | +7.62% | |
| 18 | MSFT | Microsoft CORP | Stock-Tech | 0.67% | +0.11% | +33.80% | |
| 19 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.67% | — | -2.63% | |
| 20 | EPD | Enterprise Products Partners | Stock-Energy | 0.66% | +0.08% | -0.44% | |
| 21 | WEP | Magellan Midstream Partners | Stock-Other | 0.65% | — | -3.62% | |
| 22 | EFAV | Ishares Msci Eafe Min Vol Fa | ETF-Other | 0.64% | — | +4.16% | |
| 23 | V | Visa Inc-class A Shares | Stock-Financials | 0.63% | — | +0.14% | |
| 24 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.59% | — | -0.95% | |
| 25 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.58% | -0.11% | -12.86% | |
| 26 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 0.57% | — | -4.02% | |
| 27 | CVS | Cvs Health CORP | Stock-Healthcare | 0.57% | — | +0.03% | |
| 28 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.56% | +0.11% | +27.13% | |
| 29 | NCV-PA | Virtus Convertible & Income Fund | Stock-Other | 0.56% | — | -5.29% | |
| 30 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.56% | +0.09% | +7.14% | |
| 31 | REI | Ring Energy INC | Stock-Other | 0.56% | +0.29% | +24.35% | |
| 32 | ✓ | Powershares ETF Tr Ii | ETF-Other | 0.55% | +0.05% | +7.68% | |
| 33 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 0.55% | — | +3.94% | |
| 34 | PEP | Pepsico INC | Stock-Consumer Staples | 0.54% | -0.13% | -18.67% | |
| 35 | BAC | Bank Of America CORP | Stock-Financials | 0.54% | — | +2.73% | |
| 36 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.54% | — | +0.65% | |
| 37 | LOW | Lowe's Cos INC | Stock-Consumer Disc | 0.54% | — | +2.94% | |
| 38 | CAH | Cardinal Health INC | Stock-Healthcare | 0.54% | — | -1.47% | |
| 39 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.54% | — | +5.36% | |
| 40 | PDP | Invesco Dwa Momentum ETF | ETF-Other | 0.51% | — | -1.27% | |
| 41 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.51% | — | +0.83% | |
| 42 | SUN | Sunoco LP | Stock-Other | 0.48% | — | -4.14% | |
| 43 | FSICUSD | Fs Kkr Capital CORP | Stock-Other | 0.48% | — | -2.52% | |
| 44 | MBB | Ishares Mbs ETF | ETF-Other | 0.46% | — | +6.20% | |
| 45 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 0.46% | — | +2.63% | |
| 46 | DTD | Wisdomtree US Total Dividend | ETF-Other | 0.46% | — | -1.01% | |
| 47 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.46% | — | — | |
| 48 | AVGO | Broadcom Inc. | Stock-Tech | 0.46% | +0.06% | +17.23% | |
| 49 | NKE | Nike INC -cl B | Stock-Consumer Disc | 0.45% | +0.06% | +34.09% | |
| 50 | REYN | Reynolds Consumer Products Inc. | Stock-Other | 0.44% | — | -14.68% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-06-30 | 1060 | $521.3M | 17 | |
| 2016-03-31 | 1053 | $503.1M | 24 | |
| 2015-12-31 | 1094 | $515.0M | 24 | |
| 2015-09-30 | 1026 | $498.4M | 25 | |
| 2015-06-30 | 1037 | $545.3M | 17 | |
| 2015-03-31 | 1023 | $537.3M | 17 | |
| 2014-12-31 | 1007 | $524.6M | 22 | |
| 2014-09-30 | 1008 | $509.2M | 29 | |
| 2014-06-30 | 969 | $619.1M | 35 | |
| 2014-03-31 | 899 | $464.1M | 26 | |
| 2013-12-31 | 880 | $429.6M | 23 | |
| 2013-09-30 | 832 | $386.8M | 27 | |
| 2013-06-30 | 804 | $327.9M | 0 |
Investors Capital Advisory Services's most significant position changes for 2016-06-30: New buy: VanEck China Semiconductor ETF (SMHC); Sold out: VanEck China Semiconductor ETF (SMHC); Sold out: Metlife INC (MET); Sold out: Tiffany & Co (TIFEUR); Sold out: Time Warner Cable INC.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DBEF | Xtrackers Msci Eafe Hedged E | +0.4% | +97.92% | Add |
| 2 | REI | Ring Energy INC | +0.3% | +24.35% | Add |
| 3 | MSFT | Microsoft CORP | +0.1% | +33.80% | Add |
| 4 | AGG | Ishares Core U.s. Aggregate | +0.1% | +27.13% | Add |
| 5 | PFE | Pfizer INC | +0.1% | +1.08% | Add |
| 6 | ✓ | Powershares ETF Trust | +0.1% | +185.37% | Add |
| 7 | XOM | Exxon Mobil CORP | +0.1% | +2.17% | Add |
| 8 | BMY | Bristol-myers Squibb Co | +0.1% | +7.14% | Add |
| 9 | ETJ | Eaton Vance Rsk-mgd Divers | +0.1% | +56.16% | Add |
| 10 | EPD | Enterprise Products Partners | +0.1% | -0.44% | Trim |
| 11 | PFF | Ishares Preferred & Income S | +0.1% | +27.15% | Add |
| 12 | LMT | Lockheed Martin CORP | +0.1% | +62.20% | Add |
| 13 | NOBL | Proshares S&p 500 Dividend A | +0.1% | +127.41% | Add |
| 14 | IYE | Ishares U.s. Energy ETF | +0.1% | +148.01% | Add |
| 15 | NKE | Nike INC -cl B | +0.1% | +34.09% | Add |
| 16 | ET | Energy Transfer LP | +0.1% | -1.32% | Trim |
| 17 | AVGO | Broadcom Inc. | +0.1% | +17.23% | Add |
| 18 | VYM | Vanguard High Dvd Yield ETF | +0.1% | +27.73% | Add |
| 19 | GGN | Gamco Glbl Gold Ntrl Res INC | +0.1% | +4.26% | Add |
| 20 | XLV | Ss Health Care Select Sector | +0.1% | +2.70% | Add |
| 21 | ✓ | Powershares ETF Tr Ii | +0.1% | +7.68% | Add |
| 22 | T | At&t INC | 0% | -3.67% | Trim |
| 23 | SNDK 0.5 10-15-20 | Sandisk LLC | -0.1% | -93.54% | Trim |
| 24 | DAL | Delta Air Lines INC | -0.1% | -1.48% | Trim |
| 25 | ILCG | Ishares Morningstar Growth E | -0.1% | -37.81% | Trim |
| 26 | PML | Pimco Municipal Income Fd Ii | -0.1% | -30.75% | Trim |
| 27 | GILD | Gilead Sciences INC | -0.1% | -26.12% | Trim |
| 28 | META | Meta Platforms Inc-class A | -0.1% | -12.86% | Trim |
| 29 | PRGO | Perrigo Company plc | -0.1% | -2.68% | Trim |
| 30 | PEP | Pepsico INC | -0.1% | -18.67% | Trim |
| 31 | ✓ | -0.1% | -8.91% | Trim | |
| 32 | MA | Mastercard INC - A | -0.2% | -0.23% | Trim |
| 33 | AAPL | Apple INC | -0.2% | +3.63% | Add |
| 34 | VNQ | Vanguard Real Estate ETF | -0.5% | -79.90% | Trim |
| 35 | SMHC | VanEck China Semiconductor ETF | — | NEW | New buy |
| 36 | SMHC | VanEck China Semiconductor ETF | — | EXIT | Sold out |
| 37 | MET | Metlife INC | — | EXIT | Sold out |
| 38 | TIFEUR | Tiffany & Co | — | EXIT | Sold out |
| 39 | ✓ | Time Warner Cable INC | — | EXIT | Sold out |
| 40 | NOG | Northern Oil and Gas, Inc. | — | EXIT | Sold out |
| 41 | NVG | Nuveen Amt-fr Muni Crdt | — | NEW | New buy |
| 42 | MUR | Murphy Oil CORP | — | NEW | New buy |
| 43 | SEIC | Sei Investments Company | — | NEW | New buy |
| 44 | ✓ | Brookfield Total Return Fd I | — | NEW | New buy |
| 45 | ISCG | Ishares Morningstar Small-ca | — | EXIT | Sold out |
| 46 | RGEN 2.125 06-01-21 | Repligen CORP | — | NEW | New buy |
| 47 | BSGT | Invesco Bulletshares 2029 Treasury Bond ETF | — | NEW | New buy |
| 48 | ENB | Enbridge Inc. | — | EXIT | Sold out |
| 49 | PANW | Palo Alto Networks INC | — | EXIT | Sold out |
| 50 | CAMP 1.625 05-15-20 | Calamp CORP | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-06-30 | 2016-08-02 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-09 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-08 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-17 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-03 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-12 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-03 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-13 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-06 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-31 | 13F-HR | View on EDGAR |
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