CIK: 0001743404
Total reported value
$8.1B
Reporting period: 2026-03-31 · Number of holdings: 1616
Foundations Investment Advisors, LLC disclosed 1616 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $8.1B and a quarterly turnover rate of 25.8%.
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Foundations Investment Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.009 — mathematically equivalent to about 115 equally-sized positions, well below its 1616 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.00), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 29% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim OEF
-97.3% -$125.3M
Add IVV
+181.5% $93.7M
Trim DYNF
-16.7% -$39.9M
Trim IEMG
-23.0% -$28.7M
Trim ITA
-92.6% -$34.9M
Add CIEN
-0.7% $39.2M
Showing top 200 holdings (of 1616 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 3.19% | — | +12.04% | |
| 2 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 2.91% | +0.13% | +10.98% | |
| 3 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 2.16% | +0.11% | +12.32% | |
| 4 | DYNF | Ishrs US E F R A Etf-usd INC | ETF-Other | 1.94% | -0.64% | -16.71% | |
| 5 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.85% | +1.12% | +181.55% | |
| 6 | NVDA | Nvidia CORP | Stock-Tech | 1.82% | — | +9.21% | |
| 7 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 1.81% | +0.12% | +8.54% | |
| 8 | XLC | Ss Comm Select Sector Spdr | ETF-Other | 1.74% | — | +7.65% | |
| 9 | SOXX | Ishares Semiconductor ETF | ETF-Other | 1.69% | +0.09% | +2.48% | |
| 10 | AEMS | Anfield Enhanced Market ETF | ETF-Other | 1.55% | — | +8.04% | |
| 11 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 1.42% | — | +11.50% | |
| 12 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.42% | -0.46% | -22.96% | |
| 13 | AAPL | Apple INC | Stock-Tech | 1.39% | — | +5.54% | |
| 14 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 1.31% | — | +9.98% | |
| 15 | CORO | Ish Intl Ctry Rot Act ETF | ETF-Other | 1.26% | +1.26% | NEW | |
| 16 | CIEN | Ciena CORP | Stock-Tech | 1.23% | +0.44% | -0.69% | |
| 17 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 1.23% | +0.14% | +18.75% | |
| 18 | AESR | Anfield US Equity Sector Rot | ETF-Other | 1.12% | +0.08% | +15.06% | |
| 19 | MSFT | Microsoft CORP | Stock-Tech | 1.10% | -0.20% | +17.01% | |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.08% | -0.28% | -11.86% | |
| 21 | GLD | Spdr Gold Shares | ETF-Commodities | 1.07% | -0.28% | -22.78% | |
| 22 | BAI | Ishrs Ai In And Tech Act ETF | ETF-Tech | 0.99% | +0.05% | +13.02% | |
| 23 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.95% | — | +8.50% | |
| 24 | ARKW | Ark Next Generation Internet | ETF-Other | 0.90% | — | +11.56% | |
| 25 | C | Citigroup INC | Stock-Financials | 0.87% | — | +9.79% | |
| 26 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.85% | -0.33% | -18.91% | |
| 27 | THRO | Ishares U.s. Thematic Rotati | ETF-Other | 0.83% | — | +11.94% | |
| 28 | VRT | Vertiv Holdings Co-a | Stock-Industrials | 0.83% | +0.30% | +6.25% | |
| 29 | TDSC | Exchange Listed Funds Trust | ETF-Other | 0.81% | — | -10.26% | |
| 30 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.77% | — | +9.13% | |
| 31 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.77% | — | +9.45% | |
| 32 | IHE | Ishares US Pharmaceuticals E | ETF-Other | 0.74% | — | +7.26% | |
| 33 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.73% | — | -4.01% | |
| 34 | IDEF | Ishares Def Industrials Act | ETF-Other | 0.72% | +0.72% | NEW | |
| 35 | MS | Morgan Stanley | Stock-Financials | 0.71% | — | +10.30% | |
| 36 | GS | Goldman Sachs Group INC | Stock-Financials | 0.70% | — | +8.75% | |
| 37 | IAU | Ishares Gold Trust | ETF-Commodities | 0.68% | -0.19% | -23.55% | |
| 38 | CLSM | Exchange Listed Funds Trust | ETF-Other | 0.68% | — | -9.70% | |
| 39 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.68% | — | +7.90% | |
| 40 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.63% | — | +5.10% | |
| 41 | ORCL | Oracle CORP | Stock-Tech | 0.61% | — | +25.01% | |
| 42 | ASML | ASML Holding N.V. | Stock-Tech | 0.59% | +0.10% | +2.71% | |
| 43 | MBB | Ishares Mbs ETF | ETF-Other | 0.59% | — | +11.36% | |
| 44 | VUG | Vanguard Growth ETF | ETF-Other | 0.59% | — | -2.97% | |
| 45 | BALT | Inn Defined Wealth Shield | ETF-Other | 0.58% | — | +14.12% | |
| 46 | TLH | Ishares 10-20 Year Treasury | ETF-Gov Bonds | 0.56% | — | -12.87% | |
| 47 | ADFI | Anfield Dynamic Fixed Income | ETF-Other | 0.56% | — | +12.05% | |
| 48 | HOOD | Robinhood Markets INC - A | Stock-Financials | 0.55% | -0.19% | +28.59% | |
| 49 | DBND | Doubleline Oppor Cor Bnd-usd | ETF-Other | 0.55% | +0.12% | +38.01% | |
| 50 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 0.54% | — | +10.50% |
Performance for Q3 2026
+1%
Performance Last 4 Quarters
+19.6%
Based on 76% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 1616 | $8.1B | 26 | |
| 2025-12-31 | 1395 | $7.6B | 29 | |
| 2025-09-30 | 1047 | $6.9B | 51 | |
| 2025-06-30 | 1111 | $6.3B | 0 | |
| 2025-03-31 | 1047 | $5.4B | 100 | |
| 2024-12-31 | 837 | $5.2B | 0 | |
| 2024-09-30 | 816 | $4.8B | 0 | |
| 2024-06-30 | 752 | $4.1B | 0 | |
| 2024-03-31 | 703 | $3.8B | 0 | |
| 2023-12-31 | 665 | $3.7B | 0 | |
| 2023-09-30 | 639 | $3.2B | 0 | |
| 2023-06-30 | 573 | $3.0B | 0 | |
| 2023-03-31 | 514 | $2.8B | 0 | |
| 2022-12-31 | 443 | $2.5B | 0 | |
| 2022-09-30 | 399 | $2.3B | 0 | |
| 2022-06-30 | 395 | $2.4B | 0 | |
| 2022-03-31 | 347 | $2.6B | 0 | |
| 2021-12-31 | 343 | $2.7B | 0 | |
| 2021-09-30 | 312 | $2.3B | 0 | |
| 2021-06-30 | 300 | $2.1B | 100 | |
| 2021-03-31 | 224 | $1.7B | 41 | |
| 2020-12-31 | 188 | $1.5B | 100 | |
| 2020-09-30 | 167 | $455.8M | 100 | |
| 2020-06-30 | 163 | $1.1B | 100 | |
| 2020-03-31 | 118 | $863.0M | 100 | |
| 2019-12-31 | 128 | $813.4M | 76 | |
| 2019-09-30 | 129 | $762.6M | 41 | |
| 2019-06-30 | 119 | $665.8M | 100 | |
| 2019-03-31 | 97 | $576.0M | 100 | |
| 2018-12-31 | 103 | $472.8M | 100 | |
| 2018-09-30 | 100 | $410.7M | 41 | |
| 2018-06-30 | 90 | $375.2M | — |
Foundations Investment Advisors, LLC's most significant position changes for 2026-03-31: New buy: Ish Intl Ctry Rot Act ETF (CORO); New buy: Ishares Def Industrials Act (IDEF); New buy: Invesco S&p Midcap Value Wit (XMVM); Sold out: Ishares US Smallcap Equity F (SMLF); New buy: Ishares Morningstar Small-ca (ISCG).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | +1.1% | +181.55% | Add |
| 2 | CIEN | Ciena CORP | +0.4% | -0.69% | Trim |
| 3 | GOVT | Ishares US Treasury Bond ETF | +0.3% | +328.10% | Add |
| 4 | VRT | Vertiv Holdings Co-a | +0.3% | +6.25% | Add |
| 5 | AVUV | Avantis US Small Cap Value | +0.2% | +662.72% | Add |
| 6 | EFG | Ishares Msci Eafe Growth ETF | +0.2% | +135.60% | Add |
| 7 | RTX | Rtx CORP | +0.2% | +53.04% | Add |
| 8 | DCRE | Dbl Comm Real Est Debt | +0.2% | +50.64% | Add |
| 9 | AIRR | First Trust Rba American Ind | +0.2% | +649.00% | Add |
| 10 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.1% | +18.75% | Add |
| 11 | IVE | Ishares S&p 500 Value ETF | +0.1% | +10.98% | Add |
| 12 | EFV | Ishares Msci Eafe Value ETF | +0.1% | +8.54% | Add |
| 13 | DBND | Doubleline Oppor Cor Bnd-usd | +0.1% | +38.01% | Add |
| 14 | XOM | Exxon Mobil CORP | +0.1% | +7.28% | Add |
| 15 | LNG | Cheniere Energy INC | +0.1% | +9.48% | Add |
| 16 | IEF | Ishares 7-10 Year Treasury B | +0.1% | +178.31% | Add |
| 17 | XLF | Ss Financial Select Sector | +0.1% | +733.21% | Add |
| 18 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | +0.1% | +12.32% | Add |
| 19 | STXD | Strive 1000 Dividend Growth | +0.1% | +1367.03% | Add |
| 20 | XLE | Ss Energy Select Sector | +0.1% | +42.82% | Add |
| 21 | BUFR | Ft Vest Lad Buffervetf-usd I | +0.1% | +115.28% | Add |
| 22 | ASML | ASML Holding N.V. | +0.1% | +2.71% | Add |
| 23 | SOXX | Ishares Semiconductor ETF | +0.1% | +2.48% | Add |
| 24 | DMX | Doubleline Multi-sec INC ETF | +0.1% | +70.76% | Add |
| 25 | STOT | Ss Dl St Dur Tr Tact ETF | +0.1% | +33.03% | Add |
| 26 | AESR | Anfield US Equity Sector Rot | +0.1% | +15.06% | Add |
| 27 | BAI | Ishrs Ai In And Tech Act ETF | +0.1% | +13.02% | Add |
| 28 | GDX | Vaneck Gold Miners ETF | -0.1% | -88.97% | Trim |
| 29 | SIL | Global X Silver Miners ETF | -0.1% | -93.75% | Trim |
| 30 | HOOD | Robinhood Markets INC - A | -0.2% | +28.59% | Add |
| 31 | IAU | Ishares Gold Trust | -0.2% | -23.55% | Trim |
| 32 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | -0.2% | -90.13% | Trim |
| 33 | MSFT | Microsoft CORP | -0.2% | +17.01% | Add |
| 34 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | -0.2% | -89.06% | Trim |
| 35 | XMHQ | Invesco S&p Midcap Qual ETF | -0.2% | -98.61% | Trim |
| 36 | GLD | Spdr Gold Shares | -0.3% | -22.78% | Trim |
| 37 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.3% | -11.86% | Trim |
| 38 | BINC | Ishares Flex I A Etf-usd INC | -0.3% | -49.87% | Trim |
| 39 | SLV | Ishares Silver Trust | -0.3% | -45.68% | Trim |
| 40 | QQQ | Invesco Qqq Trust Series 1 | -0.3% | -18.91% | Trim |
| 41 | ITA | Ishares U.s. Aerospace & Def | -0.5% | -92.62% | Trim |
| 42 | IEMG | Ishares Core Msci Emerging | -0.5% | -22.96% | Trim |
| 43 | DYNF | Ishrs US E F R A Etf-usd INC | -0.6% | -16.71% | Trim |
| 44 | OEF | Ishares S&p 100 ETF | -1.6% | -97.32% | Trim |
| 45 | CORO | Ish Intl Ctry Rot Act ETF | — | NEW | New buy |
| 46 | IDEF | Ishares Def Industrials Act | — | NEW | New buy |
| 47 | XMVM | Invesco S&p Midcap Value Wit | — | NEW | New buy |
| 48 | SMLF | Ishares US Smallcap Equity F | — | EXIT | Sold out |
| 49 | ISCG | Ishares Morningstar Small-ca | — | NEW | New buy |
| 50 | LMUB | Ishares Lt National Muni Bd | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-11 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-10 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-03 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-08 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-07 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-22 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-21 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-02 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-13 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-08 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-05 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-19 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-25 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-11 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-19 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-08 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-19 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-21 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-13 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-14 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-09 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-13 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-07 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-08 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-06 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-09 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-07 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-08 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-08 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-11 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-09 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-14 | 13F-HR | View on EDGAR |
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