CIK: 0001511857
Total reported value
$1.4B
Reporting period: 2026-03-31 · Number of holdings: 450
Clear Harbor Asset Management, LLC disclosed 450 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.4B and a quarterly turnover rate of 18.3%.
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Clear Harbor Asset Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.015 — mathematically equivalent to about 66 equally-sized positions, well below its 450 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.38), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Trim ROP
-1.6% -$18.6M
Trim MSFT
-3.7% -$9.5M
Add CAT
-1.4% $4.8M
Add NXT
-0.5% $4.9M
Add FLEX
-1.7% $3.3M
Trim AAPL
+0.4% -$5.5M
Showing top 200 holdings (of 450 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 5.66% | -0.26% | +0.39% | |
| 2 | ROP | Roper Technologies INC | Stock-Tech | 4.61% | -1.17% | -1.57% | |
| 3 | FLEX | Flex Ltd. | Stock-Tech | 3.70% | +0.29% | -1.67% | |
| 4 | PH | Parker Hannifin CORP | Stock-Industrials | 3.10% | — | -1.79% | |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.07% | -0.09% | -0.06% | |
| 6 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.78% | -0.24% | -1.08% | |
| 7 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.13% | -0.19% | -1.32% | |
| 8 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.02% | -0.10% | -2.09% | |
| 9 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 2.01% | — | +3.01% | |
| 10 | CAT | Caterpillar INC | Stock-Industrials | 1.86% | +0.37% | -1.38% | |
| 11 | MSFT | Microsoft CORP | Stock-Tech | 1.83% | -0.61% | -3.74% | |
| 12 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.79% | -0.07% | +3.11% | |
| 13 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.60% | — | +7.14% | |
| 14 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 1.58% | — | +0.63% | |
| 15 | AWK | American Water Works Co INC | Stock-Utilities | 1.57% | — | -0.33% | |
| 16 | NVDA | Nvidia CORP | Stock-Tech | 1.39% | -0.06% | +0.36% | |
| 17 | NXT | Nextpower Inc-cl A | Stock-Tech | 1.22% | +0.35% | -0.45% | |
| 18 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.20% | -0.11% | -0.51% | |
| 19 | RTX | Rtx CORP | Stock-Industrials | 1.19% | — | +0.66% | |
| 20 | TRMB | Trimble INC | Stock-Tech | 1.07% | -0.20% | -0.54% | |
| 21 | IAU | Ishares Gold Trust | ETF-Commodities | 1.06% | -0.12% | -18.68% | |
| 22 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 1.03% | — | +1.16% | |
| 23 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.01% | +0.18% | +1.19% | |
| 24 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.92% | — | -0.99% | |
| 25 | LDOS | Leidos Holdings INC | Stock-Tech | 0.91% | -0.12% | -0.39% | |
| 26 | DHR | Danaher CORP | Stock-Healthcare | 0.86% | -0.15% | +0.50% | |
| 27 | HIG | Hartford Insurance Group INC | Stock-Financials | 0.83% | — | +2.68% | |
| 28 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.77% | +0.21% | +54.47% | |
| 29 | MA | Mastercard INC - A | Stock-Financials | 0.75% | — | +7.75% | |
| 30 | CME | Cme Group INC | Stock-Financials | 0.75% | — | +1.86% | |
| 31 | CNM | Core & Main Inc-class A | Stock-Industrials | 0.72% | — | -0.31% | |
| 32 | V | Visa Inc-class A Shares | Stock-Financials | 0.70% | -0.09% | +0.60% | |
| 33 | NJR | New Jersey Resources CORP | Stock-Utilities | 0.68% | +0.12% | +0.91% | |
| 34 | DOV | Dover CORP | Stock-Industrials | 0.62% | — | +3.55% | |
| 35 | ECL | Ecolab INC | Stock-Materials | 0.61% | — | +0.91% | |
| 36 | HD | Home Depot INC | Stock-Consumer Disc | 0.61% | +0.14% | +32.53% | |
| 37 | HXL | Hexcel CORP | Stock-Industrials | 0.61% | — | +1.24% | |
| 38 | XOM | Exxon Mobil CORP | Stock-Energy | 0.58% | +0.18% | +0.96% | |
| 39 | REGN | Regeneron Pharmaceuticals | Stock-Healthcare | 0.58% | — | +2.94% | |
| 40 | C | Citigroup INC | Stock-Financials | 0.58% | — | -0.71% | |
| 41 | EG | Everest Group, Ltd. | Stock-Financials | 0.58% | — | +14.75% | |
| 42 | MKL | Markel Group INC | Stock-Financials | 0.57% | — | +3.76% | |
| 43 | BLK | Blackrock INC | Stock-Financials | 0.54% | — | -1.68% | |
| 44 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 0.52% | — | -1.07% | |
| 45 | HEI | Heico CORP | Stock-Industrials | 0.51% | — | +2.09% | |
| 46 | ABBV | Abbvie INC | Stock-Healthcare | 0.50% | — | -0.46% | |
| 47 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 0.49% | -0.10% | -3.68% | |
| 48 | AME | Ametek INC | Stock-Industrials | 0.46% | — | +0.90% | |
| 49 | UNP | Union Pacific CORP | Stock-Industrials | 0.44% | — | -0.78% | |
| 50 | CPK | Chesapeake Utilities CORP | Stock-Other | 0.42% | — | +0.10% |
Performance for Q3 2026
+4.9%
Performance Last 4 Quarters
+23.9%
Based on 82% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 450 | $1.4B | 18 | |
| 2025-12-31 | 445 | $1.5B | 16 | |
| 2025-09-30 | 422 | $1.4B | 28 | |
| 2025-06-30 | 409 | $1.3B | 0 | |
| 2025-03-31 | 408 | $1.3B | 100 | |
| 2024-12-31 | 392 | $1.3B | 0 | |
| 2024-09-30 | 368 | $1.2B | 0 | |
| 2024-06-30 | 364 | $1.2B | 0 | |
| 2024-03-31 | 366 | $1.1B | 0 | |
| 2023-12-31 | 371 | $1.1B | 0 | |
| 2023-09-30 | 349 | $965.4M | 0 | |
| 2023-06-30 | 359 | $1.0B | 0 | |
| 2023-03-31 | 392 | $969.7M | 0 | |
| 2022-12-31 | 360 | $801.2M | 0 | |
| 2022-09-30 | 363 | $718.1M | 0 | |
| 2022-06-30 | 401 | $751.5M | 0 | |
| 2022-03-31 | 404 | $879.2M | 0 | |
| 2021-12-31 | 415 | $921.6M | 0 | |
| 2021-09-30 | 385 | $5.4B | 0 | |
| 2021-06-30 | 370 | $825.3M | 100 | |
| 2021-03-31 | 336 | $764.9M | 24 | |
| 2020-12-31 | 314 | $696.3M | 28 | |
| 2020-09-30 | 785 | $585.6M | 22 | |
| 2020-06-30 | 267 | $528.2M | 33 | |
| 2020-03-31 | 275 | $429.0M | 40 | |
| 2019-12-31 | 792 | $577.2M | 22 | |
| 2019-09-30 | 262 | $512.2M | 18 | |
| 2019-06-30 | 253 | $497.0M | 16 | |
| 2019-03-31 | 248 | $493.5M | 23 | |
| 2018-12-31 | 248 | $434.8M | 29 | |
| 2018-09-30 | 260 | $496.1M | 26 | |
| 2018-06-30 | 255 | $535.4M | 16 | |
| 2018-03-31 | 233 | $511.8M | 19 | |
| 2017-12-31 | 246 | $531.6M | 24 | |
| 2017-09-30 | 247 | $504.2M | 18 | |
| 2017-06-30 | 255 | $522.9M | 20 | |
| 2017-03-31 | 251 | $495.3M | 22 | |
| 2016-12-31 | 255 | $474.8M | 23 | |
| 2016-09-30 | 253 | $458.1M | 29 | |
| 2016-06-30 | 260 | $459.9M | 21 | |
| 2016-03-31 | 255 | $454.8M | 29 | |
| 2015-12-31 | 274 | $440.1M | 27 | |
| 2015-09-30 | 278 | $437.0M | 33 | |
| 2015-06-30 | 312 | $510.3M | 21 | |
| 2015-03-31 | 305 | $519.9M | 24 | |
| 2014-12-31 | 287 | $492.8M | 39 | |
| 2014-09-30 | 215 | $450.4M | 25 | |
| 2014-06-30 | 242 | $467.3M | 24 | |
| 2014-03-31 | 214 | $426.9M | 23 | |
| 2013-12-31 | 188 | $397.9M | 19 | |
| 2013-09-30 | 216 | $368.3M | 22 | |
| 2013-06-30 | 201 | $337.4M | — |
Clear Harbor Asset Management, LLC's most significant position changes for 2026-03-31: Sold out: Msci INC (MSCI); New buy: Goldman Sachs Eql Wght Large (GSEW); Sold out: West Pharmaceutical Services (WST); New buy: Slr Investment CORP (SLRC); Sold out: Bentley Systems Inc-class B (BSY).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CAT | Caterpillar INC | +0.4% | -1.38% | Trim |
| 2 | NXT | Nextpower Inc-cl A | +0.4% | -0.45% | Trim |
| 3 | FLEX | Flex Ltd. | +0.3% | -1.67% | Trim |
| 4 | META | Meta Platforms Inc-class A | +0.2% | +54.47% | Add |
| 5 | XOM | Exxon Mobil CORP | +0.2% | +0.96% | Add |
| 6 | JNJ | Johnson & Johnson | +0.2% | +1.19% | Add |
| 7 | VWO | Vanguard Ftse Emerging Marke | +0.1% | +77.77% | Add |
| 8 | HD | Home Depot INC | +0.1% | +32.53% | Add |
| 9 | NJR | New Jersey Resources CORP | +0.1% | +0.91% | Add |
| 10 | CRM | Salesforce INC | +0.1% | +134.59% | Add |
| 11 | ENPH | Enphase Energy INC | +0.1% | +12.56% | Add |
| 12 | NVDA | Nvidia CORP | -0.1% | +0.36% | Add |
| 13 | GOOGL | Alphabet Inc-cl A | -0.1% | +3.11% | Add |
| 14 | VEEV | Veeva Systems Inc-class A | -0.1% | -63.64% | Trim |
| 15 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | -0.06% | Trim |
| 16 | V | Visa Inc-class A Shares | -0.1% | +0.60% | Add |
| 17 | BKNG | Booking Holdings INC | -0.1% | -1.15% | Trim |
| 18 | TGEN | Tecogen Inc/waltham Ma | -0.1% | +6.56% | Add |
| 19 | VTI | Vanguard Total Stock Mkt ETF | -0.1% | -2.09% | Trim |
| 20 | TMO | Thermo Fisher Scientific INC | -0.1% | -3.68% | Trim |
| 21 | ALC | Alcon Inc. | -0.1% | -36.15% | Trim |
| 22 | IWF | Ishares Russell 1000 Growth | -0.1% | -0.51% | Trim |
| 23 | LDOS | Leidos Holdings INC | -0.1% | -0.39% | Trim |
| 24 | IAU | Ishares Gold Trust | -0.1% | -18.68% | Trim |
| 25 | TEVA | Teva Pharmaceutical-sp Adr | -0.1% | -37.66% | Trim |
| 26 | AVGO | Broadcom INC | -0.1% | -36.37% | Trim |
| 27 | DHR | Danaher CORP | -0.2% | +0.50% | Add |
| 28 | INTC | Intel CORP | -0.2% | -55.77% | Trim |
| 29 | JPM | Jpmorgan Chase & Co | -0.2% | -1.32% | Trim |
| 30 | TRMB | Trimble INC | -0.2% | -0.54% | Trim |
| 31 | FICO | Fair Isaac CORP | -0.2% | -85.85% | Trim |
| 32 | GOOG | Alphabet Inc-cl C | -0.2% | -1.08% | Trim |
| 33 | TPG | Tpg INC | -0.2% | -7.35% | Trim |
| 34 | AAPL | Apple INC | -0.3% | +0.39% | Add |
| 35 | MSFT | Microsoft CORP | -0.6% | -3.74% | Trim |
| 36 | ROP | Roper Technologies INC | -1.2% | -1.57% | Trim |
| 37 | MSCI | Msci INC | — | EXIT | Sold out |
| 38 | GSEW | Goldman Sachs Eql Wght Large | — | NEW | New buy |
| 39 | WST | West Pharmaceutical Services | — | EXIT | Sold out |
| 40 | SLRC | Slr Investment CORP | — | NEW | New buy |
| 41 | BSY | Bentley Systems Inc-class B | — | EXIT | Sold out |
| 42 | SHOP | Shopify INC - Class A | — | NEW | New buy |
| 43 | NOW | Servicenow INC | — | NEW | New buy |
| 44 | AXON | Axon Enterprise INC | — | NEW | New buy |
| 45 | SLV | Ishares Silver Trust | — | EXIT | Sold out |
| 46 | DEO | Diageo Plc-sponsored Adr | — | NEW | New buy |
| 47 | WHR 8.5 02-15-29 A | Whirlpool CORP | — | NEW | New buy |
| 48 | BAX | Baxter International INC | — | NEW | New buy |
| 49 | AGG | Ishares Core U.s. Aggregate | — | NEW | New buy |
| 50 | DOCU | Docusign INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-05 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-10 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-14 | Amendment | View on EDGAR |
| 2025-09-30 | 2025-10-23 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-15 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-17 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-24 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-17 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-10 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-18 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-26 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-21 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-04 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-20 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-25 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-20 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-10 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-21 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-03 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-06 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-14 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-04 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-26 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-05 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-14 | Amendment | View on EDGAR |
| 2020-03-31 | 2020-05-08 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-29 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-31 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-22 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-19 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-11 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-26 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-03 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-01 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-23 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-25 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-25 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-25 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-20 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-07 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-05 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-18 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-20 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-27 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-23 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-16 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-30 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-22 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-23 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-07 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-30 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-19 | 13F-HR | View on EDGAR |
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