CR
Castle Rock Wealth Management, LLC 13F Holdings Breakdown
Castle Rock Wealth Management, LLCCIK: 0001727605
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$509.4M
Reporting period: 2026-06-30 · Number of holdings: 268
Castle Rock Wealth Management, LLC disclosed 268 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $509.4M and a quarterly turnover rate of 24.7%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "C"
Personality snowflake
- Concentration
- 4.93
- Portfolio Stability
- 24.71
- Momentum/Contrarian
- 100
- Sector conviction
- 67.01
- Diversification
- 100
- Sizing Uniformity
- 84.8
Castle Rock Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.012 — mathematically equivalent to about 81 equally-sized positions, well below its 268 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.52), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 57% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Recent moves
Add MU
+46.5% $5.9M
Trim CVX
-0.1% -$2.9M
Add PANW
-0.2% $4.7M
Trim MSFT
-27.1% -$2.8M
New buy 77926X320
Trim PLTR
-60.7% -$3.1M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 268 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 4.23% | +0.02% | -0.44% | |
| 2 | KO | Coca-cola Co/the | Stock-Consumer Staples | 3.89% | -0.16% | -0.06% | |
| 3 | AAPL | Apple INC | Stock-Tech | 3.09% | +0.10% | -0.73% | |
| 4 | TFLO | Ishares Treasury Floating Ra | ETF-Gov Bonds | 3.01% | — | +0.03% | |
| 5 | CVX | Chevron CORP | Stock-Energy | 2.83% | -0.93% | -0.06% | |
| 6 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 2.24% | — | -4.26% | |
| 7 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.15% | +0.25% | +2.75% | |
| 8 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.76% | +0.10% | +1.21% | |
| 9 | PANW | Palo Alto Networks INC | Stock-Tech | 1.71% | +0.83% | -0.20% | |
| 10 | MSFT | Microsoft CORP | Stock-Tech | 1.66% | -0.78% | -27.11% | |
| 11 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 1.55% | -0.41% | -12.34% | |
| 12 | MU | Micron Technology INC | Stock-Tech | 1.54% | +1.13% | +46.45% | |
| 13 | GBIL | Goldman Sachs Access Treasur | ETF-Commodities | 1.47% | — | -8.01% | |
| 14 | AVGO | Broadcom INC | Stock-Tech | 1.33% | +0.13% | +3.54% | |
| 15 | SMH | Vaneck Semiconductor ETF | ETF-Other | 1.32% | +0.18% | -18.88% | |
| 16 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.31% | +0.08% | +3.19% | |
| 17 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.23% | +0.05% | +1.00% | |
| 18 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.22% | +0.15% | +1.67% | |
| 19 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 1.15% | — | -6.93% | |
| 20 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.07% | — | +0.02% | |
| 21 | IBM | Intl Business Machines CORP | Stock-Tech | 1.02% | +0.06% | +1.85% | |
| 22 | VRT | Vertiv Holdings Co-a | Stock-Industrials | 0.96% | +0.07% | +0.38% | |
| 23 | CNEQ | Alger Concentrated Eqty ETF | ETF-Other | 0.94% | +0.30% | +25.81% | |
| 24 | ETN | Eaton Corporation plc | Stock-Industrials | 0.88% | +0.11% | +11.31% | |
| 25 | CRWD | Crowdstrike Holdings INC - A | Stock-Tech | 0.85% | +0.38% | +3.15% | |
| 26 | WMT | Walmart INC | Stock-Consumer Staples | 0.79% | — | +1.75% | |
| 27 | V | Visa Inc-class A Shares | Stock-Financials | 0.79% | — | +2.24% | |
| 28 | AMD | Advanced Micro Devices | Stock-Tech | 0.77% | +0.46% | +11.21% | |
| 29 | PFEB | Innovator U.s. Equity Power | ETF-Other | 0.77% | — | -5.48% | |
| 30 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.76% | — | -2.18% | |
| 31 | PDEC | Innovator U.s. Equity Power | ETF-Other | 0.74% | — | -0.23% | |
| 32 | ENFR | Alerian Energy Infrastructur | ETF-Other | 0.72% | — | -1.69% | |
| 33 | INTC | Intel CORP | Stock-Tech | 0.71% | +0.54% | +87.23% | |
| 34 | ✓ | Stock-Other | 0.71% | +0.71% | NEW | ||
| 35 | GPIX | Gldm SA S&p 500 Pr In Etf-us | ETF-Large Cap & Growth | 0.70% | — | +2.46% | |
| 36 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.70% | — | +2.12% | |
| 37 | PMAY | Innovator U.s. Equity Power | ETF-Other | 0.69% | — | +2.55% | |
| 38 | BINC | Ishares Flex I A Etf-usd INC | ETF-Other | 0.68% | — | -2.56% | |
| 39 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.68% | — | +1.50% | |
| 40 | AMGN | Amgen INC | Stock-Healthcare | 0.67% | — | +3.17% | |
| 41 | GPIQ | Gs Nasdaq-100 Pr INC Etf-usd | ETF-Tech | 0.65% | — | +4.07% | |
| 42 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.65% | — | -8.99% | |
| 43 | JSI | Jh Securitized Income ETF | ETF-Other | 0.63% | — | +1.84% | |
| 44 | FRTY | Alger Mid Cap 40 ETF | ETF-Other | 0.63% | +0.09% | +5.60% | |
| 45 | OKE | Oneok INC | Stock-Energy | 0.63% | — | +2.04% | |
| 46 | ATFV | Alger 35 ETF | ETF-Other | 0.63% | +0.35% | +97.57% | |
| 47 | XLE | Ss Energy Select Sector | ETF-Other | 0.63% | — | +6.63% | |
| 48 | GS | Goldman Sachs Group INC | Stock-Financials | 0.62% | — | +1.58% | |
| 49 | ARM | Arm Holdings Plc-adr | Stock-Tech | 0.61% | +0.61% | NEW | |
| 50 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 0.59% | — | +0.18% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+1%
Performance Last 4 Quarters
+16.2%
Based on 75% of reported portfolio value with available pricing
- Stdev
- +9.6%
- Beta
- +0.72
- Alpha
- +2.4%
- Max Drawdown
- -5.5%
- Annualized Perf
- +16.3%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +3.83
- Stutzer
- +0.49
- Treynor
- +0.22
- Sterling
- +1.15
- Calmar
- +2.97
- Information Ratio
- -0.65
- Tracking Error
- +4.3%
- Stdev Down
- +4.1%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +29.4%
- Worst 12 Months
- +9.9%
- Efficiency Ratio
- +0.65
- Sharpe
- +1.63
- Stdev Sectors
- +11%
- Skewness
- +0.23
- Kurtosis
- -0.08
- Upside Potential
- +5.53
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-06-30 | 268 | $509.4M | 25 | |
| 2026-03-31 | 262 | $461.9M | 13 | |
| 2025-12-31 | 261 | $462.5M | 22 | |
| 2025-09-30 | 254 | $452.4M | 34 | |
| 2025-06-30 | 246 | $427.9M | 0 | |
| 2025-03-31 | 225 | $370.4M | 21 | |
| 2024-12-31 | 233 | $419.9M | 100 | |
| 2024-09-30 | 242 | $419.1M | 0 | |
| 2024-06-30 | 236 | $400.5M | 0 | |
| 2024-03-31 | 232 | $366.2M | 0 | |
| 2023-12-31 | 226 | $329.9M | 0 | |
| 2023-09-30 | 214 | $297.9M | 0 | |
| 2023-06-30 | 209 | $292.8M | 0 | |
| 2023-03-31 | 214 | $279.9M | 0 | |
| 2022-12-31 | 218 | $223.8M | 0 | |
| 2022-09-30 | 199 | $198.5M | 0 | |
| 2022-06-30 | 212 | $196.0M | 0 | |
| 2022-03-31 | 239 | $217.4M | 0 | |
| 2021-12-31 | 245 | $245.2M | 0 | |
| 2021-09-30 | 254 | $292.1M | 0 | |
| 2021-06-30 | 249 | $272.6M | 95 | |
| 2021-03-31 | 242 | $248.1M | 39 | |
| 2020-12-31 | 233 | $240.5M | 55 | |
| 2020-09-30 | 162 | $152.6M | 68 | |
| 2020-06-30 | 192 | $170.7M | 76 | |
| 2020-03-31 | 128 | $115.9M | 100 | |
| 2019-12-31 | 167 | $111.0M | 30 | |
| 2019-09-30 | 158 | $96.3M | 65 | |
| 2019-06-30 | 146 | $90.1M | 4 | |
| 2019-03-31 | 226 | $4.8B | 0 | |
| 2018-12-31 | 138 | $70.5M | 0 | |
| 2018-09-30 | 113 | $62.9M | 46 | |
| 2018-06-30 | 121 | $73.3M | 46 | |
| 2018-03-31 | 103 | $60.5M | 41 | |
| 2017-12-31 | 101 | $51.4M | 0 |
Holding changes this quarter
Castle Rock Wealth Management, LLC's most significant position changes for 2026-06-30: New buy: ; New buy: Arm Holdings Plc-adr (ARM); Sold out: Exxon Mobil CORP (XOM); New buy: Corning INC (GLW); New buy: .
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MU | Micron Technology INC | +1.1% | +46.45% | Add |
| 2 | PANW | Palo Alto Networks INC | +0.8% | -0.20% | Trim |
| 3 | ✓ | +0.7% | NEW | New buy | |
| 4 | ARM | Arm Holdings Plc-adr | +0.6% | NEW | New buy |
| 5 | INTC | Intel CORP | +0.5% | +87.23% | Add |
| 6 | GLW | Corning INC | +0.5% | NEW | New buy |
| 7 | AMD | Advanced Micro Devices | +0.5% | +11.21% | Add |
| 8 | ✓ | +0.5% | NEW | New buy | |
| 9 | CRWD | Crowdstrike Holdings INC - A | +0.4% | +3.15% | Add |
| 10 | CRDO | Credo Technology Group Holding Ltd | +0.4% | NEW | New buy |
| 11 | ATFV | Alger 35 ETF | +0.4% | +97.57% | Add |
| 12 | WDC | Western Digital CORP | +0.3% | +154.55% | Add |
| 13 | CNEQ | Alger Concentrated Eqty ETF | +0.3% | +25.81% | Add |
| 14 | ASTS | Ast Spacemobile INC | +0.3% | NEW | New buy |
| 15 | GOOG | Alphabet Inc-cl C | +0.3% | +2.75% | Add |
| 16 | HPE | Hewlett Packard Enterprise | +0.2% | NEW | New buy |
| 17 | ✓ | +0.2% | NEW | New buy | |
| 18 | ✓ | +0.2% | NEW | New buy | |
| 19 | SMH | Vaneck Semiconductor ETF | +0.2% | -18.88% | Trim |
| 20 | QQQ | Invesco Qqq Trust Series 1 | +0.2% | +1.67% | Add |
| 21 | COHR | Coherent CORP | +0.1% | +6.41% | Add |
| 22 | AVGO | Broadcom INC | +0.1% | +3.54% | Add |
| 23 | APP | Applovin Corp-class A | +0.1% | +2.07% | Add |
| 24 | QCOM | Qualcomm INC | +0.1% | +3.32% | Add |
| 25 | ETN | Eaton Corporation plc | +0.1% | +11.31% | Add |
| 26 | IVES | Dan Wedbush Ai Rev ETF | +0.1% | +7.67% | Add |
| 27 | AAPL | Apple INC | +0.1% | -0.73% | Trim |
| 28 | AMZN | Amazon.com INC | +0.1% | +1.21% | Add |
| 29 | GEV | GE Vernova INC | +0.1% | +5.95% | Add |
| 30 | FRTY | Alger Mid Cap 40 ETF | +0.1% | +5.60% | Add |
| 31 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +3.19% | Add |
| 32 | VRT | Vertiv Holdings Co-a | +0.1% | +0.38% | Add |
| 33 | IBM | Intl Business Machines CORP | +0.1% | +1.85% | Add |
| 34 | JPM | Jpmorgan Chase & Co | +0.1% | +1.00% | Add |
| 35 | NVDA | Nvidia CORP | 0% | -0.44% | Trim |
| 36 | KO | Coca-cola Co/the | -0.2% | -0.06% | Trim |
| 37 | CRM | Salesforce INC | -0.2% | EXIT | Sold out |
| 38 | WDEF | Wt Europe Defensed Fd | -0.2% | EXIT | Sold out |
| 39 | TSLA | Tesla INC | -0.2% | -38.79% | Trim |
| 40 | TMUS | T-mobile US INC | -0.3% | EXIT | Sold out |
| 41 | CEG | Constellation Energy | -0.4% | EXIT | Sold out |
| 42 | NOW | Servicenow INC | -0.4% | EXIT | Sold out |
| 43 | SGOV | Ishares 0-3 Month Treasury B | -0.4% | -12.34% | Trim |
| 44 | HON | Honeywell International INC | -0.4% | EXIT | Sold out |
| 45 | NFLX | Netflix INC | -0.5% | -77.18% | Trim |
| 46 | NET | Cloudflare INC - Class A | -0.6% | -93.29% | Trim |
| 47 | XOM | Exxon Mobil CORP | -0.6% | EXIT | Sold out |
| 48 | PLTR | Palantir Technologies Inc-a | -0.7% | -60.66% | Trim |
| 49 | MSFT | Microsoft CORP | -0.8% | -27.11% | Trim |
| 50 | CVX | Chevron CORP | -0.9% | -0.06% | Trim |
Filing History
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-06-30 | 2026-07-08 | 13F-HR | View on EDGAR |
| 2026-03-31 | 2026-04-08 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-05 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-16 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-23 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-09 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-03-05 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-09 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-12 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-13 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-09 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-11 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-11 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-12 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-31 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-13 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-25 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-02 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-13 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-27 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-29 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-12-07 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-10 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-18 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-13 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-13 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-08 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-16 | Amendment | View on EDGAR |
| 2019-03-31 | 2019-05-15 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-20 | Amendment | View on EDGAR |
| 2018-12-31 | 2019-02-11 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-13 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-13 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-14 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-08 | 13F-HR | View on EDGAR |
FAQ
What is Castle Rock Wealth Management, LLC and what type of investor is it?
Castle Rock Wealth Management, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $509.4M, spread across 268 disclosed positions.
What are Castle Rock Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, Castle Rock Wealth Management, LLC's top holdings by market value are:
1. Nvidia CORP (NVDA) — $21.5M (4.2%)
2. Coca-cola Co/the (KO) — $19.8M (3.9%)
3. Apple INC (AAPL) — $15.7M (3.1%)
4. Ishares Treasury Floating Ra (TFLO) — $15.4M (3.0%)
5. Chevron CORP (CVX) — $14.4M (2.8%)
What changes did Castle Rock Wealth Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Castle Rock Wealth Management, LLC made 50 notable position adjustments: 9 new positions were initiated, 22 existing holdings were added to, 12 positions were partially reduced, and 7 were completely exited. The largest of these moves: New buy: ; New buy: Arm Holdings Plc-adr (ARM); Sold out: Exxon Mobil CORP (XOM); New buy: Corning INC (GLW); New buy:
What sectors does Castle Rock Wealth Management, LLC focus on?
Castle Rock Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 42.2%
• Consumer Staples: 11.4%
• Industrials: 8.1%
• Financials: 7.8%
• Communication Services: 7.4%
• Health Care: 7.1%
Peer Institutions
Institutions with a similar AUM
FG
Financial Gravity Companies, Inc.
CIK 0001377167
Total reported value
$509.3M
1,015 stks
2025-06-30
Stale — no recent filing
Concentration8.1
Portfolio Stability0.0
Sector conviction56.2
AUM within 0.0% of this institution
View detail
PW
Prestige Wealth Management Group LLC
CIK 0001772715
Total reported value
$509.3M
1,407 stks
2026-03-31
Concentration14.1
Portfolio Stability36.1
Sector conviction47.5
AUM within 0.0% of this institution
View detail
PP
Paloma Partners Management Co
CIK 0001103882
Total reported value
$509.7M
61 stks
2026-03-31
Concentration24.5
Portfolio Stability100.0
Sector conviction74.0
AUM within 0.1% of this institution
View detail
Similar Holdings Style
Institutions with overlapping top holdings
RI
Rothschild Investment LLC /il
CIK 0001020918
Total reported value
$1.2B
538 stks
2023-09-30
Stale — no recent filing
Concentration3.8
Portfolio Stability0.0
Sector conviction38.7
3 of the top 5 holdings overlap, including Apple INC
View detail
Berkshire Hathaway Inc
CIK 0001067983
Total reported value
$263.1B
90 stks
2026-03-31
Concentration47.4
Portfolio Stability23.6
Sector conviction70.5
3 of the top 5 holdings overlap, including Apple INC
View detail
CA
Commerce Advisors, LLC
CIK 0001567247
Total reported value
$119.0M
122 stks
2026-03-31
Concentration14.1
Portfolio Stability0.0
Sector conviction61.5
3 of the top 5 holdings overlap, including Coca-cola Co/the
View detail