CIK: 0002109821
Total reported value
$97.5M
Reporting period: 2026-03-31 · Number of holdings: 68
Ballast Financial Advisors LLC disclosed 68 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $97.5M and a quarterly turnover rate of 7.2%.
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Ballast Financial Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.053 — mathematically equivalent to about 19 equally-sized positions, well below its 68 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.62), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim VBIL
-56.4% -$470.7K
Add ISTB
+5.4% $494.4K
Trim SCHX
+1.6% -$362.1K
Add FNDF
-0.8% $405.1K
Trim GBTC
-7.3% -$372.8K
Add AVUV
-0.2% $328.9K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ISTB | Ishares Core 1-5 Year Usd Bo | ETF-Other | 11.16% | +0.46% | +5.38% | |
| 2 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 11.11% | +0.24% | +3.29% | |
| 3 | SCHX | Schwab US Large-cap ETF | ETF-Other | 11.09% | -0.42% | +1.55% | |
| 4 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 6.08% | +0.39% | -0.83% | |
| 5 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 4.51% | +0.32% | -0.23% | |
| 6 | AVLV | Avantis US Large Cap Value | ETF-Large Cap & Growth | 4.27% | +0.23% | -0.21% | |
| 7 | JQUA | Jpmorgan US Quality Factor | ETF-Other | 3.69% | +0.03% | +4.39% | |
| 8 | SCHF | Schwab Intl Equity ETF | ETF-Other | 3.52% | +0.08% | -0.15% | |
| 9 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 2.40% | — | -0.08% | |
| 10 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 2.29% | +0.05% | +4.84% | |
| 11 | SCHG | Schwab US Large-cap Growth | ETF-Other | 2.19% | -0.30% | -1.10% | |
| 12 | VUG | Vanguard Growth ETF | ETF-Other | 2.09% | -0.21% | +1.99% | |
| 13 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 1.83% | +0.07% | +0.01% | |
| 14 | DFIS | Dimensional International Sm | ETF-Other | 1.79% | +0.02% | -0.62% | |
| 15 | BND | Vanguard Total Bond Market | ETF-Other | 1.63% | -0.04% | -1.50% | |
| 16 | FBND | Fidelity Total Bond ETF | ETF-Other | 1.63% | +0.15% | +11.13% | |
| 17 | SCHV | Schwab US Large-cap Value | ETF-Other | 1.53% | -0.06% | -5.89% | |
| 18 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 1.30% | — | -2.36% | |
| 19 | DFAR | Dimensional US Real Est ETF | ETF-Other | 1.14% | +0.04% | +0.89% | |
| 20 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 1.10% | — | -2.73% | |
| 21 | VTV | Vanguard Value ETF | ETF-Other | 1.09% | +0.04% | +0.73% | |
| 22 | DISV | Dimensional International Sm | ETF-Other | 1.07% | +0.03% | -0.64% | |
| 23 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 1.04% | +0.06% | +8.80% | |
| 24 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 1.00% | — | +1.65% | |
| 25 | GBTC | Grayscale Bitcoin Trust ETF | ETF-Crypto | 0.96% | -0.39% | -7.31% | |
| 26 | FNDC | Schwab Fndmnt Intl Sm Eq ETF | ETF-Other | 0.92% | +0.02% | -1.01% | |
| 27 | VB | Vanguard Small-cap ETF | ETF-Other | 0.92% | +0.07% | +7.17% | |
| 28 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.79% | -0.05% | — | |
| 29 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 0.76% | +0.05% | +8.03% | |
| 30 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.72% | — | -0.84% | |
| 31 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 0.70% | +0.14% | +21.98% | |
| 32 | FVAL | Fidelity Value Factor ETF | ETF-Other | 0.66% | +0.06% | +15.33% | |
| 33 | VIGI | Vanguard Int Div App Indx Fd | ETF-Other | 0.60% | +0.03% | +9.46% | |
| 34 | VV | Vanguard Large-cap ETF | ETF-Other | 0.58% | — | +8.24% | |
| 35 | DFAI | Dimensional International Co | ETF-Other | 0.58% | +0.02% | +1.69% | |
| 36 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.55% | +0.05% | +10.99% | |
| 37 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.52% | +0.05% | +15.13% | |
| 38 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.51% | +0.10% | +28.31% | |
| 39 | SOXX | Ishares Semiconductor ETF | ETF-Other | 0.50% | +0.04% | +0.95% | |
| 40 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.49% | — | +3.00% | |
| 41 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.48% | — | +5.08% | |
| 42 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.47% | +0.05% | +11.33% | |
| 43 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 0.44% | — | — | |
| 44 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 0.39% | — | -3.88% | |
| 45 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.39% | — | +0.01% | |
| 46 | VBIL | Vanguard 0-3m T-bill ETF | ETF-Other | 0.38% | -0.48% | -56.35% | |
| 47 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.37% | -0.05% | -10.66% | |
| 48 | AAPL | Apple INC | Stock-Tech | 0.37% | — | +2.66% | |
| 49 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.35% | — | -1.42% | |
| 50 | TJX | Tjx Companies INC | Stock-Consumer Disc | 0.33% | — | +0.25% |
Performance for Q3 2026
+2.8%
Performance Last 4 Quarters
+4.6%
Based on 5 months of available history
Based on 81% of reported portfolio value with available pricing
Ballast Financial Advisors LLC's most significant position changes for 2026-03-31: Sold out: Super Micro Computer INC (SMCI); New buy: Newmont CORP (NEM); Sold out: Nano Nuclear Energy INC (NNE); Sold out: Grayscale Bitcoin Mini ETF (BTC); New buy: Ishares Russell 2500 ETF (SMMD).
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-14 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-17 | 13F-HR | View on EDGAR |
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