CIK: 0001498383
Total reported value
$269.6M
Reporting period: 2026-03-31 · Number of holdings: 94
Asset Allocation & Management Company, LLC disclosed 94 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $269.6M and a quarterly turnover rate of 15.9%.
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Asset Allocation & Management Company, LLC's disclosed holdings carry a Herfindahl concentration index of 0.099 — mathematically equivalent to about 10 equally-sized positions, well below its 94 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.90), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 5.2 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 10% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add VYM
+105.1% $16.5M
Trim VTI
+0.5% -$2.7M
Add SRLN
+41.6% $5.8M
Trim VOO
+0.9% -$836.0K
Trim VUG
-13.4% -$1.3M
Trim SPHY
0.0% -$282.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 25.01% | -2.91% | +0.52% | |
| 2 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 11.61% | +5.72% | +105.12% | |
| 3 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 7.84% | +1.73% | +41.62% | |
| 4 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 7.75% | -0.91% | +0.91% | |
| 5 | SPHY | Ss Spdr P High Yield ETF | ETF-High Yield | 6.96% | -0.62% | — | |
| 6 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 4.16% | +0.34% | +4.50% | |
| 7 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.54% | -0.51% | -1.68% | |
| 8 | SCHB | Schwab US Broad Market ETF | ETF-Other | 2.44% | -0.07% | +9.10% | |
| 9 | FTSL | First Trust Senior Loan ETF | ETF-Other | 2.11% | -0.21% | — | |
| 10 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 1.88% | +0.19% | +16.57% | |
| 11 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.71% | — | -1.57% | |
| 12 | VUG | Vanguard Growth ETF | ETF-Other | 1.71% | -0.66% | -13.37% | |
| 13 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 1.32% | -0.32% | -13.63% | |
| 14 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 1.13% | — | — | |
| 15 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.12% | -0.23% | -6.99% | |
| 16 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.10% | +0.04% | +18.89% | |
| 17 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.03% | -0.17% | — | |
| 18 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.89% | — | — | |
| 19 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.82% | — | — | |
| 20 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.80% | -0.10% | — | |
| 21 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.70% | -0.11% | — | |
| 22 | NVDA | Nvidia CORP | Stock-Tech | 0.59% | +0.11% | +40.85% | |
| 23 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.58% | — | — | |
| 24 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 0.56% | — | — | |
| 25 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.52% | — | — | |
| 26 | WFC 7.5 PERP L | Wells Fargo & Company | Stock-Financials | 0.47% | — | — | |
| 27 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.42% | — | — | |
| 28 | VB | Vanguard Small-cap ETF | ETF-Other | 0.42% | — | — | |
| 29 | AVGO | Broadcom INC | Stock-Tech | 0.41% | -0.25% | -25.38% | |
| 30 | AAPL | Apple INC | Stock-Tech | 0.40% | -0.06% | — | |
| 31 | MSFT | Microsoft CORP | Stock-Tech | 0.39% | -0.16% | — | |
| 32 | VCLT | Vanguard Long-term CORP Bond | ETF-Corp Bonds | 0.37% | +0.19% | +121.58% | |
| 33 | IWV | Ishares Russell 3000 ETF | ETF-Other | 0.36% | — | — | |
| 34 | BLV | Vanguard Long-term Bond ETF | ETF-Other | 0.26% | — | — | |
| 35 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.26% | — | — | |
| 36 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.24% | +0.02% | — | |
| 37 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.24% | -0.06% | — | |
| 38 | PFF | Ishares Preferred & Income S | ETF-Other | 0.24% | — | — | |
| 39 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.24% | — | — | |
| 40 | KLAC | Kla CORP | Stock-Tech | 0.23% | +0.02% | — | |
| 41 | BAC 7.25 PERP L | Bank Of America CORP | Stock-Financials | 0.23% | — | — | |
| 42 | MPC | Marathon Petroleum CORP | Stock-Energy | 0.23% | +0.07% | — | |
| 43 | CVX | Chevron CORP | Stock-Energy | 0.22% | +0.04% | — | |
| 44 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.22% | — | — | |
| 45 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.21% | — | — | |
| 46 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.20% | — | -2.21% | |
| 47 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.19% | — | — | |
| 48 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 0.18% | — | — | |
| 49 | GS | Goldman Sachs Group INC | Stock-Financials | 0.18% | — | — | |
| 50 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.17% | +0.08% | +128.49% |
Performance for Q3 2026
—
Performance Last 4 Quarters
—
Based on 48% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 94 | $269.6M | 16 | |
| 2025-12-31 | 94 | $251.1M | 12 | |
| 2025-09-30 | 88 | $237.1M | 30 | |
| 2025-06-30 | 92 | $216.1M | 0 | |
| 2025-03-31 | 90 | $197.6M | 100 | |
| 2024-12-31 | 83 | $182.9M | 0 | |
| 2024-09-30 | 47 | $159.1M | 0 | |
| 2024-06-30 | 48 | $151.3M | 0 | |
| 2024-03-31 | 49 | $152.7M | 0 | |
| 2023-12-31 | 49 | $149.4M | 0 | |
| 2023-09-30 | 50 | $167.1M | 0 | |
| 2023-06-30 | 64 | $251.6M | 0 | |
| 2023-03-31 | 96 | $249.4M | 0 | |
| 2022-12-31 | 119 | $258.6M | 0 | |
| 2022-09-30 | 117 | $244.0M | 0 | |
| 2022-06-30 | 116 | $239.9M | 0 | |
| 2022-03-31 | 121 | $278.8M | 0 | |
| 2021-12-31 | 116 | $295.3M | 0 | |
| 2021-09-30 | 34 | $184.6M | 0 | |
| 2021-06-30 | 46 | $216.6M | 97 | |
| 2021-03-31 | 61 | $202.5M | 31 | |
| 2020-12-31 | 35 | $155.3M | 41 | |
| 2020-09-30 | 42 | $216.7M | 9 | |
| 2020-06-30 | 42 | $205.4M | 19 | |
| 2020-03-31 | 52 | $201.8M | 28 | |
| 2019-12-31 | 69 | $267.5M | 0 |
Asset Allocation & Management Company, LLC's most significant position changes for 2026-03-31: Sold out: Oracle CORP (ORCL); New buy: Valaris Limited (VAL); New buy: Regeneron Pharmaceuticals (REGN); New buy: Deere & Co (DE); Sold out: T-mobile US INC (TMUS).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VYM | Vanguard High Dvd Yield ETF | +5.7% | +105.12% | Add |
| 2 | SRLN | Ss Blackstone Sr Loan ETF | +1.7% | +41.62% | Add |
| 3 | SCHD | Schwab US Dvd Equity ETF | +0.3% | +4.50% | Add |
| 4 | VEU | Vanguard Ftse All-world Ex-u | +0.2% | +16.57% | Add |
| 5 | VCLT | Vanguard Long-term CORP Bond | +0.2% | +121.58% | Add |
| 6 | NVDA | Nvidia CORP | +0.1% | +40.85% | Add |
| 7 | JPM | Jpmorgan Chase & Co | +0.1% | +128.49% | Add |
| 8 | MPC | Marathon Petroleum CORP | +0.1% | — | Unchanged |
| 9 | QQQ | Invesco Qqq Trust Series 1 | 0% | +18.89% | Add |
| 10 | CVX | Chevron CORP | 0% | — | Unchanged |
| 11 | VLO | Valero Energy CORP | 0% | — | Unchanged |
| 12 | BP | Bp Plc-spons Adr | 0% | — | Unchanged |
| 13 | BKR | Baker Hughes Co | 0% | — | Unchanged |
| 14 | KLAC | Kla CORP | 0% | — | Unchanged |
| 15 | JNJ | Johnson & Johnson | 0% | — | Unchanged |
| 16 | DVY | Ishares Select Dividend ETF | — | — | Unchanged |
| 17 | BKNG | Booking Holdings INC | 0% | — | Unchanged |
| 18 | V | Visa Inc-class A Shares | 0% | — | Unchanged |
| 19 | GEV | GE Vernova INC | -0.1% | -39.53% | Trim |
| 20 | META | Meta Platforms Inc-class A | -0.1% | — | Unchanged |
| 21 | AAPL | Apple INC | -0.1% | — | Unchanged |
| 22 | SCHB | Schwab US Broad Market ETF | -0.1% | +9.10% | Add |
| 23 | BRK-A | Berkshire Hathaway Inc-cl A | -0.1% | — | Unchanged |
| 24 | TJX | Tjx Companies INC | -0.1% | -46.15% | Trim |
| 25 | VOT | Vanguard Mid-cap Growth ETF | -0.1% | — | Unchanged |
| 26 | MSFT | Microsoft CORP | -0.2% | — | Unchanged |
| 27 | GOOGL | Alphabet Inc-cl A | -0.2% | — | Unchanged |
| 28 | FTSL | First Trust Senior Loan ETF | -0.2% | — | Unchanged |
| 29 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.2% | -6.99% | Trim |
| 30 | AVGO | Broadcom INC | -0.3% | -25.38% | Trim |
| 31 | JAAA | Janus Henderson Aaa Clo ETF | -0.3% | -13.63% | Trim |
| 32 | IVV | Ishares Core S&p 500 ETF | -0.5% | -1.68% | Trim |
| 33 | SPHY | Ss Spdr P High Yield ETF | -0.6% | — | Unchanged |
| 34 | VUG | Vanguard Growth ETF | -0.7% | -13.37% | Trim |
| 35 | VOO | Vanguard S&p 500 ETF | -0.9% | +0.91% | Add |
| 36 | VTI | Vanguard Total Stock Mkt ETF | -2.9% | +0.52% | Add |
| 37 | ORCL | Oracle CORP | — | EXIT | Sold out |
| 38 | VAL | Valaris Limited | — | NEW | New buy |
| 39 | REGN | Regeneron Pharmaceuticals | — | NEW | New buy |
| 40 | DE | Deere & Co | — | NEW | New buy |
| 41 | TMUS | T-mobile US INC | — | EXIT | Sold out |
| 42 | CDNS | Cadence Design Sys INC | — | NEW | New buy |
| 43 | CRWD | Crowdstrike Holdings INC - A | — | NEW | New buy |
| 44 | TEL | TE Connectivity plc | — | NEW | New buy |
| 45 | NOW | Servicenow INC | — | EXIT | Sold out |
| 46 | AZN | AstraZeneca PLC | — | NEW | New buy |
| 47 | AZNN | Astrazeneca Plc-spons Adr | — | EXIT | Sold out |
| 48 | UBER | Uber Technologies INC | — | EXIT | Sold out |
| 49 | MRSH | Marsh & Mclennan Cos | — | EXIT | Sold out |
| 50 | SPGI | S&p Global INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-12 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-03 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-16 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-08 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-13 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-22 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-09 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-11 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-09 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-17 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-08 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-17 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-09 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-20 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-19 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-11 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-11 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-16 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-14 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-12 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-16 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-11-16 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-11-16 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-11-13 | 13F-HR | View on EDGAR |
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