CIK: 0001812177
Total reported value
$340.3M
Reporting period: 2026-03-31 · Number of holdings: 136
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC disclosed 136 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $340.3M and a quarterly turnover rate of 25.2%.
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Walled Lake Planning & Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.035 — mathematically equivalent to about 29 equally-sized positions, well below its 136 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.94), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 21% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim CAPE
-3.6% -$2.1M
Trim RSPT
-34.3% -$3.1M
Trim CSCO
-51.7% -$3.1M
Trim ROST
-53.6% -$1.9M
Trim AAPL
+0.4% -$768.4K
Trim USMV
-0.6% -$338.7K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BILZ | Pimco Ultra Shrt Govt Active | ETF-Other | 8.28% | -0.14% | +5.67% | |
| 2 | CAPE | Doubleline Shiller Cape US | ETF-Other | 7.36% | -1.22% | -3.61% | |
| 3 | JQUA | Jpmorgan US Quality Factor | ETF-Other | 6.57% | — | +2.57% | |
| 4 | USMF | Wisdomtree US Multifactor Fu | ETF-Other | 5.20% | +5.20% | NEW | |
| 5 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 4.69% | -0.46% | -0.58% | |
| 6 | FMDE | Fidelity Enhanced Mid Cap Co | ETF-Other | 4.50% | +4.50% | NEW | |
| 7 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 4.17% | +0.23% | +1.82% | |
| 8 | RSPH | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 3.91% | -0.40% | +2.98% | |
| 9 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 3.84% | +0.14% | +11.51% | |
| 10 | AAPL | Apple INC | Stock-Tech | 3.37% | -0.50% | +0.40% | |
| 11 | HII | Huntington Ingalls Industrie | Stock-Industrials | 2.77% | +0.07% | -1.00% | |
| 12 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 2.24% | +0.08% | +0.75% | |
| 13 | MO | Altria Group INC | Stock-Consumer Staples | 2.21% | +0.17% | +1.81% | |
| 14 | GILD | Gilead Sciences INC | Stock-Healthcare | 2.20% | +0.11% | -0.17% | |
| 15 | LMT | Lockheed Martin CORP | Stock-Industrials | 2.19% | +0.31% | +0.52% | |
| 16 | GSK | Gsk Plc-spon Adr | Stock-Healthcare | 1.93% | +0.08% | -0.14% | |
| 17 | RSPT | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.71% | -1.10% | -34.25% | |
| 18 | MRK | Merck & Co. INC. | Stock-Healthcare | 1.68% | +0.11% | +0.53% | |
| 19 | DG | Dollar General CORP | Stock-Consumer Staples | 1.45% | -0.29% | +0.21% | |
| 20 | HLI | Houlihan Lokey INC | Stock-Financials | 1.20% | -0.34% | +1.45% | |
| 21 | G | Genpact Limited | Stock-Tech | 1.12% | -0.38% | +1.05% | |
| 22 | CTSH | Cognizant Tech Solutions-a | Stock-Tech | 1.03% | -0.43% | +2.14% | |
| 23 | PFE | Pfizer INC | Stock-Healthcare | 0.99% | +0.04% | -0.27% | |
| 24 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.92% | -0.17% | -4.03% | |
| 25 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.90% | -0.17% | -0.75% | |
| 26 | MA | Mastercard INC - A | Stock-Financials | 0.88% | -0.20% | +0.12% | |
| 27 | AKRE | Akre Focus ETF | ETF-Other | 0.86% | +0.86% | NEW | |
| 28 | CSCO | Cisco Systems INC | Stock-Tech | 0.86% | -1.04% | -51.73% | |
| 29 | MSFT | Microsoft CORP | Stock-Tech | 0.86% | -0.19% | +14.45% | |
| 30 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.83% | -0.16% | +0.74% | |
| 31 | PSA | Public Storage | Stock-Real Estate | 0.82% | — | +2.51% | |
| 32 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.80% | -0.16% | -5.81% | |
| 33 | ROST | Ross Stores INC | Stock-Consumer Disc | 0.71% | -0.67% | -53.62% | |
| 34 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.67% | -0.16% | -3.81% | |
| 35 | OEF | Ishares S&p 100 ETF | ETF-Other | 0.63% | -0.13% | -3.44% | |
| 36 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.60% | — | -4.38% | |
| 37 | ACN | Accenture plc | Stock-Tech | 0.52% | -0.21% | +3.64% | |
| 38 | MKTX | Marketaxess Holdings INC | Stock-Financials | 0.51% | — | +2.05% | |
| 39 | AVGO | Broadcom INC | Stock-Tech | 0.39% | — | -0.97% | |
| 40 | XOM | Exxon Mobil CORP | Stock-Energy | 0.36% | +0.11% | +8.66% | |
| 41 | V | Visa Inc-class A Shares | Stock-Financials | 0.35% | — | +2.81% | |
| 42 | EUSA | Ishares Msci USA Equal Weigh | ETF-Other | 0.34% | — | -7.84% | |
| 43 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.34% | — | -2.00% | |
| 44 | IAUM | Ishares Gold Trust Micro | ETF-Commodities | 0.33% | +0.13% | +66.43% | |
| 45 | IBM | Intl Business Machines CORP | Stock-Tech | 0.31% | — | +0.49% | |
| 46 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.31% | — | -3.31% | |
| 47 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.28% | — | +0.34% | |
| 48 | HPQ | Hp INC | Stock-Tech | 0.26% | — | -1.47% | |
| 49 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.23% | — | -6.69% | |
| 50 | HPE | Hewlett Packard Enterprise | Stock-Tech | 0.23% | — | +0.12% |
Performance for Q3 2026
+2.4%
Performance Last 4 Quarters
+15.5%
Based on 75% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 136 | $340.3M | 25 | |
| 2025-12-31 | 136 | $316.3M | 8 | |
| 2025-09-30 | 143 | $304.6M | 31 | |
| 2025-06-30 | 141 | $306.5M | 0 | |
| 2025-03-31 | 133 | $281.6M | 100 | |
| 2024-12-31 | 131 | $268.7M | 0 | |
| 2024-09-30 | 132 | $266.3M | 0 | |
| 2024-06-30 | 124 | $244.9M | 0 | |
| 2024-03-31 | 119 | $243.7M | 0 | |
| 2023-12-31 | 106 | $215.1M | 0 | |
| 2023-09-30 | 103 | $199.6M | 0 | |
| 2023-06-30 | 100 | $205.5M | 0 | |
| 2023-03-31 | 87 | $191.0M | 0 | |
| 2022-12-31 | 53 | $146.8M | 0 | |
| 2022-09-30 | 77 | $143.1M | 0 | |
| 2022-06-30 | 76 | $145.1M | 0 | |
| 2022-03-31 | 90 | $168.1M | 0 | |
| 2021-12-31 | 97 | $172.5M | 0 | |
| 2021-09-30 | 335 | $162.2M | 0 | |
| 2021-06-30 | 318 | $153.7M | 97 | |
| 2021-03-31 | 316 | $144.2M | 12 | |
| 2020-12-31 | 352 | $131.6M | 14 | |
| 2020-09-30 | 362 | $123.3M | 20 | |
| 2020-06-30 | 358 | $119.5M | 28 | |
| 2020-03-31 | 366 | $109.4M | 44 | |
| 2019-12-31 | 279 | $138.6M | 0 |
Walled Lake Planning & Wealth Management, LLC's most significant position changes for 2026-03-31: New buy: Wisdomtree US Multifactor Fu (USMF); New buy: Fidelity Enhanced Mid Cap Co (FMDE); New buy: Akre Focus ETF (AKRE); Sold out: Novo-nordisk A/s-spons Adr (NVO); Sold out: Flowers Foods INC (FLO).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | LMT | Lockheed Martin CORP | +0.3% | +0.52% | Add |
| 2 | SCHD | Schwab US Dvd Equity ETF | +0.2% | +1.82% | Add |
| 3 | MO | Altria Group INC | +0.2% | +1.81% | Add |
| 4 | RSP | Invesco S&p 500 Equal Weight | +0.1% | +11.51% | Add |
| 5 | IAUM | Ishares Gold Trust Micro | +0.1% | +66.43% | Add |
| 6 | GILD | Gilead Sciences INC | +0.1% | -0.17% | Trim |
| 7 | MRK | Merck & Co. INC. | +0.1% | +0.53% | Add |
| 8 | XOM | Exxon Mobil CORP | +0.1% | +8.66% | Add |
| 9 | PEP | Pepsico INC | +0.1% | +87.95% | Add |
| 10 | NVS | Novartis Ag-sponsored Adr | +0.1% | +0.75% | Add |
| 11 | GSK | Gsk Plc-spon Adr | +0.1% | -0.14% | Trim |
| 12 | HII | Huntington Ingalls Industrie | +0.1% | -1.00% | Trim |
| 13 | PFE | Pfizer INC | 0% | -0.27% | Trim |
| 14 | DSL | Doubleline Income Solutions | -0.1% | -36.61% | Trim |
| 15 | LLY | Eli Lilly & Co | -0.1% | -27.06% | Trim |
| 16 | OEF | Ishares S&p 100 ETF | -0.1% | -3.44% | Trim |
| 17 | BILZ | Pimco Ultra Shrt Govt Active | -0.1% | +5.67% | Add |
| 18 | JPM | Jpmorgan Chase & Co | -0.2% | -3.81% | Trim |
| 19 | IVV | Ishares Core S&p 500 ETF | -0.2% | -5.81% | Trim |
| 20 | AMZN | Amazon.com INC | -0.2% | +0.74% | Add |
| 21 | GOOGL | Alphabet Inc-cl A | -0.2% | -0.75% | Trim |
| 22 | VOO | Vanguard S&p 500 ETF | -0.2% | -4.03% | Trim |
| 23 | MSFT | Microsoft CORP | -0.2% | +14.45% | Add |
| 24 | MA | Mastercard INC - A | -0.2% | +0.12% | Add |
| 25 | ACN | Accenture plc | -0.2% | +3.64% | Add |
| 26 | DG | Dollar General CORP | -0.3% | +0.21% | Add |
| 27 | HLI | Houlihan Lokey INC | -0.3% | +1.45% | Add |
| 28 | G | Genpact Limited | -0.4% | +1.05% | Add |
| 29 | RSPH | Invesco S&p 500 Equal Weight | -0.4% | +2.98% | Add |
| 30 | CTSH | Cognizant Tech Solutions-a | -0.4% | +2.14% | Add |
| 31 | USMV | Ishares Msci USA Min Vol Fac | -0.5% | -0.58% | Trim |
| 32 | AAPL | Apple INC | -0.5% | +0.40% | Add |
| 33 | ROST | Ross Stores INC | -0.7% | -53.62% | Trim |
| 34 | CSCO | Cisco Systems INC | -1% | -51.73% | Trim |
| 35 | RSPT | Invesco S&p 500 Equal Weight | -1.1% | -34.25% | Trim |
| 36 | CAPE | Doubleline Shiller Cape US | -1.2% | -3.61% | Trim |
| 37 | USMF | Wisdomtree US Multifactor Fu | — | NEW | New buy |
| 38 | FMDE | Fidelity Enhanced Mid Cap Co | — | NEW | New buy |
| 39 | AKRE | Akre Focus ETF | — | NEW | New buy |
| 40 | NVO | Novo-nordisk A/s-spons Adr | — | EXIT | Sold out |
| 41 | FLO | Flowers Foods INC | — | EXIT | Sold out |
| 42 | SLV | Ishares Silver Trust | — | NEW | New buy |
| 43 | LKQ | Lkq CORP | — | EXIT | Sold out |
| 44 | EXK | Exact Sciences CORP | — | EXIT | Sold out |
| 45 | T | At&t INC | — | NEW | New buy |
| 46 | HOOD | Robinhood Markets INC - A | — | EXIT | Sold out |
| 47 | GBTC | Grayscale Bitcoin Trust ETF | — | EXIT | Sold out |
| 48 | FSCO | Fs Credit Opportunities CORP | — | EXIT | Sold out |
| 49 | VZ | Verizon Communications INC | — | NEW | New buy |
| 50 | GLXY | Galaxy Digital Inc-a | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-30 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-12 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-12 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-12 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-08 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-12 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-12 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-14 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-13 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-14 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-11 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-12 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-14 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-01 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-09 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-13 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-10 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-16 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-17 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-19 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-13 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-18 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-15 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-05-15 | 13F-HR | View on EDGAR |
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