CIK: 0001577001
Total reported value
$1.2B
Reporting period: 2026-03-31 · Number of holdings: 175
W.G. Shaheen & Associates DBA Whitney & Co disclosed 175 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.2B and a quarterly turnover rate of 16.8%.
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W.G. Shaheen & Associates DBA Whitney & Co's disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 34 equally-sized positions, well below its 175 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.06), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Trim NVO
-90.4% -$12.4M
Trim MSFT
+3.5% -$12.6M
Trim VWOB
-94.6% -$9.9M
Trim WAB
-97.0% -$8.1M
Add XLE
+0.4% $6.9M
Add CNH
+156.8% $7.2M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 12.08% | -0.24% | +0.34% | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 4.01% | -0.83% | +3.48% | |
| 3 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 3.72% | -0.13% | +1.03% | |
| 4 | FBND | Fidelity Total Bond ETF | ETF-Other | 3.11% | +0.26% | +5.21% | |
| 5 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.91% | -0.05% | +2.04% | |
| 6 | NVDA | Nvidia CORP | Stock-Tech | 2.83% | -0.04% | +0.82% | |
| 7 | AVGO | Broadcom INC | Stock-Tech | 2.74% | -0.17% | +0.36% | |
| 8 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.72% | -0.04% | +4.38% | |
| 9 | META | Meta Platforms Inc-class A | Stock-Comm Services | 2.71% | -0.27% | +0.48% | |
| 10 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 2.47% | — | -0.07% | |
| 11 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.43% | -0.12% | -0.24% | |
| 12 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 2.30% | — | +5.65% | |
| 13 | DBND | Doubleline Oppor Cor Bnd-usd | ETF-Other | 2.22% | +0.22% | +6.97% | |
| 14 | XLE | Ss Energy Select Sector | ETF-Other | 2.10% | +0.64% | +0.38% | |
| 15 | SCHW | Schwab (charles) CORP | Stock-Financials | 1.97% | -0.01% | +1.28% | |
| 16 | V | Visa Inc-class A Shares | Stock-Financials | 1.71% | -0.14% | +2.74% | |
| 17 | VRTX | Vertex Pharmaceuticals INC | Stock-Healthcare | 1.64% | — | -0.11% | |
| 18 | LRCX | Lam Research CORP | Stock-Tech | 1.45% | +0.25% | -7.41% | |
| 19 | RTX | Rtx CORP | Stock-Industrials | 1.44% | -0.32% | -25.34% | |
| 20 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.43% | -0.13% | +2.08% | |
| 21 | NEM | Newmont CORP | Stock-Materials | 1.39% | +0.14% | -1.40% | |
| 22 | CVX | Chevron CORP | Stock-Energy | 1.22% | +0.37% | +1.30% | |
| 23 | ASML | ASML Holding N.V. | Stock-Tech | 1.18% | — | -16.99% | |
| 24 | CI | THE Cigna Group | Stock-Healthcare | 1.16% | — | -0.12% | |
| 25 | EW | Edwards Lifesciences CORP | Stock-Healthcare | 1.16% | — | +1.68% | |
| 26 | BKNG | Booking Holdings INC | Stock-Consumer Disc | 1.13% | -0.22% | +1.61% | |
| 27 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.12% | +0.30% | +12.09% | |
| 28 | BLK | Blackrock INC | Stock-Financials | 1.11% | -0.07% | +0.71% | |
| 29 | MRK | Merck & Co. INC. | Stock-Healthcare | 1.09% | +0.17% | -1.08% | |
| 30 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 1.09% | +0.16% | +0.49% | |
| 31 | LOW | Lowe's Cos INC | Stock-Consumer Disc | 1.09% | — | +0.22% | |
| 32 | IBKR | Interactive Brokers Gro-cl A | Stock-Financials | 1.07% | — | +1.02% | |
| 33 | RYAAY | Ryanair Holdings Plc-sp Adr | Stock-Industrials | 1.04% | -0.19% | +1.04% | |
| 34 | MRVL | Marvell Technology INC | Stock-Tech | 1.01% | +0.19% | +1.30% | |
| 35 | ADBE | Adobe INC | Stock-Tech | 0.94% | -0.26% | +8.22% | |
| 36 | RMD | Resmed INC | Stock-Healthcare | 0.91% | -0.03% | -0.27% | |
| 37 | CNH | CNH Industrial N.V. | Stock-Industrials | 0.89% | +0.61% | +156.82% | |
| 38 | CRM | Salesforce INC | Stock-Tech | 0.85% | -0.22% | +7.24% | |
| 39 | XOP | Ss Spdr S&p Og Exp & Prod | ETF-Other | 0.84% | +0.29% | +1.90% | |
| 40 | PAYX | Paychex INC | Stock-Tech | 0.83% | -0.12% | +1.76% | |
| 41 | MOH | Molina Healthcare INC | Stock-Healthcare | 0.83% | +0.83% | NEW | |
| 42 | DMBS | Doubleline Mortgage ETF | ETF-Other | 0.81% | — | +5.75% | |
| 43 | DCRE | Dbl Comm Real Est Debt | ETF-Other | 0.79% | — | +4.40% | |
| 44 | RRC | Range Resources CORP | Stock-Energy | 0.77% | +0.20% | +0.07% | |
| 45 | CPRT | Copart INC | Stock-Industrials | 0.76% | — | +12.35% | |
| 46 | SYK | Stryker CORP | Stock-Healthcare | 0.72% | — | +0.35% | |
| 47 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 0.68% | — | +2.00% | |
| 48 | NOW | Servicenow INC | Stock-Tech | 0.66% | +0.66% | NEW | |
| 49 | ICOP | Ishares Copper And Metals | ETF-Other | 0.66% | +0.09% | +3.58% | |
| 50 | HON | Honeywell International INC | Stock-Industrials | 0.59% | +0.12% | +4.30% |
Performance for Q3 2026
+3.7%
Performance Last 4 Quarters
+24.3%
Based on 77% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 175 | $1.2B | 17 | |
| 2025-12-31 | 175 | $1.3B | 19 | |
| 2025-09-30 | 148 | $1.1B | 27 | |
| 2025-06-30 | 137 | $1.0B | 0 | |
| 2025-03-31 | 134 | $940.8M | 100 | |
| 2024-12-31 | 132 | $952.3M | 0 | |
| 2024-09-30 | 130 | $933.0M | 0 | |
| 2024-06-30 | 124 | $870.6M | 0 | |
| 2024-03-31 | 128 | $838.9M | 0 | |
| 2023-12-31 | 122 | $772.9M | 0 | |
| 2023-09-30 | 122 | $666.5M | 0 | |
| 2023-06-30 | 122 | $695.4M | 0 | |
| 2023-03-31 | 122 | $631.0M | 0 | |
| 2022-12-31 | 123 | $544.8M | 0 | |
| 2022-09-30 | 125 | $514.4M | 0 | |
| 2022-06-30 | 122 | $549.9M | 0 | |
| 2022-03-31 | 133 | $650.3M | 0 | |
| 2021-12-31 | 133 | $680.8M | 0 | |
| 2021-09-30 | 129 | $625.4M | 0 | |
| 2021-06-30 | 126 | $625.4M | 100 | |
| 2021-03-31 | 121 | $570.1M | 24 | |
| 2020-12-31 | 122 | $620.1M | 21 | |
| 2020-09-30 | 113 | $533.5M | 20 | |
| 2020-06-30 | 104 | $488.9M | 29 | |
| 2020-03-31 | 99 | $405.4M | 31 | |
| 2019-12-31 | 107 | $502.1M | 9 | |
| 2019-09-30 | 106 | $479.3M | 19 | |
| 2019-06-30 | 101 | $444.8M | 7 | |
| 2019-03-31 | 102 | $441.8M | 19 | |
| 2018-12-31 | 113 | $391.5M | 30 | |
| 2018-09-30 | 543 | $415.2M | 24 | |
| 2018-06-30 | 324 | $374.4M | 22 | |
| 2018-03-31 | 310 | $349.6M | 30 | |
| 2017-12-31 | 110 | $345.3M | 34 | |
| 2017-09-30 | 104 | $298.0M | 2 | |
| 2017-06-30 | 107 | $305.0M | 16 | |
| 2017-03-31 | 96 | $275.2M | 87 | |
| 2016-12-31 | 103 | $265.4M | 15 | |
| 2016-09-30 | 102 | $249.8M | 14 | |
| 2016-06-30 | 106 | $246.1M | 18 | |
| 2016-03-31 | 106 | $233.3M | 12 | |
| 2015-12-31 | 112 | $229.1M | 21 | |
| 2015-09-30 | 109 | $221.0M | 19 | |
| 2015-06-30 | 107 | $229.2M | 10 | |
| 2015-03-31 | 103 | $223.4M | 8 | |
| 2014-12-31 | 105 | $223.0M | 13 | |
| 2014-09-30 | 105 | $216.7M | 9 | |
| 2014-06-30 | 108 | $216.5M | 13 | |
| 2014-03-31 | 105 | $198.6M | 14 | |
| 2013-12-31 | 98 | $181.2M | 24 | |
| 2013-09-30 | 92 | $143.0M | 10 | |
| 2013-06-30 | 90 | $136.9M | — |
W.G. Shaheen & Associates DBA Whitney & Co's most significant position changes for 2026-03-31: New buy: Molina Healthcare INC (MOH); New buy: Servicenow INC (NOW); Sold out: Nike INC -cl B (NKE); Trim: Novo-nordisk A/s-spons Adr (NVO) — shares -90.37%; Add: Microsoft CORP (MSFT) — shares +3.48%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | XLE | Ss Energy Select Sector | +0.6% | +0.38% | Add |
| 2 | CNH | CNH Industrial N.V. | +0.6% | +156.82% | Add |
| 3 | CVX | Chevron CORP | +0.4% | +1.30% | Add |
| 4 | COST | Costco Wholesale CORP | +0.3% | +12.09% | Add |
| 5 | XOP | Ss Spdr S&p Og Exp & Prod | +0.3% | +1.90% | Add |
| 6 | FBND | Fidelity Total Bond ETF | +0.3% | +5.21% | Add |
| 7 | LRCX | Lam Research CORP | +0.3% | -7.41% | Trim |
| 8 | DBND | Doubleline Oppor Cor Bnd-usd | +0.2% | +6.97% | Add |
| 9 | RRC | Range Resources CORP | +0.2% | +0.07% | Add |
| 10 | MRVL | Marvell Technology INC | +0.2% | +1.30% | Add |
| 11 | MRK | Merck & Co. INC. | +0.2% | -1.08% | Trim |
| 12 | TSM | Taiwan Semiconductor-sp Adr | +0.2% | +0.49% | Add |
| 13 | JNJ | Johnson & Johnson | +0.2% | +12.00% | Add |
| 14 | NEM | Newmont CORP | +0.1% | -1.40% | Trim |
| 15 | HON | Honeywell International INC | +0.1% | +4.30% | Add |
| 16 | GLD | Spdr Gold Shares | +0.1% | +10.11% | Add |
| 17 | ICOP | Ishares Copper And Metals | +0.1% | +3.58% | Add |
| 18 | XOM | Exxon Mobil CORP | +0.1% | +7.30% | Add |
| 19 | ITOT | Ishares Core S&p Total U.s. | — | -0.07% | Trim |
| 20 | SCHW | Schwab (charles) CORP | 0% | +1.28% | Add |
| 21 | RMD | Resmed INC | 0% | -0.27% | Trim |
| 22 | NVDA | Nvidia CORP | 0% | +0.82% | Add |
| 23 | AMZN | Amazon.com INC | 0% | +4.38% | Add |
| 24 | GOOGL | Alphabet Inc-cl A | -0.1% | +2.04% | Add |
| 25 | IBIT | Ishares Bitcoin Trust ETF | -0.1% | -0.79% | Trim |
| 26 | TSLA | Tesla INC | -0.1% | -3.06% | Trim |
| 27 | BLK | Blackrock INC | -0.1% | +0.71% | Add |
| 28 | ORCL | Oracle CORP | -0.1% | -8.20% | Trim |
| 29 | JPM | Jpmorgan Chase & Co | -0.1% | -0.24% | Trim |
| 30 | PAYX | Paychex INC | -0.1% | +1.76% | Add |
| 31 | GOOG | Alphabet Inc-cl C | -0.1% | +1.03% | Add |
| 32 | LLY | Eli Lilly & Co | -0.1% | +2.08% | Add |
| 33 | V | Visa Inc-class A Shares | -0.1% | +2.74% | Add |
| 34 | AVGO | Broadcom INC | -0.2% | +0.36% | Add |
| 35 | RYAAY | Ryanair Holdings Plc-sp Adr | -0.2% | +1.04% | Add |
| 36 | BKNG | Booking Holdings INC | -0.2% | +1.61% | Add |
| 37 | CRM | Salesforce INC | -0.2% | +7.24% | Add |
| 38 | LULU | Lululemon Athletica INC | -0.2% | -66.36% | Trim |
| 39 | AAPL | Apple INC | -0.2% | +0.34% | Add |
| 40 | ADBE | Adobe INC | -0.3% | +8.22% | Add |
| 41 | META | Meta Platforms Inc-class A | -0.3% | +0.48% | Add |
| 42 | RTX | Rtx CORP | -0.3% | -25.34% | Trim |
| 43 | CCJ | Cameco CORP | -0.6% | -70.39% | Trim |
| 44 | WAB | Wabtec CORP | -0.7% | -96.98% | Trim |
| 45 | VWOB | Vanguard Emerg Mkts Gov Bnd | -0.8% | -94.63% | Trim |
| 46 | MSFT | Microsoft CORP | -0.8% | +3.48% | Add |
| 47 | NVO | Novo-nordisk A/s-spons Adr | -1% | -90.37% | Trim |
| 48 | MOH | Molina Healthcare INC | — | NEW | New buy |
| 49 | NOW | Servicenow INC | — | NEW | New buy |
| 50 | NKE | Nike INC -cl B | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-05 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-30 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-07 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-05 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-06 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-04 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-07 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-30 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-08 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-13 | Amendment | View on EDGAR |
| 2023-12-31 | 2024-02-08 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-08 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-14 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-03 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-03 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-09 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-05 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-13 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-11 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-13 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-11 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-10 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-13 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-13 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-05 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-06 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-07 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-06 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-06 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-07 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-13 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-14 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-11 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-12 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-03 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-11 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-11 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-23 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-13 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-21 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-14 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-28 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-26 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-21 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-15 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-27 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-31 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-04 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-24 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-30 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-30 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-12 | 13F-HR | View on EDGAR |
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