Symphony Asset Management LLC 13F Holdings Breakdown

CIK: 0001030815

High-turnover traderSector-focusedContrarian

Total reported value

$309.4M

Reporting period: 2020-06-30 · Number of holdings: 41

SYMPHONY ASSET MANAGEMENT LLC disclosed 41 holdings in its latest 13F filing for the period ending 2020-06-30, with total reported value of $309.4M and a quarterly turnover rate of 105.6%.

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Personality snowflake

Concentration: 17.64
Portfolio Stability: 100
Momentum/Contrarian: 0
Sector conviction: 100
Diversification: 82
Sizing Uniformity: 90.9

Symphony Asset Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.044 — mathematically equivalent to about 23 equally-sized positions, well below its 41 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.91), suggesting a disciplined, rules-based approach to how much capital goes into each idea.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 7% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Add TWTR 0.25 06-15-24
+637.5%　$24.3M
Add ON 1 12-01-20
+39.4%　$10.4M
Trim RDFN 1.75 07-15-23
-73.6%　-$3.9M
Add CCO
0.0%　$3.2M
Add RPD 1.25 08-01-23
+86.7%　$2.8M
Add IHRT
-5.5%　$1.7M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	TWTR 0.25 06-15-24	Twitter INC	Stock-Other	9.01%	+7.88%	+637.50%
2	ON 1 12-01-20	On Semiconductor CORP	Stock-Tech	8.68%	+3.52%	+39.39%
3	IHRT	Iheartmedia INC - Class A	Stock-Other	7.30%	+0.72%	-5.50%
4	TEVA 0.25 02-01-26 C	Teva Pharm Fin Co LLC	Stock-Healthcare	5.57%	+0.43%	—
5	EGHT 0.5 02-01-24	8x8 INC	Stock-Other	5.23%	-0.16%	-10.00%
6	LGND 0.75 05-15-23	Ligand Pharmaceuticals I	Stock-Healthcare	5.06%	+0.38%	—
7	Z 2.75 05-15-25	Zillow Group INC	Stock-Comm Services	4.47%	+4.47%	NEW
8	MNDT 0.875 06-01-24	Mandiant INC	Stock-Other	3.53%	—	-6.43%
9	AVYAUSD	Avaya Holdings CORP	Stock-Other	3.52%	-0.55%	-44.99%
10	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.49%	+3.49%	NEW
11	RP 1.5 05-15-25	Realpage INC	Stock-Other	3.32%	+3.32%	NEW
12	PS 0.375 03-01-24	Pluralsight INC	Stock-Other	2.87%	+2.87%	NEW
13	COUPEUR	Coupa Software INC	Stock-Other	2.86%	+2.86%	NEW
14	LPSN 0.75 03-01-24	Liveperson INC	Stock-Other	2.81%	+2.81%	NEW
15	PANW	Palo Alto Networks INC	Stock-Tech	2.75%	+2.75%	NEW
16	CCO	Clear Channel Outdoor Holdin	Stock-Other	2.73%	+1.10%	—
17	TPC 2.875 06-15-21	Tutor Perini CORP	Stock-Other	2.48%	+0.52%	+20.41%
18	DDOG	Datadog INC - Class A	Stock-Tech	2.25%	+2.25%	NEW
19	DISH 3.375 08-15-26	Dish Network CORP	Stock-Other	1.78%	+0.25%	—
20	RPD 1.25 08-01-23	Rapid7 INC	Stock-Other	1.74%	+0.92%	+86.74%
21	ILMN 0.5 06-15-21	Illumina INC	Stock-Healthcare	1.72%	+1.72%	NEW
22	EVF	Eaton Vance Senior Income Tr	Stock-Other	1.67%	+0.27%	—
23	AVYA 2.25 06-15-23	Avaya Holdings CORP	Stock-Other	1.62%	+1.62%	NEW
24	SAVE 4.75 05-15-25	Spirit Airlines INC	Stock-Other	1.46%	+1.46%	NEW
25	LVGO	Livongo Health INC	Stock-Other	1.45%	+1.45%	NEW
26	NTNX 0 01-15-23	Nutanix INC	Stock-Tech	1.43%	+1.44%	NEW
27	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.39%	+1.39%	NEW
28	EFT	Eaton Vance Fltng Rt INC Tr	Stock-Other	1.30%	—	—
29	RDFN 1.75 07-15-23	Redfin CORP	Stock-Other	0.96%	-1.21%	-73.62%
30	SM 1.5 07-01-21	Sm Energy Co	Stock-Energy	0.89%	—	-57.17%
31	LUV	Southwest Airlines Co	Stock-Industrials	0.88%	+0.88%	NEW
32	CMLSQ	Cumulus Media Inc-cl A	Stock-Other	0.70%	-0.24%	—
33	TDOC	Teladoc Health INC	Stock-Healthcare	0.62%	+0.62%	NEW
34	BKNG	Booking Holdings INC	Stock-Consumer Disc	0.62%	+0.62%	NEW
35	NUVAGBP	Nuvasive INC	Stock-Other	0.54%	-0.27%	-41.57%
36	DXCM	Dexcom INC	Stock-Healthcare	0.38%	+0.38%	NEW
37	NBR 0.75 01-15-24	Nabors Industries INC	Stock-Other	0.26%	—	+9.00%
38	RIG	Transocean Ltd.	Stock-Energy	0.24%	—	—
39	KPTI 3 10-15-25	Karyopharm Therapeutics	Stock-Other	0.23%	—	—
40	ZS	Zscaler INC	Stock-Tech	0.20%	—	—
41	TLGT 4.75 05-01-23	Teligent INC	Stock-Other	—	-0.61%	—

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2020-06-30	41	$309.4M	100	1TWTR 0.25 06-15-24 2ON 1 12-01-20 3IHRT Top holdings2020-06-30 1.TWTR 0.25 06-15-24 2.ON 1 12-01-20 3.IHRT 4.TEVA 0.25 02-01-26 C 5.EGHT 0.5 02-01-24 6.LGND 0.75 05-15-23 7.Z 2.75 05-15-25 8.MNDT 0.875 06-01-24 9.AVYAUSD 10.SPY
2020-03-31	43	$318.3M	100	1MCHP 1.625 02-15-27 2TCOM 1 07-01-20 3MDRX 1.25 07-01-20 Top holdings2020-03-31 1.MCHP 1.625 02-15-27 2.TCOM 1 07-01-20 3.MDRX 1.25 07-01-20 4.IHRT 5.MNDT 1.625 06-01-35 B 6.EGHT 0.5 02-01-24 7.ON 1 12-01-20 8.TEVA 0.25 02-01-26 C 9.PANW 0.75 07-01-23 10.LGND 0.75 05-15-23
2019-12-31	167	$451.8M	70	1IHRT 2ON 1 12-01-20 3TCOM 1 07-01-20 Top holdings2019-12-31 1.IHRT 2.ON 1 12-01-20 3.TCOM 1 07-01-20 4.TTMI 1.75 12-15-20 5.AVYAUSD 6.CCO 7.TWTR 0.25 06-15-24 8.SPLK 0.5 09-15-23 9.RPD 1.25 08-01-23 10.MCHP 1.625 02-15-25
2019-09-30	173	$463.5M	89	1IHRT 2TWTR 1 09-15-21 3RPD 1.25 08-01-23 Top holdings2019-09-30 1.IHRT 2.TWTR 1 09-15-21 3.RPD 1.25 08-01-23 4.TCOM 1 07-01-20 5.CCO 6.AVYAUSD 7.TDOC 3 12-15-22 8.ACOR 1.75 06-15-21 9.HZNP 2.5 03-15-22 10.RNG 0 03-15-23
2019-06-30	172	$478.5M	80	1CCO 2RNG 0 03-15-23 3AVYAUSD Top holdings2019-06-30 1.CCO 2.RNG 0 03-15-23 3.AVYAUSD 4.TDOC 3 12-15-22 5.TCOM 1 07-01-20 6.ACOR 1.75 06-15-21 7.BMRN 0.599 08-01-24 8.TWTR 0.25 06-15-24 9.HZNP 2.5 03-15-22 10.CLVS 2.5 09-15-21
2019-03-31	175	$389.0M	85	1AVYAUSD 2NAV 4.75 04-15-19 3RNG 0 03-15-23 Top holdings2019-03-31 1.AVYAUSD 2.NAV 4.75 04-15-19 3.RNG 0 03-15-23 4.TDOC 3 12-15-22 5.ACOR 1.75 06-15-21 6.TIVO 0.5 03-01-20 7.CLVS 2.5 09-15-21 8.CMLSQ 9.TCOM 1 07-01-20 10.SRPT 1.5 11-15-24
2018-12-31	164	$338.1M	82	1BKLN 2AVYAUSD 3NAV 4.75 04-15-19 Top holdings2018-12-31 1.BKLN 2.AVYAUSD 3.NAV 4.75 04-15-19 4.TER 1.25 12-15-23 5.EFII 0.75 09-01-19 6.TCOM 1.25 09-15-22 7.TIVO 0.5 03-01-20 8.MCHP 1.625 02-15-25 9.CMLSQ 10.HZNP 2.5 03-15-22
2018-09-30	178	$371.8M	100	1AVYAUSD 2BKLN 3CMLSQ Top holdings2018-09-30 1.AVYAUSD 2.BKLN 3.CMLSQ 4.TIVO 0.5 03-01-20 5.OII 6.EFII 0.75 09-01-19 7.LAB 2.75 02-01-34 8.SPLKCHF 9.DXCM 0.75 05-15-22 10.TWTR 0.25 09-15-19
2018-06-30	239	$500.4M	68	1AVYAUSD 2OII 3EFII 0.75 09-01-19 Top holdings2018-06-30 1.AVYAUSD 2.OII 3.EFII 0.75 09-01-19 4.TIVO 0.5 03-01-20 5.CJ1EUR 6.TER 1.25 12-15-23 7.AMZN 8.GOOGL 9.MSFT 10.LAB 2.75 02-01-34
2018-03-31	333	$778.8M	84	1AVYAUSD 2MNDT 1 06-01-35 A 3CJ1EUR Top holdings2018-03-31 1.AVYAUSD 2.MNDT 1 06-01-35 A 3.CJ1EUR 4.Y64354 5.MSFT 6.TER 1.25 12-15-23 7.AMZN 8.IPXL 2 06-15-22 9.BKNG 0.35 06-15-20 10.EFII 0.75 09-01-19
2017-12-31	351	$984.0M	57	173936Q2CJ1EUR 3HZNP 2.5 03-15-22 Top holdings2017-12-31 1.73936Q 2.CJ1EUR 3.HZNP 2.5 03-15-22 4.PANW 0 07-01-19 5.TWTR 1 09-15-21 6.TSLA 1.25 03-01-21 7.NAV 4.75 04-15-19 8.OII 9.MNDT 1.625 06-01-35 B 10.MSFT
2017-09-30	346	$899.0M	51	173936Q2KBE 3CJ1EUR Top holdings2017-09-30 1.73936Q 2.KBE 3.CJ1EUR 4.MOH 1.625 08-15-44 5.AKAM 0 02-15-19 6.TWTR 1 09-15-21 7.RMBS 1.125 08-15-18 8.OII 9.NAV 4.75 04-15-19 10.GOOGL
2017-06-30	349	$886.4M	53	173936Q2CJ1EUR 3KBE Top holdings2017-06-30 1.73936Q 2.CJ1EUR 3.KBE 4.AKAM 0 02-15-19 5.TWTR 0.25 09-15-19 6.AABA 0 12-01-18 7.RMBS 1.125 08-15-18 8.VECO 2.7 01-15-23 9.MOH 1.625 08-15-44 10.MSFT
2017-03-31	387	$1.1B	51	173936Q2CJ1EUR 3PANW 0 07-01-19 Top holdings2017-03-31 1.73936Q 2.CJ1EUR 3.PANW 0 07-01-19 4.CAA 1.625 05-15-18 5.MOH 1.125 01-15-20 6.NOW 0 11-01-18 7.TCOM 1 07-01-20 8.KBE 9.AABA 0 12-01-18 10.RMBS 1.125 08-15-18
2016-12-31	395	$979.0M	57	173936Q2PANW 0 07-01-19 3CAA 1.625 05-15-18 Top holdings2016-12-31 1.73936Q 2.PANW 0 07-01-19 3.CAA 1.625 05-15-18 4.MOH 1.125 01-15-20 5.TCOM 1 07-01-20 6.NOW 0 11-01-18 7.RMBS 1.125 08-15-18 8.MNDT 1.625 06-01-35 B 9.CRM 0.25 04-01-18 10.ILMN 0 06-15-19
2016-09-30	394	$985.9M	60	173936Q2TTWO 1 07-01-18 3MOH 1.125 01-15-20 Top holdings2016-09-30 1.73936Q 2.TTWO 1 07-01-18 3.MOH 1.125 01-15-20 4.NOW 0 11-01-18 5.CAA 1.625 05-15-18 6.TSRO 3 10-01-21 7.PANW 0 07-01-19 8.MNDT 1.625 06-01-35 B 9.RMBS 1.125 08-15-18 10.SJNK
2016-06-30	356	$928.4M	55	173936Q2TTWO 1 07-01-18 3BKNG 1 03-15-18 Top holdings2016-06-30 1.73936Q 2.TTWO 1 07-01-18 3.BKNG 1 03-15-18 4.CAA 1.625 05-15-18 5.PANW 0 07-01-19 6.TSRO 3 10-01-21 7.RMBS 1.125 08-15-18 8.PFPT 1.25 12-15-18 9.NOW 0 11-01-18 10.CRM 0.25 04-01-18
2016-03-31	374	$924.9M	59	1NVDA 1 12-01-18 2PANW 0 07-01-19 3PFPT 1.25 12-15-18 Top holdings2016-03-31 1.NVDA 1 12-01-18 2.PANW 0 07-01-19 3.PFPT 1.25 12-15-18 4.BKNG 1 03-15-18 5.TTWO 1 07-01-18 6.AMD 2.625 06-15-17 7.TCOM 1.25 10-15-18 8.CRM 0.25 04-01-18 9.CAA 1.625 05-15-18 10.RMBS 1.125 08-15-18
2015-12-31	416	$911.4M	61	1PANW 0 07-01-19 2NOW 0 11-01-18 3HOLX 0 03-01-42 2012 Top holdings2015-12-31 1.PANW 0 07-01-19 2.NOW 0 11-01-18 3.HOLX 0 03-01-42 2012 4.AMD 2.625 06-15-17 5.TCOM 1.25 10-15-18 6.PFPT 1.25 12-15-18 7.MDRX 1.25 07-01-20 8.NXPI 1 12-01-19 9.BMRN 0.75 10-15-18 10.RMBS 1.125 08-15-18
2015-09-30	421	$826.0M	60	1PFPT 1.25 12-15-18 2SNDK 1.5 08-15-17 3AMD 2.625 06-15-17 Top holdings2015-09-30 1.PFPT 1.25 12-15-18 2.SNDK 1.5 08-15-17 3.AMD 2.625 06-15-17 4.PANW 0 07-01-19 5.62952Q 6.CIEI 2.625 12-01-19 7.BMRN 0.75 10-15-18 8.CLVS 2.5 09-15-21 9.MDRX 1.25 07-01-20 10.AAPL
2015-06-30	412	$801.6M	59	1CIEI 2.625 12-01-19 2AMD 2.625 06-15-17 3BMRN 0.75 10-15-18 Top holdings2015-06-30 1.CIEI 2.625 12-01-19 2.AMD 2.625 06-15-17 3.BMRN 0.75 10-15-18 4.SNDK 1.5 08-15-17 5.PFPT 1.25 12-15-18 6.AAPL 7.MDCO 1.375 06-01-17 8.CAA 1.25 08-01-32 9.TTWO 1 07-01-18 10.RMBS 1.125 08-15-18
2015-03-31	462	$860.0M	82	1PFPT 1.25 12-15-18 2SPNC 2.625 06-01-34 3BMRN 0.75 10-15-18 Top holdings2015-03-31 1.PFPT 1.25 12-15-18 2.SPNC 2.625 06-01-34 3.BMRN 0.75 10-15-18 4.ON 2.625 12-15-26 B 5.ELV 2.75 10-15-42 6.N 0.25 06-01-18 7.SNDK 0.5 10-15-20 8.AMD 2.625 06-15-17 9.AAPL 10.CAA 1.25 08-01-32
2014-12-31	395	$803.0M	66	1MDVN 2.625 04-01-17 2TTWO 1.75 12-01-16 3SPNC 2.625 06-01-34 Top holdings2014-12-31 1.MDVN 2.625 04-01-17 2.TTWO 1.75 12-01-16 3.SPNC 2.625 06-01-34 4.SPWR 0.75 06-01-18 5.RMBS 1.125 08-15-18 6.WDAY 0.75 07-15-18 7.EA 0.75 07-15-16 8.MDRX 1.25 07-01-20 9.ACOR 1.75 06-15-21 10.AAPL
2014-09-30	404	$969.8M	68	1MDVN 2.625 04-01-17 2SLXP 2.75 05-15-15 3SLXP 1.5 03-15-19 Top holdings2014-09-30 1.MDVN 2.625 04-01-17 2.SLXP 2.75 05-15-15 3.SLXP 1.5 03-15-19 4.SPWR 0.75 06-01-18 5.WDAY 1.5 07-15-20 6.RMBS 1.125 08-15-18 7.SPNC 2.625 06-01-34 8.TTWO 1.75 12-01-16 9.SAPGR 0.5 06-15-18 10.DRYS 5 12-01-14
2014-06-30	402	$960.8M	68	1SLXP 1.5 03-15-19 2MDVN 2.625 04-01-17 3SLXP 2.75 05-15-15 Top holdings2014-06-30 1.SLXP 1.5 03-15-19 2.MDVN 2.625 04-01-17 3.SLXP 2.75 05-15-15 4.DRYS 5 12-01-14 5.TTWO 1.75 12-01-16 6.SAPGR 0.5 06-15-18 7.ELV 2.75 10-15-42 8.HOLX 0 12-15-43 9.EA 0.75 07-15-16 10.GOOG
2014-03-31	406	$1.1B	90	1SLXP 1.5 03-15-19 2CAA 1.625 05-15-18 3MDCO 1.375 06-01-17 Top holdings2014-03-31 1.SLXP 1.5 03-15-19 2.CAA 1.625 05-15-18 3.MDCO 1.375 06-01-17 4.SLXP 2.75 05-15-15 5.TRAK 1.5 03-15-17 6.DRYS 5 12-01-14 7.WEB 1 08-15-18 8.TSLA 1.25 03-01-21 9.MDVN 2.625 04-01-17 10.RGS 5 07-15-14
2013-12-31	456	$1.4B	99	1C 2CAA 1.625 05-15-18 3ENDP 1.75 04-15-15 Top holdings2013-12-31 1.C 2.CAA 1.625 05-15-18 3.ENDP 1.75 04-15-15 4.SNDK 1.5 08-15-17 5.PODD 3.75 06-15-16 6.SLXP 2.75 05-15-15 7.WEB 1 08-15-18 8.MDCO 1.375 06-01-17 9.STWD 4 01-15-19 10.RGS 5 07-15-14
2013-09-30	354	$987.5M	78	1VPHM 2 03-15-17 2ENDP 1.75 04-15-15 3GECBLE 0.875 11-15-13 Top holdings2013-09-30 1.VPHM 2 03-15-17 2.ENDP 1.75 04-15-15 3.GECBLE 0.875 11-15-13 4.EA 0.75 07-15-16 5.PODD 3.75 06-15-16 6.GCN 2 08-01-14 7.SLXP 2.75 05-15-15 8.MOH 3.75 10-01-14 MOH 9.INVA 2.125 01-15-23 10.STWD 4 01-15-19
2013-06-30	346	$1.0B	0	1KCG 3.5 03-15-15 2VPHM 2 03-15-17 3ENDP 1.75 04-15-15 Top holdings2013-06-30 1.KCG 3.5 03-15-15 2.VPHM 2 03-15-17 3.ENDP 1.75 04-15-15 4.LLTC 3 05-01-27 A 5.OA 3 08-15-24 6.EA 0.75 07-15-16 7.CBST 2.5 11-01-17 8.AMGN 4 08-15-16 9.SNDK 1.5 08-15-17 10.PHIANA 1.75 12-01-17

Holding changes this quarter

Symphony Asset Management LLC's most significant position changes for 2020-06-30: Sold out: Microchip Technology INC (MCHP 1.625 02-15-27); Sold out: Trip.com Group LTD (TCOM 1 07-01-20); Sold out: Allscripts Healthcare So (MDRX 1.25 07-01-20); Sold out: Mandiant INC (MNDT 1.625 06-01-35 B); Sold out: Palo Alto Networks (PANW 0.75 07-01-23).

Position changes disclosed by Symphony Asset Management LLC for the quarter ending 2020-06-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TWTR 0.25 06-15-24	Twitter INC	+7.9%	+637.50%	Add
2	ON 1 12-01-20	On Semiconductor CORP	+3.5%	+39.39%	Add
3	CCO	Clear Channel Outdoor Holdin	+1.1%	—	Unchanged
4	RPD 1.25 08-01-23	Rapid7 INC	+0.9%	+86.74%	Add
5	IHRT	Iheartmedia INC - Class A	+0.7%	-5.50%	Trim
6	TPC 2.875 06-15-21	Tutor Perini CORP	+0.5%	+20.41%	Add
7	TEVA 0.25 02-01-26 C	Teva Pharm Fin Co LLC	+0.4%	—	Unchanged
8	LGND 0.75 05-15-23	Ligand Pharmaceuticals I	+0.4%	—	Unchanged
9	EVF	Eaton Vance Senior Income Tr	+0.3%	—	Unchanged
10	DISH 3.375 08-15-26	Dish Network CORP	+0.3%	—	Unchanged
11	EGHT 0.5 02-01-24	8x8 INC	-0.2%	-10.00%	Trim
12	CMLSQ	Cumulus Media Inc-cl A	-0.2%	—	Unchanged
13	NUVAGBP	Nuvasive INC	-0.3%	-41.57%	Trim
14	AVYAUSD	Avaya Holdings CORP	-0.6%	-44.99%	Trim
15	TLGT 4.75 05-01-23	Teligent INC	-0.6%	—	Unchanged
16	RDFN 1.75 07-15-23	Redfin CORP	-1.2%	-73.62%	Trim
17	MCHP 1.625 02-15-27	Microchip Technology INC	—	EXIT	Sold out
18	TCOM 1 07-01-20	Trip.com Group LTD	—	EXIT	Sold out
19	MDRX 1.25 07-01-20	Allscripts Healthcare So	—	EXIT	Sold out
20	MNDT 1.625 06-01-35 B	Mandiant INC	—	EXIT	Sold out
21	PANW 0.75 07-01-23	Palo Alto Networks	—	EXIT	Sold out
22	Z 2.75 05-15-25	Zillow Group INC	—	NEW	New buy
23	SPY	Ss Spdr S&p 500 ETF Trust-us	—	NEW	New buy
24	RP 1.5 05-15-25	Realpage INC	—	NEW	New buy
25	PS 0.375 03-01-24	Pluralsight INC	—	NEW	New buy
26	COUPEUR	Coupa Software INC	—	NEW	New buy
27	LPSN 0.75 03-01-24	Liveperson INC	—	NEW	New buy
28	PANW	Palo Alto Networks INC	—	NEW	New buy
29	DDOG	Datadog INC - Class A	—	NEW	New buy
30	SPLK 0.5 09-15-23	Splunk INC	—	EXIT	Sold out
31	RNG	Ringcentral Inc-class A	—	EXIT	Sold out
32	ILMN 0 08-15-23	Illumina INC	—	EXIT	Sold out
33	TWLO	Twilio INC - A	—	EXIT	Sold out
34	ILMN 0.5 06-15-21	Illumina INC	—	NEW	New buy
35	AVYA 2.25 06-15-23	Avaya Holdings CORP	—	NEW	New buy
36	SAVE 4.75 05-15-25	Spirit Airlines INC	—	NEW	New buy
37	LVGO	Livongo Health INC	—	NEW	New buy
38	NTNX 0 01-15-23	Nutanix INC	—	NEW	New buy
39	IWM	Ishares Russell 2000 ETF	—	NEW	New buy
40	ILMN	Illumina INC	—	EXIT	Sold out
41	TEAM	Atlassian Corporation	—	EXIT	Sold out
42	LUV	Southwest Airlines Co	—	NEW	New buy
43	TDOC	Teladoc Health INC	—	NEW	New buy
44	BKNG	Booking Holdings INC	—	NEW	New buy
45	RH 0 06-15-23	Rh	—	EXIT	Sold out
46	MDB	Mongodb INC	—	EXIT	Sold out
47	✓	Horizon Therapeutics PLC	—	EXIT	Sold out
48	PEGA	Pegasystems INC	—	EXIT	Sold out
49	GFLCN 6 03-15-23	Gfl Environmental INC	—	EXIT	Sold out
50	DXCM	Dexcom INC	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2020-06-30	2020-08-14	13F-HR	View on EDGAR
2020-03-31	2020-05-12	13F-HR	View on EDGAR
2019-12-31	2020-02-13	13F-HR	View on EDGAR
2019-09-30	2019-11-14	13F-HR	View on EDGAR
2019-06-30	2019-08-14	13F-HR	View on EDGAR
2019-03-31	2019-05-14	13F-HR	View on EDGAR
2018-12-31	2019-02-14	13F-HR	View on EDGAR
2018-09-30	2018-11-14	13F-HR	View on EDGAR
2018-06-30	2018-08-14	13F-HR	View on EDGAR
2018-03-31	2018-05-11	13F-HR	View on EDGAR
2017-12-31	2018-02-14	13F-HR	View on EDGAR
2017-09-30	2017-11-13	13F-HR	View on EDGAR
2017-06-30	2017-08-10	13F-HR	View on EDGAR
2017-03-31	2017-06-20	Amendment	View on EDGAR
2017-03-31	2017-05-05	13F-HR	View on EDGAR
2016-12-31	2017-06-23	Amendment	View on EDGAR
2016-12-31	2017-02-14	13F-HR	View on EDGAR
2016-09-30	2017-06-22	Amendment	View on EDGAR
2016-09-30	2016-11-14	13F-HR	View on EDGAR
2016-06-30	2017-06-23	Amendment	View on EDGAR
2016-06-30	2016-08-12	13F-HR	View on EDGAR
2016-03-31	2017-06-22	Amendment	View on EDGAR
2016-03-31	2016-05-13	13F-HR	View on EDGAR
2015-12-31	2016-02-12	13F-HR	View on EDGAR
2015-09-30	2015-11-10	13F-HR	View on EDGAR
2015-06-30	2015-08-12	13F-HR	View on EDGAR
2015-03-31	2015-05-13	13F-HR	View on EDGAR
2014-12-31	2015-02-09	13F-HR	View on EDGAR
2014-09-30	2014-11-12	13F-HR	View on EDGAR
2014-06-30	2014-08-14	13F-HR	View on EDGAR
2014-03-31	2014-05-15	13F-HR	View on EDGAR
2013-12-31	2014-02-11	13F-HR	View on EDGAR
2013-09-30	2013-11-13	13F-HR	View on EDGAR
2013-06-30	2013-08-14	Amendment	View on EDGAR
2013-06-30	2013-08-12	Amendment	View on EDGAR
2013-06-30	2013-08-12	13F-HR	View on EDGAR

FAQ

What is Symphony Asset Management LLC and what type of investor is it?

Symphony Asset Management LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2020-06-30), the firm manages a tracked equity portfolio valued at approximately $309.4M, spread across 41 disclosed positions.

What are Symphony Asset Management LLC's largest equity positions?

Based on the latest 13F filing, Symphony Asset Management LLC's top holdings by market value are: 1. Twitter INC (TWTR 0.25 06-15-24) — $27.9M (9.0%) 2. On Semiconductor CORP (ON 1 12-01-20) — $26.9M (8.7%) 3. Iheartmedia INC - Class A (IHRT) — $22.6M (7.3%) 4. Teva Pharm Fin Co LLC (TEVA 0.25 02-01-26 C) — $17.2M (5.6%) 5. 8x8 INC (EGHT 0.5 02-01-24) — $16.2M (5.2%)

What changes did Symphony Asset Management LLC make in its most recent portfolio filing?

In the latest reported quarter, Symphony Asset Management LLC made 43 notable position adjustments: 18 new positions were initiated, 4 existing holdings were added to, 5 positions were partially reduced, and 16 were completely exited. The largest of these moves: Sold out: Microchip Technology INC (MCHP 1.625 02-15-27); Sold out: Trip.com Group LTD (TCOM 1 07-01-20); Sold out: Allscripts Healthcare So (MDRX 1.25 07-01-20); Sold out: Mandiant INC (MNDT 1.625 06-01-35 B); Sold out: Palo Alto Networks (PANW 0.75 07-01-23)

What sectors does Symphony Asset Management LLC focus on?

Symphony Asset Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 72.6% • Industrials: 12.8% • Consumer Discretionary: 9.0% • Health Care: 5.5%

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Sector conviction80.5

AUM within 0.0% of this institution

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Similar Holdings Style

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Newfleet Asset Management, LLC

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View detail

Symphony Asset Management LLC 13F Holdings Breakdown

CIK: 0001030815

High-turnover traderSector-focusedContrarian

Total reported value

$309.4M

Reporting period: 2020-06-30 · Number of holdings: 41

SYMPHONY ASSET MANAGEMENT LLC disclosed 41 holdings in its latest 13F filing for the period ending 2020-06-30, with total reported value of $309.4M and a quarterly turnover rate of 105.6%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "S"

Personality snowflake

Concentration: 17.64
Portfolio Stability: 100
Momentum/Contrarian: 0
Sector conviction: 100
Diversification: 82
Sizing Uniformity: 90.9

Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.91), suggesting a disciplined, rules-based approach to how much capital goes into each idea.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Recent moves

Add TWTR 0.25 06-15-24
+637.5%　$24.3M
Add ON 1 12-01-20
+39.4%　$10.4M
Trim RDFN 1.75 07-15-23
-73.6%　-$3.9M
Add CCO
0.0%　$3.2M
Add RPD 1.25 08-01-23
+86.7%　$2.8M
Add IHRT
-5.5%　$1.7M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	TWTR 0.25 06-15-24	Twitter INC	Stock-Other	9.01%	+7.88%	+637.50%
2	ON 1 12-01-20	On Semiconductor CORP	Stock-Tech	8.68%	+3.52%	+39.39%
3	IHRT	Iheartmedia INC - Class A	Stock-Other	7.30%	+0.72%	-5.50%
4	TEVA 0.25 02-01-26 C	Teva Pharm Fin Co LLC	Stock-Healthcare	5.57%	+0.43%	—
5	EGHT 0.5 02-01-24	8x8 INC	Stock-Other	5.23%	-0.16%	-10.00%
6	LGND 0.75 05-15-23	Ligand Pharmaceuticals I	Stock-Healthcare	5.06%	+0.38%	—
7	Z 2.75 05-15-25	Zillow Group INC	Stock-Comm Services	4.47%	+4.47%	NEW
8	MNDT 0.875 06-01-24	Mandiant INC	Stock-Other	3.53%	—	-6.43%
9	AVYAUSD	Avaya Holdings CORP	Stock-Other	3.52%	-0.55%	-44.99%
10	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.49%	+3.49%	NEW
11	RP 1.5 05-15-25	Realpage INC	Stock-Other	3.32%	+3.32%	NEW
12	PS 0.375 03-01-24	Pluralsight INC	Stock-Other	2.87%	+2.87%	NEW
13	COUPEUR	Coupa Software INC	Stock-Other	2.86%	+2.86%	NEW
14	LPSN 0.75 03-01-24	Liveperson INC	Stock-Other	2.81%	+2.81%	NEW
15	PANW	Palo Alto Networks INC	Stock-Tech	2.75%	+2.75%	NEW
16	CCO	Clear Channel Outdoor Holdin	Stock-Other	2.73%	+1.10%	—
17	TPC 2.875 06-15-21	Tutor Perini CORP	Stock-Other	2.48%	+0.52%	+20.41%
18	DDOG	Datadog INC - Class A	Stock-Tech	2.25%	+2.25%	NEW
19	DISH 3.375 08-15-26	Dish Network CORP	Stock-Other	1.78%	+0.25%	—
20	RPD 1.25 08-01-23	Rapid7 INC	Stock-Other	1.74%	+0.92%	+86.74%
21	ILMN 0.5 06-15-21	Illumina INC	Stock-Healthcare	1.72%	+1.72%	NEW
22	EVF	Eaton Vance Senior Income Tr	Stock-Other	1.67%	+0.27%	—
23	AVYA 2.25 06-15-23	Avaya Holdings CORP	Stock-Other	1.62%	+1.62%	NEW
24	SAVE 4.75 05-15-25	Spirit Airlines INC	Stock-Other	1.46%	+1.46%	NEW
25	LVGO	Livongo Health INC	Stock-Other	1.45%	+1.45%	NEW
26	NTNX 0 01-15-23	Nutanix INC	Stock-Tech	1.43%	+1.44%	NEW
27	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.39%	+1.39%	NEW
28	EFT	Eaton Vance Fltng Rt INC Tr	Stock-Other	1.30%	—	—
29	RDFN 1.75 07-15-23	Redfin CORP	Stock-Other	0.96%	-1.21%	-73.62%
30	SM 1.5 07-01-21	Sm Energy Co	Stock-Energy	0.89%	—	-57.17%
31	LUV	Southwest Airlines Co	Stock-Industrials	0.88%	+0.88%	NEW
32	CMLSQ	Cumulus Media Inc-cl A	Stock-Other	0.70%	-0.24%	—
33	TDOC	Teladoc Health INC	Stock-Healthcare	0.62%	+0.62%	NEW
34	BKNG	Booking Holdings INC	Stock-Consumer Disc	0.62%	+0.62%	NEW
35	NUVAGBP	Nuvasive INC	Stock-Other	0.54%	-0.27%	-41.57%
36	DXCM	Dexcom INC	Stock-Healthcare	0.38%	+0.38%	NEW
37	NBR 0.75 01-15-24	Nabors Industries INC	Stock-Other	0.26%	—	+9.00%
38	RIG	Transocean Ltd.	Stock-Energy	0.24%	—	—
39	KPTI 3 10-15-25	Karyopharm Therapeutics	Stock-Other	0.23%	—	—
40	ZS	Zscaler INC	Stock-Tech	0.20%	—	—
41	TLGT 4.75 05-01-23	Teligent INC	Stock-Other	—	-0.61%	—

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2020-06-30	41	$309.4M	100	1TWTR 0.25 06-15-24 2ON 1 12-01-20 3IHRT Top holdings2020-06-30 1.TWTR 0.25 06-15-24 2.ON 1 12-01-20 3.IHRT 4.TEVA 0.25 02-01-26 C 5.EGHT 0.5 02-01-24 6.LGND 0.75 05-15-23 7.Z 2.75 05-15-25 8.MNDT 0.875 06-01-24 9.AVYAUSD 10.SPY
2020-03-31	43	$318.3M	100	1MCHP 1.625 02-15-27 2TCOM 1 07-01-20 3MDRX 1.25 07-01-20 Top holdings2020-03-31 1.MCHP 1.625 02-15-27 2.TCOM 1 07-01-20 3.MDRX 1.25 07-01-20 4.IHRT 5.MNDT 1.625 06-01-35 B 6.EGHT 0.5 02-01-24 7.ON 1 12-01-20 8.TEVA 0.25 02-01-26 C 9.PANW 0.75 07-01-23 10.LGND 0.75 05-15-23
2019-12-31	167	$451.8M	70	1IHRT 2ON 1 12-01-20 3TCOM 1 07-01-20 Top holdings2019-12-31 1.IHRT 2.ON 1 12-01-20 3.TCOM 1 07-01-20 4.TTMI 1.75 12-15-20 5.AVYAUSD 6.CCO 7.TWTR 0.25 06-15-24 8.SPLK 0.5 09-15-23 9.RPD 1.25 08-01-23 10.MCHP 1.625 02-15-25
2019-09-30	173	$463.5M	89	1IHRT 2TWTR 1 09-15-21 3RPD 1.25 08-01-23 Top holdings2019-09-30 1.IHRT 2.TWTR 1 09-15-21 3.RPD 1.25 08-01-23 4.TCOM 1 07-01-20 5.CCO 6.AVYAUSD 7.TDOC 3 12-15-22 8.ACOR 1.75 06-15-21 9.HZNP 2.5 03-15-22 10.RNG 0 03-15-23
2019-06-30	172	$478.5M	80	1CCO 2RNG 0 03-15-23 3AVYAUSD Top holdings2019-06-30 1.CCO 2.RNG 0 03-15-23 3.AVYAUSD 4.TDOC 3 12-15-22 5.TCOM 1 07-01-20 6.ACOR 1.75 06-15-21 7.BMRN 0.599 08-01-24 8.TWTR 0.25 06-15-24 9.HZNP 2.5 03-15-22 10.CLVS 2.5 09-15-21
2019-03-31	175	$389.0M	85	1AVYAUSD 2NAV 4.75 04-15-19 3RNG 0 03-15-23 Top holdings2019-03-31 1.AVYAUSD 2.NAV 4.75 04-15-19 3.RNG 0 03-15-23 4.TDOC 3 12-15-22 5.ACOR 1.75 06-15-21 6.TIVO 0.5 03-01-20 7.CLVS 2.5 09-15-21 8.CMLSQ 9.TCOM 1 07-01-20 10.SRPT 1.5 11-15-24
2018-12-31	164	$338.1M	82	1BKLN 2AVYAUSD 3NAV 4.75 04-15-19 Top holdings2018-12-31 1.BKLN 2.AVYAUSD 3.NAV 4.75 04-15-19 4.TER 1.25 12-15-23 5.EFII 0.75 09-01-19 6.TCOM 1.25 09-15-22 7.TIVO 0.5 03-01-20 8.MCHP 1.625 02-15-25 9.CMLSQ 10.HZNP 2.5 03-15-22
2018-09-30	178	$371.8M	100	1AVYAUSD 2BKLN 3CMLSQ Top holdings2018-09-30 1.AVYAUSD 2.BKLN 3.CMLSQ 4.TIVO 0.5 03-01-20 5.OII 6.EFII 0.75 09-01-19 7.LAB 2.75 02-01-34 8.SPLKCHF 9.DXCM 0.75 05-15-22 10.TWTR 0.25 09-15-19
2018-06-30	239	$500.4M	68	1AVYAUSD 2OII 3EFII 0.75 09-01-19 Top holdings2018-06-30 1.AVYAUSD 2.OII 3.EFII 0.75 09-01-19 4.TIVO 0.5 03-01-20 5.CJ1EUR 6.TER 1.25 12-15-23 7.AMZN 8.GOOGL 9.MSFT 10.LAB 2.75 02-01-34
2018-03-31	333	$778.8M	84	1AVYAUSD 2MNDT 1 06-01-35 A 3CJ1EUR Top holdings2018-03-31 1.AVYAUSD 2.MNDT 1 06-01-35 A 3.CJ1EUR 4.Y64354 5.MSFT 6.TER 1.25 12-15-23 7.AMZN 8.IPXL 2 06-15-22 9.BKNG 0.35 06-15-20 10.EFII 0.75 09-01-19
2017-12-31	351	$984.0M	57	173936Q2CJ1EUR 3HZNP 2.5 03-15-22 Top holdings2017-12-31 1.73936Q 2.CJ1EUR 3.HZNP 2.5 03-15-22 4.PANW 0 07-01-19 5.TWTR 1 09-15-21 6.TSLA 1.25 03-01-21 7.NAV 4.75 04-15-19 8.OII 9.MNDT 1.625 06-01-35 B 10.MSFT
2017-09-30	346	$899.0M	51	173936Q2KBE 3CJ1EUR Top holdings2017-09-30 1.73936Q 2.KBE 3.CJ1EUR 4.MOH 1.625 08-15-44 5.AKAM 0 02-15-19 6.TWTR 1 09-15-21 7.RMBS 1.125 08-15-18 8.OII 9.NAV 4.75 04-15-19 10.GOOGL
2017-06-30	349	$886.4M	53	173936Q2CJ1EUR 3KBE Top holdings2017-06-30 1.73936Q 2.CJ1EUR 3.KBE 4.AKAM 0 02-15-19 5.TWTR 0.25 09-15-19 6.AABA 0 12-01-18 7.RMBS 1.125 08-15-18 8.VECO 2.7 01-15-23 9.MOH 1.625 08-15-44 10.MSFT
2017-03-31	387	$1.1B	51	173936Q2CJ1EUR 3PANW 0 07-01-19 Top holdings2017-03-31 1.73936Q 2.CJ1EUR 3.PANW 0 07-01-19 4.CAA 1.625 05-15-18 5.MOH 1.125 01-15-20 6.NOW 0 11-01-18 7.TCOM 1 07-01-20 8.KBE 9.AABA 0 12-01-18 10.RMBS 1.125 08-15-18
2016-12-31	395	$979.0M	57	173936Q2PANW 0 07-01-19 3CAA 1.625 05-15-18 Top holdings2016-12-31 1.73936Q 2.PANW 0 07-01-19 3.CAA 1.625 05-15-18 4.MOH 1.125 01-15-20 5.TCOM 1 07-01-20 6.NOW 0 11-01-18 7.RMBS 1.125 08-15-18 8.MNDT 1.625 06-01-35 B 9.CRM 0.25 04-01-18 10.ILMN 0 06-15-19
2016-09-30	394	$985.9M	60	173936Q2TTWO 1 07-01-18 3MOH 1.125 01-15-20 Top holdings2016-09-30 1.73936Q 2.TTWO 1 07-01-18 3.MOH 1.125 01-15-20 4.NOW 0 11-01-18 5.CAA 1.625 05-15-18 6.TSRO 3 10-01-21 7.PANW 0 07-01-19 8.MNDT 1.625 06-01-35 B 9.RMBS 1.125 08-15-18 10.SJNK
2016-06-30	356	$928.4M	55	173936Q2TTWO 1 07-01-18 3BKNG 1 03-15-18 Top holdings2016-06-30 1.73936Q 2.TTWO 1 07-01-18 3.BKNG 1 03-15-18 4.CAA 1.625 05-15-18 5.PANW 0 07-01-19 6.TSRO 3 10-01-21 7.RMBS 1.125 08-15-18 8.PFPT 1.25 12-15-18 9.NOW 0 11-01-18 10.CRM 0.25 04-01-18
2016-03-31	374	$924.9M	59	1NVDA 1 12-01-18 2PANW 0 07-01-19 3PFPT 1.25 12-15-18 Top holdings2016-03-31 1.NVDA 1 12-01-18 2.PANW 0 07-01-19 3.PFPT 1.25 12-15-18 4.BKNG 1 03-15-18 5.TTWO 1 07-01-18 6.AMD 2.625 06-15-17 7.TCOM 1.25 10-15-18 8.CRM 0.25 04-01-18 9.CAA 1.625 05-15-18 10.RMBS 1.125 08-15-18
2015-12-31	416	$911.4M	61	1PANW 0 07-01-19 2NOW 0 11-01-18 3HOLX 0 03-01-42 2012 Top holdings2015-12-31 1.PANW 0 07-01-19 2.NOW 0 11-01-18 3.HOLX 0 03-01-42 2012 4.AMD 2.625 06-15-17 5.TCOM 1.25 10-15-18 6.PFPT 1.25 12-15-18 7.MDRX 1.25 07-01-20 8.NXPI 1 12-01-19 9.BMRN 0.75 10-15-18 10.RMBS 1.125 08-15-18
2015-09-30	421	$826.0M	60	1PFPT 1.25 12-15-18 2SNDK 1.5 08-15-17 3AMD 2.625 06-15-17 Top holdings2015-09-30 1.PFPT 1.25 12-15-18 2.SNDK 1.5 08-15-17 3.AMD 2.625 06-15-17 4.PANW 0 07-01-19 5.62952Q 6.CIEI 2.625 12-01-19 7.BMRN 0.75 10-15-18 8.CLVS 2.5 09-15-21 9.MDRX 1.25 07-01-20 10.AAPL
2015-06-30	412	$801.6M	59	1CIEI 2.625 12-01-19 2AMD 2.625 06-15-17 3BMRN 0.75 10-15-18 Top holdings2015-06-30 1.CIEI 2.625 12-01-19 2.AMD 2.625 06-15-17 3.BMRN 0.75 10-15-18 4.SNDK 1.5 08-15-17 5.PFPT 1.25 12-15-18 6.AAPL 7.MDCO 1.375 06-01-17 8.CAA 1.25 08-01-32 9.TTWO 1 07-01-18 10.RMBS 1.125 08-15-18
2015-03-31	462	$860.0M	82	1PFPT 1.25 12-15-18 2SPNC 2.625 06-01-34 3BMRN 0.75 10-15-18 Top holdings2015-03-31 1.PFPT 1.25 12-15-18 2.SPNC 2.625 06-01-34 3.BMRN 0.75 10-15-18 4.ON 2.625 12-15-26 B 5.ELV 2.75 10-15-42 6.N 0.25 06-01-18 7.SNDK 0.5 10-15-20 8.AMD 2.625 06-15-17 9.AAPL 10.CAA 1.25 08-01-32
2014-12-31	395	$803.0M	66	1MDVN 2.625 04-01-17 2TTWO 1.75 12-01-16 3SPNC 2.625 06-01-34 Top holdings2014-12-31 1.MDVN 2.625 04-01-17 2.TTWO 1.75 12-01-16 3.SPNC 2.625 06-01-34 4.SPWR 0.75 06-01-18 5.RMBS 1.125 08-15-18 6.WDAY 0.75 07-15-18 7.EA 0.75 07-15-16 8.MDRX 1.25 07-01-20 9.ACOR 1.75 06-15-21 10.AAPL
2014-09-30	404	$969.8M	68	1MDVN 2.625 04-01-17 2SLXP 2.75 05-15-15 3SLXP 1.5 03-15-19 Top holdings2014-09-30 1.MDVN 2.625 04-01-17 2.SLXP 2.75 05-15-15 3.SLXP 1.5 03-15-19 4.SPWR 0.75 06-01-18 5.WDAY 1.5 07-15-20 6.RMBS 1.125 08-15-18 7.SPNC 2.625 06-01-34 8.TTWO 1.75 12-01-16 9.SAPGR 0.5 06-15-18 10.DRYS 5 12-01-14
2014-06-30	402	$960.8M	68	1SLXP 1.5 03-15-19 2MDVN 2.625 04-01-17 3SLXP 2.75 05-15-15 Top holdings2014-06-30 1.SLXP 1.5 03-15-19 2.MDVN 2.625 04-01-17 3.SLXP 2.75 05-15-15 4.DRYS 5 12-01-14 5.TTWO 1.75 12-01-16 6.SAPGR 0.5 06-15-18 7.ELV 2.75 10-15-42 8.HOLX 0 12-15-43 9.EA 0.75 07-15-16 10.GOOG
2014-03-31	406	$1.1B	90	1SLXP 1.5 03-15-19 2CAA 1.625 05-15-18 3MDCO 1.375 06-01-17 Top holdings2014-03-31 1.SLXP 1.5 03-15-19 2.CAA 1.625 05-15-18 3.MDCO 1.375 06-01-17 4.SLXP 2.75 05-15-15 5.TRAK 1.5 03-15-17 6.DRYS 5 12-01-14 7.WEB 1 08-15-18 8.TSLA 1.25 03-01-21 9.MDVN 2.625 04-01-17 10.RGS 5 07-15-14
2013-12-31	456	$1.4B	99	1C 2CAA 1.625 05-15-18 3ENDP 1.75 04-15-15 Top holdings2013-12-31 1.C 2.CAA 1.625 05-15-18 3.ENDP 1.75 04-15-15 4.SNDK 1.5 08-15-17 5.PODD 3.75 06-15-16 6.SLXP 2.75 05-15-15 7.WEB 1 08-15-18 8.MDCO 1.375 06-01-17 9.STWD 4 01-15-19 10.RGS 5 07-15-14
2013-09-30	354	$987.5M	78	1VPHM 2 03-15-17 2ENDP 1.75 04-15-15 3GECBLE 0.875 11-15-13 Top holdings2013-09-30 1.VPHM 2 03-15-17 2.ENDP 1.75 04-15-15 3.GECBLE 0.875 11-15-13 4.EA 0.75 07-15-16 5.PODD 3.75 06-15-16 6.GCN 2 08-01-14 7.SLXP 2.75 05-15-15 8.MOH 3.75 10-01-14 MOH 9.INVA 2.125 01-15-23 10.STWD 4 01-15-19
2013-06-30	346	$1.0B	0	1KCG 3.5 03-15-15 2VPHM 2 03-15-17 3ENDP 1.75 04-15-15 Top holdings2013-06-30 1.KCG 3.5 03-15-15 2.VPHM 2 03-15-17 3.ENDP 1.75 04-15-15 4.LLTC 3 05-01-27 A 5.OA 3 08-15-24 6.EA 0.75 07-15-16 7.CBST 2.5 11-01-17 8.AMGN 4 08-15-16 9.SNDK 1.5 08-15-17 10.PHIANA 1.75 12-01-17

Holding changes this quarter

Position changes disclosed by Symphony Asset Management LLC for the quarter ending 2020-06-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TWTR 0.25 06-15-24	Twitter INC	+7.9%	+637.50%	Add
2	ON 1 12-01-20	On Semiconductor CORP	+3.5%	+39.39%	Add
3	CCO	Clear Channel Outdoor Holdin	+1.1%	—	Unchanged
4	RPD 1.25 08-01-23	Rapid7 INC	+0.9%	+86.74%	Add
5	IHRT	Iheartmedia INC - Class A	+0.7%	-5.50%	Trim
6	TPC 2.875 06-15-21	Tutor Perini CORP	+0.5%	+20.41%	Add
7	TEVA 0.25 02-01-26 C	Teva Pharm Fin Co LLC	+0.4%	—	Unchanged
8	LGND 0.75 05-15-23	Ligand Pharmaceuticals I	+0.4%	—	Unchanged
9	EVF	Eaton Vance Senior Income Tr	+0.3%	—	Unchanged
10	DISH 3.375 08-15-26	Dish Network CORP	+0.3%	—	Unchanged
11	EGHT 0.5 02-01-24	8x8 INC	-0.2%	-10.00%	Trim
12	CMLSQ	Cumulus Media Inc-cl A	-0.2%	—	Unchanged
13	NUVAGBP	Nuvasive INC	-0.3%	-41.57%	Trim
14	AVYAUSD	Avaya Holdings CORP	-0.6%	-44.99%	Trim
15	TLGT 4.75 05-01-23	Teligent INC	-0.6%	—	Unchanged
16	RDFN 1.75 07-15-23	Redfin CORP	-1.2%	-73.62%	Trim
17	MCHP 1.625 02-15-27	Microchip Technology INC	—	EXIT	Sold out
18	TCOM 1 07-01-20	Trip.com Group LTD	—	EXIT	Sold out
19	MDRX 1.25 07-01-20	Allscripts Healthcare So	—	EXIT	Sold out
20	MNDT 1.625 06-01-35 B	Mandiant INC	—	EXIT	Sold out
21	PANW 0.75 07-01-23	Palo Alto Networks	—	EXIT	Sold out
22	Z 2.75 05-15-25	Zillow Group INC	—	NEW	New buy
23	SPY	Ss Spdr S&p 500 ETF Trust-us	—	NEW	New buy
24	RP 1.5 05-15-25	Realpage INC	—	NEW	New buy
25	PS 0.375 03-01-24	Pluralsight INC	—	NEW	New buy
26	COUPEUR	Coupa Software INC	—	NEW	New buy
27	LPSN 0.75 03-01-24	Liveperson INC	—	NEW	New buy
28	PANW	Palo Alto Networks INC	—	NEW	New buy
29	DDOG	Datadog INC - Class A	—	NEW	New buy
30	SPLK 0.5 09-15-23	Splunk INC	—	EXIT	Sold out
31	RNG	Ringcentral Inc-class A	—	EXIT	Sold out
32	ILMN 0 08-15-23	Illumina INC	—	EXIT	Sold out
33	TWLO	Twilio INC - A	—	EXIT	Sold out
34	ILMN 0.5 06-15-21	Illumina INC	—	NEW	New buy
35	AVYA 2.25 06-15-23	Avaya Holdings CORP	—	NEW	New buy
36	SAVE 4.75 05-15-25	Spirit Airlines INC	—	NEW	New buy
37	LVGO	Livongo Health INC	—	NEW	New buy
38	NTNX 0 01-15-23	Nutanix INC	—	NEW	New buy
39	IWM	Ishares Russell 2000 ETF	—	NEW	New buy
40	ILMN	Illumina INC	—	EXIT	Sold out
41	TEAM	Atlassian Corporation	—	EXIT	Sold out
42	LUV	Southwest Airlines Co	—	NEW	New buy
43	TDOC	Teladoc Health INC	—	NEW	New buy
44	BKNG	Booking Holdings INC	—	NEW	New buy
45	RH 0 06-15-23	Rh	—	EXIT	Sold out
46	MDB	Mongodb INC	—	EXIT	Sold out
47	✓	Horizon Therapeutics PLC	—	EXIT	Sold out
48	PEGA	Pegasystems INC	—	EXIT	Sold out
49	GFLCN 6 03-15-23	Gfl Environmental INC	—	EXIT	Sold out
50	DXCM	Dexcom INC	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2020-06-30	2020-08-14	13F-HR	View on EDGAR
2020-03-31	2020-05-12	13F-HR	View on EDGAR
2019-12-31	2020-02-13	13F-HR	View on EDGAR
2019-09-30	2019-11-14	13F-HR	View on EDGAR
2019-06-30	2019-08-14	13F-HR	View on EDGAR
2019-03-31	2019-05-14	13F-HR	View on EDGAR
2018-12-31	2019-02-14	13F-HR	View on EDGAR
2018-09-30	2018-11-14	13F-HR	View on EDGAR
2018-06-30	2018-08-14	13F-HR	View on EDGAR
2018-03-31	2018-05-11	13F-HR	View on EDGAR
2017-12-31	2018-02-14	13F-HR	View on EDGAR
2017-09-30	2017-11-13	13F-HR	View on EDGAR
2017-06-30	2017-08-10	13F-HR	View on EDGAR
2017-03-31	2017-06-20	Amendment	View on EDGAR
2017-03-31	2017-05-05	13F-HR	View on EDGAR
2016-12-31	2017-06-23	Amendment	View on EDGAR
2016-12-31	2017-02-14	13F-HR	View on EDGAR
2016-09-30	2017-06-22	Amendment	View on EDGAR
2016-09-30	2016-11-14	13F-HR	View on EDGAR
2016-06-30	2017-06-23	Amendment	View on EDGAR
2016-06-30	2016-08-12	13F-HR	View on EDGAR
2016-03-31	2017-06-22	Amendment	View on EDGAR
2016-03-31	2016-05-13	13F-HR	View on EDGAR
2015-12-31	2016-02-12	13F-HR	View on EDGAR
2015-09-30	2015-11-10	13F-HR	View on EDGAR
2015-06-30	2015-08-12	13F-HR	View on EDGAR
2015-03-31	2015-05-13	13F-HR	View on EDGAR
2014-12-31	2015-02-09	13F-HR	View on EDGAR
2014-09-30	2014-11-12	13F-HR	View on EDGAR
2014-06-30	2014-08-14	13F-HR	View on EDGAR
2014-03-31	2014-05-15	13F-HR	View on EDGAR
2013-12-31	2014-02-11	13F-HR	View on EDGAR
2013-09-30	2013-11-13	13F-HR	View on EDGAR
2013-06-30	2013-08-14	Amendment	View on EDGAR
2013-06-30	2013-08-12	Amendment	View on EDGAR
2013-06-30	2013-08-12	13F-HR	View on EDGAR