CIK: 0001492996
Total reported value
$681.3M
Reporting period: 2015-03-31 · Number of holdings: 372
STERNE AGEE GROUP, INC. disclosed 372 holdings in its latest 13F filing for the period ending 2015-03-31, with total reported value of $681.3M and a quarterly turnover rate of 22.2%.
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Sterne Agee Group, INC.'s disclosed holdings carry a Herfindahl concentration index of 0.008 — mathematically equivalent to about 119 equally-sized positions, well below its 372 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.32), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 35% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add SLB
+124.0% $5.8M
Trim DUK
-65.3% -$4.2M
Trim INTC
-21.4% -$2.8M
Add 80589M102
+122.8% $2.4M
Add SNY
+250.2% $2.3M
Add AAPL
-0.2% $3.0M
Showing top 200 holdings (of 372 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 4.20% | — | +2.41% | |
| 2 | AAPL | Apple INC | Stock-Tech | 3.80% | +0.24% | -0.19% | |
| 3 | IWV | Ishares Russell 3000 ETF | ETF-Other | 1.64% | — | -5.05% | |
| 4 | SLB | Slb LTD | Stock-Energy | 1.54% | +0.80% | +123.98% | |
| 5 | WFC | Wells Fargo & Co | Stock-Financials | 1.35% | +0.11% | +14.84% | |
| 6 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.30% | — | +9.59% | |
| 7 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.22% | +0.11% | +8.67% | |
| 8 | CSCO | Cisco Systems INC | Stock-Tech | 1.22% | — | -1.19% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 1.17% | -0.22% | +1.10% | |
| 10 | CVX | Chevron CORP | Stock-Energy | 1.15% | — | -0.71% | |
| 11 | UNP | Union Pacific CORP | Stock-Industrials | 1.09% | — | +2.22% | |
| 12 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.08% | — | -0.19% | |
| 13 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.06% | -0.19% | -0.88% | |
| 14 | TMK | Torchmark CORP | Stock-Other | 1.05% | — | -6.74% | |
| 15 | MMM | 3m Co | Stock-Industrials | 1.02% | — | -0.77% | |
| 16 | VZ | Verizon Communications INC | Stock-Comm Services | 1.00% | — | +4.91% | |
| 17 | GLW | Corning INC | Stock-Tech | 0.98% | — | -2.73% | |
| 18 | XOM | Exxon Mobil CORP | Stock-Energy | 0.96% | — | +4.22% | |
| 19 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.94% | — | -0.04% | |
| 20 | T | At&t INC | Stock-Comm Services | 0.92% | — | +11.84% | |
| 21 | GWRUSD | Genesee & Wyoming Inc-cl A | Stock-Other | 0.90% | — | — | |
| 22 | INTC | Intel CORP | Stock-Tech | 0.87% | -0.47% | -21.43% | |
| 23 | QCOM | Qualcomm INC | Stock-Tech | 0.81% | — | +25.08% | |
| 24 | HD | Home Depot INC | Stock-Consumer Disc | 0.79% | — | -0.20% | |
| 25 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.75% | — | -2.96% | |
| 26 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.74% | — | +0.10% | |
| 27 | WMT | Walmart INC | Stock-Consumer Staples | 0.74% | — | -1.39% | |
| 28 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.72% | +0.72% | NEW | |
| 29 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.72% | — | -1.47% | |
| 30 | AMT | American Tower CORP | Stock-Real Estate | 0.71% | — | -2.33% | |
| 31 | ✓ | Scana CORP New | Stock-Other | 0.70% | +0.33% | +122.79% | |
| 32 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 0.68% | +0.12% | +27.44% | |
| 33 | COP | Conocophillips | Stock-Energy | 0.68% | — | -2.55% | |
| 34 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 0.68% | +0.13% | +2.64% | |
| 35 | SONY | Sony Group CORP - Sp Adr | Stock-Tech | 0.66% | +0.12% | -2.02% | |
| 36 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 0.65% | — | +1.77% | |
| 37 | TEVA | Teva Pharmaceutical-sp Adr | Stock-Healthcare | 0.64% | — | -7.24% | |
| 38 | ✓ | Stock-Other | 0.64% | — | -3.05% | ||
| 39 | WMB | Williams Cos INC | Stock-Energy | 0.62% | +0.11% | +15.23% | |
| 40 | PEP | Pepsico INC | Stock-Consumer Staples | 0.62% | — | +1.73% | |
| 41 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.62% | — | -4.51% | |
| 42 | CP | Canadian Pacific Kansa F | Stock-Industrials | 0.61% | — | -0.11% | |
| 43 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 0.61% | — | -3.03% | |
| 44 | NEE | Nextera Energy INC | Stock-Utilities | 0.60% | — | +0.70% | |
| 45 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.60% | — | -0.06% | |
| 46 | PNC | Pnc Financial Services Group | Stock-Financials | 0.58% | — | -5.34% | |
| 47 | USB | US Bancorp | Stock-Financials | 0.57% | — | -0.84% | |
| 48 | BA | Boeing Co/the | Stock-Industrials | 0.56% | — | +1.59% | |
| 49 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.56% | — | +5.68% | |
| 50 | MDT | Medtronic plc | Stock-Healthcare | 0.55% | +0.55% | NEW |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2015-03-31 | 372 | $681.3M | 22 | |
| 2014-12-31 | 348 | $645.2M | 19 | |
| 2014-09-30 | 343 | $629.5M | 17 | |
| 2014-06-30 | 315 | $598.4M | 31 | |
| 2014-03-31 | 304 | $508.6M | 56 | |
| 2013-12-31 | 237 | $303.7M | 62 | |
| 2013-09-30 | 288 | $258.0M | 33 | |
| 2013-06-30 | 283 | $281.3M | 0 |
Sterne Agee Group, INC.'s most significant position changes for 2015-03-31: New buy: Ishares S&p 500 Growth ETF (IVW); Sold out: Xylem INC (XYL); New buy: Medtronic plc (MDT); Sold out: Medtronic plc (MDT); New buy: Best Buy Co INC (BBY).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SLB | Slb LTD | +0.8% | +123.98% | Add |
| 2 | ✓ | Scana CORP New | +0.3% | +122.79% | Add |
| 3 | SNY | Sanofi-adr | +0.3% | +250.19% | Add |
| 4 | AAPL | Apple INC | +0.2% | -0.19% | Trim |
| 5 | IWM | Ishares Russell 2000 ETF | +0.2% | +83.85% | Add |
| 6 | AGG | Ishares Core U.s. Aggregate | +0.1% | +61.93% | Add |
| 7 | NVO | Novo-nordisk A/s-spons Adr | +0.1% | +2.64% | Add |
| 8 | CWB | Ss Spdr Bb Conv Sec ETF | +0.1% | +27.44% | Add |
| 9 | SONY | Sony Group CORP - Sp Adr | +0.1% | -2.02% | Trim |
| 10 | EFA | Ishares Msci Eafe ETF | +0.1% | +8.67% | Add |
| 11 | WFC | Wells Fargo & Co | +0.1% | +14.84% | Add |
| 12 | WMB | Williams Cos INC | +0.1% | +15.23% | Add |
| 13 | PG | Procter & Gamble Co/the | -0.2% | -0.88% | Trim |
| 14 | MSFT | Microsoft CORP | -0.2% | +1.10% | Add |
| 15 | INTC | Intel CORP | -0.5% | -21.43% | Trim |
| 16 | DUK | Du Pont E I De Nemour&Co | -0.7% | -65.32% | Trim |
| 17 | IVW | Ishares S&p 500 Growth ETF | — | NEW | New buy |
| 18 | XYL | Xylem INC | — | EXIT | Sold out |
| 19 | MDT | Medtronic plc | — | NEW | New buy |
| 20 | MDT | Medtronic plc | — | EXIT | Sold out |
| 21 | BBY | Best Buy Co INC | — | NEW | New buy |
| 22 | ✓ | — | EXIT | Sold out | |
| 23 | ES | Eversource Energy | — | NEW | New buy |
| 24 | V | Visa Inc-class A Shares | — | NEW | New buy |
| 25 | XLK | Ss Technology Select Sector | — | EXIT | Sold out |
| 26 | KO | The Coca-Cola Company | — | EXIT | Sold out |
| 27 | CCI | Crown Castle INC | — | NEW | New buy |
| 28 | ENR | Energizer Holdings, Inc. | — | EXIT | Sold out |
| 29 | ✓ | — | NEW | New buy | |
| 30 | SNDK | Sandisk Corporation | — | NEW | New buy |
| 31 | LNT | Alliant Energy Corporation | — | EXIT | Sold out |
| 32 | ✓ | Yahoo INC | — | EXIT | Sold out |
| 33 | UTXZ | United Tech CORP | — | NEW | New buy |
| 34 | DEO | Diageo Plc-sponsored Adr | — | NEW | New buy |
| 35 | CLB | Core Laboratories Inc. | — | NEW | New buy |
| 36 | WPM | Wheaton Precious Metals Corp. | — | NEW | New buy |
| 37 | AEGN | Aegion CORP | — | EXIT | Sold out |
| 38 | IEF | Ishares 7-10 Year Treasury B | — | EXIT | Sold out |
| 39 | PDM | Piedmont Realty Trust, Inc. | — | NEW | New buy |
| 40 | SMHC | VanEck China Semiconductor ETF | — | EXIT | Sold out |
| 41 | ✓ | Orbital Atk Inc | — | NEW | New buy |
| 42 | ✓ | Ishares Silver Trust ETF Iv | — | NEW | New buy |
| 43 | ✓ | Vaneck Vectors Gold Miners ETF | — | NEW | New buy |
| 44 | CSIIEUR | Cardiovascular Systems INC | — | NEW | New buy |
| 45 | ✓ | Tyco International LTD | — | NEW | New buy |
| 46 | WOR | Worthington Enterprises INC | — | EXIT | Sold out |
| 47 | XLV | Ss Health Care Select Sector | — | NEW | New buy |
| 48 | IUSG | Ishares Core S&p U.s. Growth | — | NEW | New buy |
| 49 | HDV | Ishares Core High Dividend E | — | EXIT | Sold out |
| 50 | PM | Philip Morris International | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2015-03-31 | 2015-05-13 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-18 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-08 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-18 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-18 | Amendment | View on EDGAR |
| 2013-09-30 | 2013-11-15 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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