CIK: 0001934721
Total reported value
$150.8M
Reporting period: 2026-03-31 · Number of holdings: 61
STAGE HARBOR FINANCIAL, LLC disclosed 61 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $150.8M and a quarterly turnover rate of 10.2%.
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Stage Harbor Financial, LLC's disclosed holdings carry a Herfindahl concentration index of 0.070 — mathematically equivalent to about 14 equally-sized positions, well below its 61 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.83), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.8 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim VUG
+3.9% -$1.5M
Add DFLV
+5.5% $2.2M
Trim IWD
-36.6% -$1.5M
Add EVTR
+42.8% $1.5M
Add VOO
+184.5% $821.7K
Trim IWF
+0.3% -$591.1K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFLV | Dim US Large Cap Value ETF | ETF-Large Cap & Growth | 15.80% | +1.21% | +5.46% | |
| 2 | VUG | Vanguard Growth ETF | ETF-Other | 13.40% | -1.25% | +3.86% | |
| 3 | MUB | Ishares National Muni Bond E | ETF-Other | 10.61% | -0.27% | +0.01% | |
| 4 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 4.57% | +0.10% | -0.17% | |
| 5 | ACWX | Ishares Msci Acwi Ex US ETF | ETF-Other | 4.00% | +0.01% | -0.09% | |
| 6 | NBSM | Neuberger Small-mid Cap ETF | ETF-Other | 3.97% | +0.19% | +6.80% | |
| 7 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 3.80% | -0.11% | -0.51% | |
| 8 | IWF | Ishares Russell 1000 Growth | ETF-Other | 3.67% | -0.46% | +0.29% | |
| 9 | VB | Vanguard Small-cap ETF | ETF-Other | 3.58% | -0.10% | -2.76% | |
| 10 | EVTR | Eaton Vance Total Return | ETF-Other | 3.38% | +0.94% | +42.79% | |
| 11 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.36% | -0.34% | -3.20% | |
| 12 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 3.32% | +0.02% | -0.30% | |
| 13 | DXUV | Dimensional US Vtor Eqty ETF | ETF-Other | 2.99% | +0.42% | +19.05% | |
| 14 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 2.49% | +0.05% | -0.16% | |
| 15 | VTV | Vanguard Value ETF | ETF-Other | 2.11% | +0.05% | +1.26% | |
| 16 | IWD | Ishares Russell 1000 Value E | ETF-Other | 1.82% | -1.05% | -36.59% | |
| 17 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 1.44% | +0.21% | +9.86% | |
| 18 | BND | Vanguard Total Bond Market | ETF-Other | 1.34% | -0.09% | -3.63% | |
| 19 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.86% | +0.54% | +184.46% | |
| 20 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.76% | -0.05% | — | |
| 21 | DFIV | Dimensional International Va | ETF-Other | 0.69% | +0.24% | +49.31% | |
| 22 | NVDA | Nvidia CORP | Stock-Tech | 0.65% | -0.13% | -10.07% | |
| 23 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 0.64% | +0.14% | +33.14% | |
| 24 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.64% | — | — | |
| 25 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 0.62% | +0.27% | +92.96% | |
| 26 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.57% | — | — | |
| 27 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.48% | -0.01% | — | |
| 28 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.48% | +0.01% | +0.58% | |
| 29 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.45% | -0.02% | — | |
| 30 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.40% | +0.01% | — | |
| 31 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 0.37% | — | — | |
| 32 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 0.37% | — | — | |
| 33 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.34% | — | — | |
| 34 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.32% | -0.09% | -12.62% | |
| 35 | MSFT | Microsoft CORP | Stock-Tech | 0.31% | -0.24% | -24.33% | |
| 36 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.31% | -0.04% | -4.76% | |
| 37 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.31% | -0.05% | -4.71% | |
| 38 | VSS | Vanguard Ftse All Wo X-us Sc | ETF-Other | 0.27% | — | — | |
| 39 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.27% | -0.03% | +6.07% | |
| 40 | AAPL | Apple INC | Stock-Tech | 0.26% | -0.06% | -10.50% | |
| 41 | DFAT | Dimensional US Target Value | ETF-Other | 0.26% | +0.01% | — | |
| 42 | TSLA | Tesla INC | Stock-Consumer Disc | 0.26% | -0.04% | +4.42% | |
| 43 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.25% | +0.03% | +14.04% | |
| 44 | MGC | Vanguard Mega Cap ETF | ETF-Other | 0.25% | -0.02% | — | |
| 45 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.23% | — | — | |
| 46 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.22% | +0.22% | NEW | |
| 47 | NFLX | Netflix INC | Stock-Comm Services | 0.22% | +0.04% | +18.90% | |
| 48 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.21% | — | +7.08% | |
| 49 | IVOO | Vanguard S&p Mid-cap 400 ETF | ETF-Other | 0.21% | — | — | |
| 50 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.20% | — | — |
Performance for Q3 2026
+2.8%
Performance Last 4 Quarters
+17.9%
Based on 69% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 61 | $150.8M | 10 | |
| 2025-12-31 | 60 | $148.4M | 11 | |
| 2025-09-30 | 57 | $136.7M | 24 | |
| 2025-06-30 | 55 | $123.1M | 0 | |
| 2025-03-31 | 59 | $118.1M | 0 | |
| 2024-12-31 | 58 | $114.9M | 0 | |
| 2024-09-30 | 49 | $109.8M | 0 | |
| 2024-06-30 | 41 | $103.5M | 0 | |
| 2024-03-31 | 44 | $110.0M | 0 | |
| 2023-12-31 | 40 | $103.8M | 0 |
Stage Harbor Financial, LLC's most significant position changes for 2026-03-31: New buy: Ishares Core Dividend Growth (DGRO); Sold out: Ishares Core S&p U.s. Growth (IUSG); Sold out: Broadcom INC (AVGO); Sold out: Oracle CORP (ORCL); New buy: Vanguard Info Tech ETF (VGT).
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-04 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-17 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-03 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-29 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-12 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-16 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-15 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-14 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-13 | 13F-HR | View on EDGAR |
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