CIK: 0001455838
Total reported value
$84.0M
Reporting period: 2016-09-30 · Number of holdings: 48
RobecoSam USA, Inc. disclosed 48 holdings in its latest 13F filing for the period ending 2016-09-30, with total reported value of $84.0M and a quarterly turnover rate of 22.6%.
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RobecoSam USA, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.040 — mathematically equivalent to about 25 equally-sized positions, well below its 48 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.97), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 17% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim TMO
-21.3% -$1.2M
Trim XYL
-21.3% -$438.0K
Trim WTRG
-27.3% -$543.0K
Trim A
-13.8% -$373.0K
Trim DHR
+25.0% -$229.0K
Add ITRI
+14.6% $622.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DHR | Danaher CORP | Stock-Healthcare | 8.74% | -0.69% | +24.97% | |
| 2 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 8.22% | -1.92% | -21.26% | |
| 3 | XYL | Xylem INC | Stock-Industrials | 6.34% | -0.83% | -21.33% | |
| 4 | AOS | Smith (a.o.) CORP | Stock-Industrials | 5.77% | +0.60% | +4.09% | |
| 5 | WAT | Waters CORP | Stock-Healthcare | 5.04% | -0.54% | -16.17% | |
| 6 | A | Agilent Technologies INC | Stock-Healthcare | 4.79% | -0.69% | -13.79% | |
| 7 | PH | Parker Hannifin CORP | Stock-Industrials | 3.57% | +3.57% | NEW | |
| 8 | PNR | Pentair plc | Stock-Industrials | 3.35% | -0.02% | -5.64% | |
| 9 | RVTY | Revvity INC | Stock-Healthcare | 3.25% | +0.02% | -1.76% | |
| 10 | WM | Waste Management INC | Stock-Industrials | 3.23% | — | +4.09% | |
| 11 | VMI | Valmont Industries | Stock-Industrials | 3.11% | +0.26% | +14.73% | |
| 12 | TRMB | Trimble INC | Stock-Tech | 2.99% | +0.23% | -3.44% | |
| 13 | RSG | Republic Services INC | Stock-Industrials | 2.88% | -0.06% | +4.09% | |
| 14 | MAS | Masco CORP | Stock-Industrials | 2.75% | -0.17% | -11.24% | |
| 15 | TTEK | Tetra Tech INC | Stock-Industrials | 2.67% | -0.02% | -10.11% | |
| 16 | SDA | Sealed Air CORP | Stock-Consumer Disc | 2.42% | -0.01% | +4.57% | |
| 17 | IEX | Idex CORP | Stock-Industrials | 2.30% | +0.28% | +4.10% | |
| 18 | ITRI | Itron INC | Stock-Tech | 2.27% | +0.67% | +14.64% | |
| 19 | AKX | Ansys INC | Stock-Other | 2.20% | +0.21% | +12.98% | |
| 20 | FLS | Flowserve CORP | Stock-Industrials | 2.07% | +0.13% | +4.08% | |
| 21 | AWK | American Water Works Co INC | Stock-Utilities | 2.01% | +0.15% | +27.77% | |
| 22 | CTAS | Cintas CORP | Stock-Industrials | 1.82% | +1.82% | NEW | |
| 23 | CR1USD | Crane Co | Stock-Other | 1.78% | +0.17% | +4.08% | |
| 24 | CLVT | Clarivate Plc | Stock-Other | 1.34% | +0.34% | +21.56% | |
| 25 | FLOWUSD | Spx Flow INC | Stock-Other | 1.25% | +0.02% | -10.38% | |
| 26 | WTRG | Essential Utilities, Inc. | Stock-Utilities | 1.06% | -0.72% | -27.33% | |
| 27 | POWI | Power Integrations INC | Stock-Tech | 1.01% | +0.29% | +17.39% | |
| 28 | MCHP | Microchip Technology INC | Stock-Tech | 0.96% | — | -16.13% | |
| 29 | NJR | New Jersey Resources CORP | Stock-Utilities | 0.96% | +0.24% | +63.33% | |
| 30 | XLNXEUR | Xilinx INC | Stock-Other | 0.87% | -0.11% | -20.59% | |
| 31 | UGI | Ugi CORP | Stock-Utilities | 0.86% | +0.24% | +45.45% | |
| 32 | ROK | Rockwell Automation INC | Stock-Industrials | 0.85% | +0.23% | +34.88% | |
| 33 | ON | On Semiconductor | Stock-Tech | 0.78% | — | -29.61% | |
| 34 | MPWR | Monolithic Power Systems INC | Stock-Tech | 0.77% | +0.05% | -5.88% | |
| 35 | SRE | Sempra | Stock-Utilities | 0.64% | +0.64% | NEW | |
| 36 | ✓ | Stock-Other | 0.63% | +0.37% | +193.10% | ||
| 37 | ✓ | Silver Spring Networks INC | Stock-Other | 0.60% | +0.07% | +1.43% | |
| 38 | AGREUR | Avangrid INC | Stock-Other | 0.55% | -0.31% | -26.67% | |
| 39 | NWNGBP | Northwest Natural Gas Co | Stock-Other | 0.54% | +0.02% | +15.38% | |
| 40 | SJIEUR | South Jersey Industries | Stock-Other | 0.51% | +0.51% | NEW | |
| 41 | PTC | Ptc INC | Stock-Tech | 0.50% | +0.18% | +39.71% | |
| 42 | ETN | Eaton Corporation plc | Stock-Industrials | 0.47% | -0.24% | -37.50% | |
| 43 | PEGIEUR | Pattern Energy Group INC -a | Stock-Other | 0.36% | +0.03% | +16.52% | |
| 44 | CWCO | Consolidated Water Co. Ltd. | Stock-Other | 0.34% | -0.14% | -17.34% | |
| 45 | ✓ | Stock-Other | 0.21% | — | +34.69% | ||
| 46 | ✓ | Ixys CORP | Stock-Other | 0.20% | — | — | |
| 47 | IPWREUR | Ideal Power INC | Stock-Other | 0.09% | — | -14.82% | |
| 48 | ENPH | Enphase Energy INC | Stock-Tech | 0.08% | -0.21% | -48.40% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-09-30 | 48 | $84.0M | 23 | |
| 2016-06-30 | 52 | $80.3M | 24 | |
| 2016-03-31 | 51 | $77.3M | 27 | |
| 2015-12-31 | 54 | $77.8M | 36 | |
| 2015-09-30 | 51 | $69.3M | 38 | |
| 2015-06-30 | 51 | $86.4M | 32 | |
| 2015-03-31 | 50 | $88.9M | 40 | |
| 2014-12-31 | 71 | $92.8M | 42 | |
| 2014-09-30 | 74 | $90.8M | 33 | |
| 2014-06-30 | 74 | $91.9M | 39 | |
| 2014-03-31 | 71 | $88.0M | 41 | |
| 2013-12-31 | 61 | $92.6M | 43 | |
| 2013-09-30 | 60 | $78.0M | 42 | |
| 2013-06-30 | 56 | $70.9M | 0 |
RobecoSam USA, Inc.'s most significant position changes for 2016-09-30: New buy: Parker Hannifin CORP (PH); New buy: Cintas CORP (CTAS); Sold out: California Water Service Grp (CWT); Sold out: Mueller Water Products Inc-a (MWA); New buy: Sempra (SRE).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ITRI | Itron INC | +0.7% | +14.64% | Add |
| 2 | AOS | Smith (a.o.) CORP | +0.6% | +4.09% | Add |
| 3 | ✓ | +0.4% | +193.10% | Add | |
| 4 | CLVT | Clarivate Plc | +0.3% | +21.56% | Add |
| 5 | POWI | Power Integrations INC | +0.3% | +17.39% | Add |
| 6 | IEX | Idex CORP | +0.3% | +4.10% | Add |
| 7 | VMI | Valmont Industries | +0.3% | +14.73% | Add |
| 8 | NJR | New Jersey Resources CORP | +0.2% | +63.33% | Add |
| 9 | UGI | Ugi CORP | +0.2% | +45.45% | Add |
| 10 | TRMB | Trimble INC | +0.2% | -3.44% | Trim |
| 11 | ROK | Rockwell Automation INC | +0.2% | +34.88% | Add |
| 12 | AKX | Ansys INC | +0.2% | +12.98% | Add |
| 13 | PTC | Ptc INC | +0.2% | +39.71% | Add |
| 14 | CR1USD | Crane Co | +0.2% | +4.08% | Add |
| 15 | AWK | American Water Works Co INC | +0.2% | +27.77% | Add |
| 16 | FLS | Flowserve CORP | +0.1% | +4.08% | Add |
| 17 | ✓ | Silver Spring Networks INC | +0.1% | +1.43% | Add |
| 18 | MPWR | Monolithic Power Systems INC | +0.1% | -5.88% | Trim |
| 19 | PEGIEUR | Pattern Energy Group INC -a | 0% | +16.52% | Add |
| 20 | RVTY | Revvity INC | 0% | -1.76% | Trim |
| 21 | FLOWUSD | Spx Flow INC | 0% | -10.38% | Trim |
| 22 | NWNGBP | Northwest Natural Gas Co | 0% | +15.38% | Add |
| 23 | SDA | Sealed Air CORP | 0% | +4.57% | Add |
| 24 | PNR | Pentair plc | 0% | -5.64% | Trim |
| 25 | TTEK | Tetra Tech INC | 0% | -10.11% | Trim |
| 26 | RSG | Republic Services INC | -0.1% | +4.09% | Add |
| 27 | XLNXEUR | Xilinx INC | -0.1% | -20.59% | Trim |
| 28 | CWCO | Consolidated Water Co. Ltd. | -0.1% | -17.34% | Trim |
| 29 | MAS | Masco CORP | -0.2% | -11.24% | Trim |
| 30 | ENPH | Enphase Energy INC | -0.2% | -48.40% | Trim |
| 31 | ETN | Eaton Corporation plc | -0.2% | -37.50% | Trim |
| 32 | AGREUR | Avangrid INC | -0.3% | -26.67% | Trim |
| 33 | WAT | Waters CORP | -0.5% | -16.17% | Trim |
| 34 | A | Agilent Technologies INC | -0.7% | -13.79% | Trim |
| 35 | DHR | Danaher CORP | -0.7% | +24.97% | Add |
| 36 | WTRG | Essential Utilities, Inc. | -0.7% | -27.33% | Trim |
| 37 | XYL | Xylem INC | -0.8% | -21.33% | Trim |
| 38 | TMO | Thermo Fisher Scientific INC | -1.9% | -21.26% | Trim |
| 39 | PH | Parker Hannifin CORP | — | NEW | New buy |
| 40 | CTAS | Cintas CORP | — | NEW | New buy |
| 41 | CWT | California Water Service Grp | — | EXIT | Sold out |
| 42 | MWA | Mueller Water Products Inc-a | — | EXIT | Sold out |
| 43 | SRE | Sempra | — | NEW | New buy |
| 44 | CSIQ | Canadian Solar INC | — | EXIT | Sold out |
| 45 | SPWRQ | Sunpower CORP | — | EXIT | Sold out |
| 46 | SJIEUR | South Jersey Industries | — | NEW | New buy |
| 47 | HXL | Hexcel CORP | — | EXIT | Sold out |
| 48 | FSLR | First Solar INC | — | EXIT | Sold out |
| 49 | PXGBX | Praxair INC | — | EXIT | Sold out |
| 50 | RUN | Sunrun INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-09-30 | 2016-11-09 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-05 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-12 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-09 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-10 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-10 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-05 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-09 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-12 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-08 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-07 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-06 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-12 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-01 | 13F-HR | View on EDGAR |
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