CIK: 0001343119
Total reported value
$67.9M
Reporting period: 2023-09-30 · Number of holdings: 46
River Oaks Capital LLC disclosed 46 holdings in its latest 13F filing for the period ending 2023-09-30, with total reported value of $67.9M and a quarterly turnover rate of 0.0%.
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River Oaks Capital LLC's disclosed holdings carry a Herfindahl concentration index of 0.035 — mathematically equivalent to about 29 equally-sized positions, close to its 46 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.78), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 22% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | OSBC | Old Second Bancorp INC | Stock-Other | 7.64% | — | -0.37% | |
| 2 | PLBC | Plumas Bancorp | Stock-Other | 5.38% | — | -2.36% | |
| 3 | ORRF | Orrstown Finl Services INC | Stock-Other | 4.78% | — | -7.83% | |
| 4 | WBS | Webster Financial CORP | Stock-Financials | 4.72% | — | +5.44% | |
| 5 | FBIZ | First Business Financial Ser | Stock-Other | 4.18% | — | -2.66% | |
| 6 | PEBO | Peoples Bancorp INC | Stock-Other | 4.09% | — | +365.96% | |
| 7 | SSBUSD | Southstate Bank CORP | Stock-Other | 3.89% | — | — | |
| 8 | EFSC | Enterprise Financial Service | Stock-Other | 3.83% | — | — | |
| 9 | SFST | Southern First Bancshares | Stock-Other | 3.76% | — | -1.15% | |
| 10 | USCB | Uscb Financial Holdings INC | Stock-Other | 3.63% | — | — | |
| 11 | ABCB | Ameris Bancorp | Stock-Financials | 3.54% | — | — | |
| 12 | MRBK | Meridian CORP | Stock-Other | 3.52% | — | — | |
| 13 | FISI | Financial Institutions INC | Stock-Other | 3.44% | — | +2.43% | |
| 14 | PNW | Pinnacle Financial Partners, Inc. | Stock-Utilities | 3.36% | — | — | |
| 15 | UNTY | Unity Bancorp INC | Stock-Other | 3.28% | — | — | |
| 16 | CSTRUSD | Capstar Financial Holdings I | Stock-Other | 2.89% | — | -11.54% | |
| 17 | FRME | First Merchants CORP | Stock-Other | 2.48% | — | +19.28% | |
| 18 | COLB | Columbia Banking System INC | Stock-Financials | 2.47% | — | +195.36% | |
| 19 | USB | US Bancorp | Stock-Financials | 2.19% | — | +0.67% | |
| 20 | BY | Byline Bancorp INC | Stock-Other | 2.14% | — | — | |
| 21 | ✓ | Village Bk & Tr Finl CORP | Stock-Other | 2.11% | — | -0.31% | |
| 22 | EWBC | East West Bancorp INC | Stock-Financials | 2.05% | — | — | |
| 23 | WAL | Western Alliance Bancorp | Stock-Financials | 1.94% | — | — | |
| 24 | CZWI | Citizens Community Bancorp I | Stock-Other | 1.86% | — | — | |
| 25 | FSBW | Fs Bancorp INC | Stock-Other | 1.38% | — | — | |
| 26 | TBBK | Bancorp Inc/the | Stock-Other | 1.29% | — | — | |
| 27 | BCAL | California Bancorp | Stock-Other | 1.25% | — | — | |
| 28 | FXNC | First National Corp/va | Stock-Other | 1.25% | — | -0.00% | |
| 29 | BKU | Bankunited INC | Stock-Other | 1.15% | — | +21.05% | |
| 30 | CCB | Coastal Financial Corp/wa | Stock-Other | 1.14% | — | — | |
| 31 | BWB | Bridgewater Bancshares INC | Stock-Other | 1.12% | — | -4.50% | |
| 32 | FIBK | First Interstate Bancsys-a | Stock-Other | 1.05% | — | -1.03% | |
| 33 | TOWN | Towne Bank | Stock-Other | 0.97% | — | — | |
| 34 | CNOB | Connectone Bancorp INC | Stock-Other | 0.96% | — | — | |
| 35 | SMMT | Summit Therapeutics Inc. | Stock-Other | 0.88% | — | -80.32% | |
| 36 | CVBF | Cvb Financial CORP | Stock-Other | 0.83% | — | -3.69% | |
| 37 | UBSI | United Bankshares INC | Stock-Financials | 0.76% | — | -22.73% | |
| 38 | TFC | Truist Financial CORP | Stock-Financials | 0.64% | — | -46.29% | |
| 39 | SMBC | Southern Missouri Bancorp | Stock-Other | 0.61% | — | -6.36% | |
| 40 | BOH | Bank Of Hawaii CORP | Stock-Other | 0.55% | — | — | |
| 41 | ISTR | Investar Holding CORP | Stock-Other | 0.31% | — | -13.52% | |
| 42 | MPB | Mid Penn Bancorp INC | Stock-Other | 0.23% | — | — | |
| 43 | CADE | Cadence Bank | Stock-Other | 0.22% | — | -65.38% | |
| 44 | VBTX | Veritex Holdings INC | Stock-Other | 0.13% | — | -46.15% | |
| 45 | HWC | Hancock Whitney CORP | Stock-Financials | 0.09% | — | -84.47% | |
| 46 | PEBK | Peoples Bancorp Of Nc | Stock-Other | 0.02% | — | — |
Performance for Q3 2026
—
Performance Last 4 Quarters
—
Based on 0 months of available history
Based on 45% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2023-09-30 | 46 | $67.9M | 0 | |
| 2023-06-30 | 47 | $65.6M | 0 | |
| 2023-03-31 | 48 | $71.4M | 0 | |
| 2022-12-31 | 47 | $87.8M | 0 | |
| 2022-09-30 | 51 | $91.5M | 0 | |
| 2022-06-30 | 51 | $93.2M | 0 | |
| 2022-03-31 | 53 | $102.9M | 0 | |
| 2021-12-31 | 55 | $108.1M | 0 | |
| 2019-09-30 | 52 | $94.5M | 21 | |
| 2019-06-30 | 49 | $94.8M | 14 | |
| 2019-03-31 | 51 | $91.8M | 20 | |
| 2018-12-31 | 52 | $83.6M | 36 | |
| 2018-09-30 | 53 | $116.8M | 17 | |
| 2018-06-30 | 55 | $126.2M | 12 | |
| 2018-03-31 | 58 | $127.0M | 19 | |
| 2017-12-31 | 60 | $125.2M | 18 | |
| 2017-09-30 | 61 | $128.8M | 15 | |
| 2017-06-30 | 60 | $121.2M | 17 | |
| 2017-03-31 | 57 | $121.9M | 12 | |
| 2016-12-31 | 58 | $120.9M | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2023-09-30 | 2023-10-27 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-10 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-02 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-03 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-04 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-10 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-22 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-04 | Amendment | View on EDGAR |
| 2021-12-31 | 2022-02-03 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-14 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-12 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-14 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-11 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-13 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-14 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-14 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-12 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-14 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-11 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-11 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-13 | 13F-HR | View on EDGAR |
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