CIK: 0001811783
Total reported value
$510.1M
Reporting period: 2026-06-30 · Number of holdings: 109
Richard P Slaughter Associates Inc disclosed 109 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $510.1M and a quarterly turnover rate of 27.9%.
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Richard P Slaughter Associates Inc's disclosed holdings carry a Herfindahl concentration index of 0.058 — mathematically equivalent to about 17 equally-sized positions, well below its 109 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.22), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 11% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim CSHI
-39.6% -$13.6M
Trim UYLD
-39.4% -$13.5M
New buy 33733E641
Add FMDE
+9.1% $10.8M
Add AIQ
+1.1% $5.4M
Add XCEM
+22.4% $5.0M
Showing top 101 holdings (of 109 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JIRE | Jpmorgan Int Res Enh Eqty | ETF-Other | 12.80% | +0.15% | +2.44% | |
| 2 | FMDE | Fidelity Enhanced Mid Cap Co | ETF-Other | 11.28% | +1.18% | +9.05% | |
| 3 | IWX | Ishares Russell Top 200 Valu | ETF-Other | 10.58% | +0.79% | +5.07% | |
| 4 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 7.52% | -0.14% | -7.34% | |
| 5 | GSSC | Goldman Sachs Activebeta US | ETF-Commodities | 4.34% | +0.37% | -1.43% | |
| 6 | UYLD | Angel Oak Ultrashort Income | ETF-Other | 4.08% | -3.34% | -39.37% | |
| 7 | CSHI | Neos Enhanced Income 1-3 Mon | ETF-Other | 4.08% | -3.35% | -39.61% | |
| 8 | AIQ | Global X Art Intel & Tech | ETF-Tech | 3.60% | +0.81% | +1.11% | |
| 9 | ✓ | Stock-Other | 3.04% | +3.04% | NEW | ||
| 10 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 2.95% | +0.63% | +17.98% | |
| 11 | XCEM | Columbia Em Core Ex-china | ETF-Emerging Markets | 2.67% | +0.81% | +22.43% | |
| 12 | AAPL | Apple INC | Stock-Tech | 2.48% | — | -10.59% | |
| 13 | GRID | First Trst Nasd Cl Edg Sgiif | ETF-Other | 1.79% | +0.08% | -1.57% | |
| 14 | IQLT | Ishares Msci International Q | ETF-Other | 1.74% | -0.07% | -1.20% | |
| 15 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 1.51% | +0.47% | +48.29% | |
| 16 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 1.49% | -0.06% | +342.99% | |
| 17 | NVDA | Nvidia CORP | Stock-Tech | 1.46% | -0.43% | -25.85% | |
| 18 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.11% | -0.05% | -14.29% | |
| 19 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 1.02% | +0.05% | -4.82% | |
| 20 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 0.97% | -0.17% | +9.55% | |
| 21 | MSFT | Microsoft CORP | Stock-Tech | 0.95% | +0.02% | -4.74% | |
| 22 | MGV | Vanguard Mega Cap Value ETF | ETF-Other | 0.92% | +0.09% | +8.92% | |
| 23 | TMSL | T.rowe Prc Small-mid Cap ETF | ETF-Other | 0.84% | +0.34% | +55.19% | |
| 24 | AVGO | Broadcom INC | Stock-Tech | 0.78% | +0.11% | +5.29% | |
| 25 | CORO | Ish Intl Ctry Rot Act ETF | ETF-Other | 0.74% | +0.74% | NEW | |
| 26 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.74% | +0.05% | +5.29% | |
| 27 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.68% | — | -5.39% | |
| 28 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.64% | +0.64% | NEW | |
| 29 | MEAR | Ishrs Short Mat Muni Act ETF | ETF-Other | 0.60% | -0.44% | -36.76% | |
| 30 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.59% | -0.45% | -37.26% | |
| 31 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.59% | -0.12% | -20.12% | |
| 32 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.55% | — | -0.02% | |
| 33 | XOM | Exxon Mobil CORP | Stock-Energy | 0.54% | -0.26% | -8.59% | |
| 34 | XTWY | Bondbloxx Bbg 20y US Tsy ETF | ETF-Other | 0.44% | +0.19% | +94.44% | |
| 35 | HMOP | Hartford Municipal Opp ETF | ETF-Other | 0.43% | +0.11% | +46.26% | |
| 36 | AVEE | Avantis Em Mkt Sm Cap Eq ETF | ETF-Other | 0.43% | +0.43% | NEW | |
| 37 | EFIV | Ss Spdr S&p 500 Esg ETF | ETF-Large Cap & Growth | 0.43% | +0.04% | +4.94% | |
| 38 | TSLA | Tesla INC | Stock-Consumer Disc | 0.37% | — | -22.04% | |
| 39 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.35% | -0.34% | -44.07% | |
| 40 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 0.35% | — | +3.93% | |
| 41 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.29% | +0.06% | -2.45% | |
| 42 | PCOR | Procore Technologies INC | Stock-Tech | 0.29% | — | — | |
| 43 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 0.28% | — | -14.00% | |
| 44 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.27% | -0.11% | -25.14% | |
| 45 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.26% | — | -14.43% | |
| 46 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.25% | -0.20% | -43.62% | |
| 47 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.25% | — | -17.50% | |
| 48 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 0.25% | — | -3.68% | |
| 49 | JBL | Jabil INC | Stock-Tech | 0.23% | +0.06% | -0.53% | |
| 50 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.22% | — | — |
Performance for Q3 2026
+4%
Performance Last 4 Quarters
+21.2%
Based on 61% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-06-30 | 109 | $510.1M | 28 | |
| 2026-03-31 | 99 | $462.7M | 17 | |
| 2025-12-31 | 109 | $477.1M | 6 | |
| 2025-09-30 | 109 | $464.2M | 36 | |
| 2025-06-30 | 117 | $490.5M | 0 | |
| 2025-03-31 | 127 | $428.2M | 100 | |
| 2024-12-31 | 145 | $446.6M | 0 | |
| 2024-09-30 | 150 | $431.0M | 0 | |
| 2024-06-30 | 148 | $423.9M | 0 | |
| 2024-03-31 | 147 | $418.8M | 0 | |
| 2023-12-31 | 143 | $404.4M | 0 | |
| 2023-09-30 | 135 | $375.3M | 0 | |
| 2023-06-30 | 126 | $349.5M | 0 | |
| 2023-03-31 | 128 | $306.8M | 0 | |
| 2022-12-31 | 127 | $318.1M | 0 | |
| 2022-09-30 | 122 | $239.0M | 0 | |
| 2022-06-30 | 124 | $228.0M | 0 | |
| 2022-03-31 | 133 | $272.2M | 0 | |
| 2021-12-31 | 125 | $282.9M | 0 | |
| 2021-09-30 | 122 | $252.3M | 0 | |
| 2021-06-30 | 117 | $258.7M | 100 | |
| 2021-03-31 | 110 | $240.8M | 43 | |
| 2020-12-31 | 96 | $236.6M | 34 | |
| 2020-09-30 | 100 | $218.2M | 26 | |
| 2020-06-30 | 98 | $230.1M | 36 | |
| 2020-03-31 | 92 | $191.0M | 55 | |
| 2019-12-31 | 109 | $250.7M | — |
Richard P Slaughter Associates Inc's most significant position changes for 2026-06-30: New buy: ; New buy: Ish Intl Ctry Rot Act ETF (CORO); New buy: Ss Spdr S&p 500 ETF Trust-us (SPY); New buy: Avantis Em Mkt Sm Cap Eq ETF (AVEE); Sold out: Bondbloxx Bbg 10y US Tsy ETF (XTEN).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +3% | NEW | New buy | |
| 2 | FMDE | Fidelity Enhanced Mid Cap Co | +1.2% | +9.05% | Add |
| 3 | AIQ | Global X Art Intel & Tech | +0.8% | +1.11% | Add |
| 4 | XCEM | Columbia Em Core Ex-china | +0.8% | +22.43% | Add |
| 5 | IWX | Ishares Russell Top 200 Valu | +0.8% | +5.07% | Add |
| 6 | CORO | Ish Intl Ctry Rot Act ETF | +0.7% | NEW | New buy |
| 7 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.6% | NEW | New buy |
| 8 | IEMG | Ishares Core Msci Emerging | +0.6% | +17.98% | Add |
| 9 | FNDF | Schwab Fndmn Intl Lrg Co ETF | +0.5% | +48.29% | Add |
| 10 | AVEE | Avantis Em Mkt Sm Cap Eq ETF | +0.4% | NEW | New buy |
| 11 | GSSC | Goldman Sachs Activebeta US | +0.4% | -1.43% | Trim |
| 12 | TMSL | T.rowe Prc Small-mid Cap ETF | +0.3% | +55.19% | Add |
| 13 | XTWY | Bondbloxx Bbg 20y US Tsy ETF | +0.2% | +94.44% | Add |
| 14 | JIRE | Jpmorgan Int Res Enh Eqty | +0.2% | +2.44% | Add |
| 15 | EFA | Ishares Msci Eafe ETF | +0.1% | NEW | New buy |
| 16 | AVGO | Broadcom INC | +0.1% | +5.29% | Add |
| 17 | HMOP | Hartford Municipal Opp ETF | +0.1% | +46.26% | Add |
| 18 | MGV | Vanguard Mega Cap Value ETF | +0.1% | +8.92% | Add |
| 19 | GRID | First Trst Nasd Cl Edg Sgiif | +0.1% | -1.57% | Trim |
| 20 | INTC | Intel CORP | +0.1% | -16.99% | Trim |
| 21 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | -2.45% | Trim |
| 22 | JBL | Jabil INC | +0.1% | -0.53% | Trim |
| 23 | IWM | Ishares Russell 2000 ETF | +0.1% | -4.82% | Trim |
| 24 | VEU | Vanguard Ftse All-world Ex-u | +0.1% | +5.29% | Add |
| 25 | EFIV | Ss Spdr S&p 500 Esg ETF | 0% | +4.94% | Add |
| 26 | MSFT | Microsoft CORP | 0% | -4.74% | Trim |
| 27 | GOOG | Alphabet Inc-cl C | -0.1% | -14.29% | Trim |
| 28 | MGK | Vanguard Mega Cap Growth ETF | -0.1% | +342.99% | Add |
| 29 | NFLX | Netflix INC | -0.1% | -37.53% | Trim |
| 30 | UDEC | Innovator U.s. Equity Ultra | -0.1% | EXIT | Sold out |
| 31 | IQLT | Ishares Msci International Q | -0.1% | -1.20% | Trim |
| 32 | CHKP | Check Point Software Technologies Ltd. | -0.1% | EXIT | Sold out |
| 33 | MA | Mastercard INC - A | -0.1% | -60.99% | Trim |
| 34 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | -25.14% | Trim |
| 35 | HD | Home Depot INC | -0.1% | EXIT | Sold out |
| 36 | META | Meta Platforms Inc-class A | -0.1% | -32.18% | Trim |
| 37 | AMZN | Amazon.com INC | -0.1% | -20.12% | Trim |
| 38 | IWY | Ishares Russell Top 200 Grow | -0.1% | -7.34% | Trim |
| 39 | WMT | Walmart INC | -0.2% | -33.30% | Trim |
| 40 | GLDM | Spdr Gold Minishares Trust | -0.2% | +9.55% | Add |
| 41 | JBND | Jpmorgan Active Bond ETF | -0.2% | EXIT | Sold out |
| 42 | JPM | Jpmorgan Chase & Co | -0.2% | -43.62% | Trim |
| 43 | XOM | Exxon Mobil CORP | -0.3% | -8.59% | Trim |
| 44 | XTEN | Bondbloxx Bbg 10y US Tsy ETF | -0.3% | EXIT | Sold out |
| 45 | JPST | Jpmorgan Ultra-short Income | -0.3% | -44.07% | Trim |
| 46 | NVDA | Nvidia CORP | -0.4% | -25.85% | Trim |
| 47 | MEAR | Ishrs Short Mat Muni Act ETF | -0.4% | -36.76% | Trim |
| 48 | JMST | JPM Ultra-short Muni Income | -0.5% | -37.26% | Trim |
| 49 | UYLD | Angel Oak Ultrashort Income | -3.3% | -39.37% | Trim |
| 50 | CSHI | Neos Enhanced Income 1-3 Mon | -3.4% | -39.61% | Trim |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-06-30 | 2026-07-13 | 13F-HR | View on EDGAR |
| 2026-03-31 | 2026-04-13 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-12 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-09 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-08 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-10 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-14 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-07 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-10 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-09 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-08 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-10 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-07 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-18 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-09 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-11 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-08 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-11 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-13 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-06 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-12 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-14 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-20 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-13 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-09 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-28 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-05-27 | 13F-HR | View on EDGAR |
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