CIK: 0000868911
Total reported value
$197.7M
Reporting period: 2017-09-30 · Number of holdings: 69
PRINCETON CAPITAL MANAGEMENT INC disclosed 69 holdings in its latest 13F filing for the period ending 2017-09-30, with total reported value of $197.7M and a quarterly turnover rate of 86.9%.
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Princeton Capital Management INC's disclosed holdings carry a Herfindahl concentration index of 0.029 — mathematically equivalent to about 35 equally-sized positions, well below its 69 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.01), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 64% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim AEP
-88.3% -$3.2M
Trim UIS
-21.3% -$1.7M
Add BA
+18.9% $3.7M
Add UPS
+47.4% $2.3M
Add AMZN
+38.0% $2.0M
Add BMY
+18.0% $2.2M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | OLED | Universal Display CORP | Stock-Tech | 5.42% | +5.42% | NEW | |
| 2 | BA | Boeing Co/the | Stock-Industrials | 5.36% | +0.99% | +18.86% | |
| 3 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 4.59% | +4.59% | NEW | |
| 4 | AMT | American Tower CORP | Stock-Real Estate | 4.29% | +4.29% | NEW | |
| 5 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 4.24% | +0.33% | +18.00% | |
| 6 | AAPL | Apple INC | Stock-Tech | 3.95% | +0.30% | +25.97% | |
| 7 | AMZN | Amazon.com INC | Stock-Consumer Disc | 3.80% | +0.34% | +38.02% | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 3.75% | +0.20% | +21.99% | |
| 9 | CCI | Crown Castle INC | Stock-Real Estate | 3.67% | -0.04% | +23.60% | |
| 10 | VZ | Verizon Communications INC | Stock-Comm Services | 3.48% | +3.48% | NEW | |
| 11 | GLW | Corning INC | Stock-Tech | 3.24% | -0.14% | +19.98% | |
| 12 | MLM | Martin Marietta Materials | Stock-Materials | 3.16% | -0.30% | +22.78% | |
| 13 | UPS | United Parcel Service-cl B | Stock-Industrials | 3.12% | +0.69% | +47.43% | |
| 14 | T | At&t INC | Stock-Comm Services | 2.99% | +2.99% | NEW | |
| 15 | PFE | Pfizer INC | Stock-Healthcare | 2.51% | +0.29% | +32.66% | |
| 16 | V | Visa Inc-class A Shares | Stock-Financials | 2.37% | +2.37% | NEW | |
| 17 | META | Meta Platforms Inc-class A | Stock-Comm Services | 2.33% | +0.28% | +25.42% | |
| 18 | CSCO | Cisco Systems INC | Stock-Tech | 2.29% | +0.10% | +21.41% | |
| 19 | INTC | Intel CORP | Stock-Tech | 2.26% | +0.29% | +27.16% | |
| 20 | UNP | Union Pacific CORP | Stock-Industrials | 1.79% | — | +11.03% | |
| 21 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 1.78% | +1.78% | NEW | |
| 22 | QCOM | Qualcomm INC | Stock-Tech | 1.75% | — | +21.00% | |
| 23 | VRTX | Vertex Pharmaceuticals INC | Stock-Healthcare | 1.74% | — | +7.82% | |
| 24 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.59% | +1.59% | NEW | |
| 25 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.55% | +1.55% | NEW | |
| 26 | CP | Canadian Pacific Kansa F | Stock-Industrials | 1.52% | — | +12.76% | |
| 27 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 1.34% | — | +8.90% | |
| 28 | IPGP | Ipg Photonics CORP | Stock-Tech | 1.30% | — | -8.42% | |
| 29 | AXTI | Axt INC | Stock-Other | 1.23% | +1.23% | NEW | |
| 30 | DY | Dycom Industries INC | Stock-Industrials | 1.23% | — | +29.05% | |
| 31 | ABBV | Abbvie INC | Stock-Healthcare | 1.14% | +0.26% | +31.37% | |
| 32 | CAT | Caterpillar INC | Stock-Industrials | 1.02% | — | +4.31% | |
| 33 | UIS | Unisys CORP | Stock-Other | 0.96% | -1.33% | -21.28% | |
| 34 | FARO | Faro Technologies INC | Stock-Other | 0.95% | — | +12.38% | |
| 35 | UEIC | Universal Electronics INC | Stock-Other | 0.87% | — | +25.22% | |
| 36 | REGN | Regeneron Pharmaceuticals | Stock-Healthcare | 0.86% | +0.86% | NEW | |
| 37 | VMC | Vulcan Materials Co | Stock-Materials | 0.83% | — | +16.70% | |
| 38 | DEA | Easterly Government Properties, Inc. | Stock-Other | 0.72% | — | +6.37% | |
| 39 | ACIA | Acacia Communications INC | Stock-Other | 0.72% | — | +3.87% | |
| 40 | RHT1EUR | Red Hat INC | Stock-Other | 0.68% | — | +14.16% | |
| 41 | PCRX | Pacira Biosciences INC | Stock-Other | 0.63% | — | +33.08% | |
| 42 | DE | Deere & Co | Stock-Industrials | 0.60% | — | +14.99% | |
| 43 | 7SU | Summit Materials INC -cl A | Stock-Other | 0.60% | +0.60% | NEW | |
| 44 | QRVO | Qorvo INC | Stock-Tech | 0.56% | +0.56% | NEW | |
| 45 | ENTG | Entegris INC | Stock-Tech | 0.51% | +0.51% | NEW | |
| 46 | INCY | Incyte CORP | Stock-Healthcare | 0.48% | +0.48% | NEW | |
| 47 | INFNEUR | Infinera CORP | Stock-Other | 0.46% | +0.46% | NEW | |
| 48 | ✓ | Oclaro INC | Stock-Other | 0.45% | +0.45% | NEW | |
| 49 | ✓ | Mesoblast LTD F Sponsored Adr 1 Adr Reps 10 Ord Shs | Stock-Other | 0.37% | — | -14.23% | |
| 50 | DUK | Duke Energy CORP | Stock-Utilities | 0.33% | — | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2017-09-30 | 69 | $197.7M | 87 | |
| 2017-06-30 | 71 | $158.7M | 14 | |
| 2017-03-31 | 66 | $158.4M | 20 | |
| 2016-12-31 | 68 | $150.2M | 17 | |
| 2016-09-30 | 75 | $152.9M | 16 | |
| 2016-06-30 | 76 | $145.0M | 22 | |
| 2016-03-31 | 74 | $144.0M | 17 | |
| 2015-12-31 | 68 | $142.0M | 25 | |
| 2015-09-30 | 67 | $165.2M | 29 | |
| 2015-06-30 | 68 | $189.0M | 12 | |
| 2015-03-31 | 68 | $195.3M | 15 | |
| 2014-12-31 | 67 | $180.9M | 28 | |
| 2014-09-30 | 70 | $156.8M | 18 | |
| 2014-06-30 | 72 | $144.5M | 23 | |
| 2014-03-31 | 74 | $137.8M | 21 | |
| 2013-12-31 | 73 | $125.0M | 20 | |
| 2013-09-30 | 69 | $109.5M | 18 | |
| 2013-06-30 | 72 | $104.2M | 0 |
Princeton Capital Management INC's most significant position changes for 2017-09-30: New buy: Universal Display CORP (OLED); New buy: Alphabet Inc-cl A (GOOGL); Sold out: Universal Display Corporation; New buy: American Tower CORP (AMT); New buy: Verizon Communications INC (VZ).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BA | Boeing Co/the | +1% | +18.86% | Add |
| 2 | UPS | United Parcel Service-cl B | +0.7% | +47.43% | Add |
| 3 | AMZN | Amazon.com INC | +0.3% | +38.02% | Add |
| 4 | BMY | Bristol-myers Squibb Co | +0.3% | +18.00% | Add |
| 5 | AAPL | Apple INC | +0.3% | +25.97% | Add |
| 6 | PFE | Pfizer INC | +0.3% | +32.66% | Add |
| 7 | INTC | Intel CORP | +0.3% | +27.16% | Add |
| 8 | META | Meta Platforms Inc-class A | +0.3% | +25.42% | Add |
| 9 | ABBV | Abbvie INC | +0.3% | +31.37% | Add |
| 10 | MSFT | Microsoft CORP | +0.2% | +21.99% | Add |
| 11 | CSCO | Cisco Systems INC | +0.1% | +21.41% | Add |
| 12 | CCI | Crown Castle INC | 0% | +23.60% | Add |
| 13 | GLW | Corning INC | -0.1% | +19.98% | Add |
| 14 | MLM | Martin Marietta Materials | -0.3% | +22.78% | Add |
| 15 | UIS | Unisys CORP | -1.3% | -21.28% | Trim |
| 16 | AEP | American Electric Power Company, Inc. | -2.1% | -88.32% | Trim |
| 17 | OLED | Universal Display CORP | — | NEW | New buy |
| 18 | GOOGL | Alphabet Inc-cl A | — | NEW | New buy |
| 19 | ✓ | Universal Display Corporation | — | EXIT | Sold out |
| 20 | AMT | American Tower CORP | — | NEW | New buy |
| 21 | VZ | Verizon Communications INC | — | NEW | New buy |
| 22 | ✓ | American Tower Corporation | — | EXIT | Sold out |
| 23 | ✓ | Alphabet Inc. | — | EXIT | Sold out |
| 24 | T | At&t INC | — | NEW | New buy |
| 25 | ✓ | Verizon Communications Inc. | — | EXIT | Sold out |
| 26 | ✓ | AT & T, Inc. New | — | EXIT | Sold out |
| 27 | V | Visa Inc-class A Shares | — | NEW | New buy |
| 28 | CMCSA | Comcast Corp-class A | — | NEW | New buy |
| 29 | GOOG | Alphabet Inc-cl C | — | NEW | New buy |
| 30 | ✓ | Visa Inc. | — | EXIT | Sold out |
| 31 | DIS | Walt Disney Co/the | — | NEW | New buy |
| 32 | ✓ | Alphabet Inc. | — | EXIT | Sold out |
| 33 | AXTI | Axt INC | — | NEW | New buy |
| 34 | ✓ | Axt INC | — | EXIT | Sold out |
| 35 | REGN | Regeneron Pharmaceuticals | — | NEW | New buy |
| 36 | ✓ | Comcast Corporation | — | EXIT | Sold out |
| 37 | ✓ | Regeneron Pharmaceuticals, Inc. | — | EXIT | Sold out |
| 38 | ✓ | American Airls Group INC | — | EXIT | Sold out |
| 39 | 7SU | Summit Materials INC -cl A | — | NEW | New buy |
| 40 | ✓ | Infinera Corp | — | EXIT | Sold out |
| 41 | QRVO | Qorvo INC | — | NEW | New buy |
| 42 | ✓ | Incyte CORP | — | EXIT | Sold out |
| 43 | ENTG | Entegris INC | — | NEW | New buy |
| 44 | ✓ | Summit Materials Inc Cl A | — | EXIT | Sold out |
| 45 | INCY | Incyte CORP | — | NEW | New buy |
| 46 | ✓ | Oclaro Inc | — | EXIT | Sold out |
| 47 | INFNEUR | Infinera CORP | — | NEW | New buy |
| 48 | ✓ | Oclaro INC | — | NEW | New buy |
| 49 | ✓ | Qorvo, Inc. | — | EXIT | Sold out |
| 50 | ✓ | Entegris, Inc. | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2017-09-30 | 2017-11-03 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-31 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-10 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-02 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-03 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-25 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-28 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-28 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-28 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-03 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-29 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-05 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-05 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-06 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-12 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-11 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-08 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-29 | 13F-HR | View on EDGAR |
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